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Miller Michael Connolly – ‘4’ for 9/22/23 re: Barnes & Noble Education, Inc.

On:  Tuesday, 9/26/23, at 4:41pm ET   ·   For:  9/22/23   ·   As:  Officer   ·   Accession #:  1634117-23-62   ·   File #:  1-37499

Previous ‘4’:  ‘4’ on 6/21/23 for 6/16/23   ·   Latest ‘4’:  This Filing   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/26/23  Miller Michael Connolly           4          Officer     1:8K   Barnes & Noble Education, Inc.    Barnes & Noble Educ… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider --                                      
                wk-form4_1695760890.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1695760890.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  9/22/23
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1634117
Issuer Name:  Barnes & Noble Education, Inc.
Issuer Trading Symbol:  BNED
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1643505
Owner Name:  MILLER MICHAEL CONNOLLY
Reporting Owner Address:
Owner Street 1:  C/O BARNES & NOBLE EDUCATION, INC.
Owner Street 2:  120 MOUNTAIN VIEW BLVD
Owner City:  BASKING RIDGE
Owner State:  NJ
Owner ZIP Code:  07920
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  CLO, EVP, Corp Aff & Secretary
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/22/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  60,976
Transaction Price Per Share:
Value:  0
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  210,482
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/22/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  60,976
Transaction Price Per Share:
Value:  1.11
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  149,506
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/23/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,825
Footnote ID:  F2
Transaction Price Per Share:
Value:  1.11
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  139,681
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Phantom Share Unit
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  9/22/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  60,976
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  9/22/21
Expiration Date:
Value:  9/22/23
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  60,976
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.
Footnote - F2:  Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Remarks:
Owner Signature:
Signature Name:  /s/ Michael C. Miller
Signature Date:  9/26/23


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/16/24  Barnes & Noble Education, Inc.    DEFA14A                1:590K                                   Donnelley … Solutions/FA
 4/16/24  Barnes & Noble Education, Inc.    8-K:1,2,5,8 4/16/24   14:829K                                   Donnelley … Solutions/FA
 4/16/24  Immersion Corp.                   8-K:1,2,9   4/16/24   13:929K                                   EdgarAgents LLC/FA
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Filing Submission 0001634117-23-000062   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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