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Keating Ronald C – ‘4’ for 8/5/22 re: Evoqua Water Technologies Corp.

On:  Tuesday, 8/9/22, at 4:44pm ET   ·   For:  8/5/22   ·   As:  Director and Officer   ·   Accession #:  1604643-22-120   ·   File #:  1-38272

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/09/22  Keating Ronald C                  4          Dir.,Off.   1:10K  Evoqua Water Technologies Corp.   Evoqua Water Techs Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider --                                      
                wf-form4_166007787199161.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_166007787199161.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  8/5/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1604643
Issuer Name:  Evoqua Water Technologies Corp.
Issuer Trading Symbol:  AQUA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1353838
Owner Name:  Keating Ronald C
Reporting Owner Address:
Owner Street 1:  EVOQUA WATER TECHNOLOGIES CORP.
Owner Street 2:  210 SIXTH AVENUE
Owner City:  PITTSBURGH
Owner State:  PA
Owner ZIP Code:  15222
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  President and CEO
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/5/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  165,422
Transaction Price Per Share:
Value:  4.64
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  928,146
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/5/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  165,422
Transaction Price Per Share:
Value:  38.7731
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  762,724
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/8/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  78,159
Transaction Price Per Share:
Value:  4.64
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  840,883
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/8/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  78,159
Transaction Price Per Share:
Value:  38.6076
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  762,724
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  4.64
Transaction Date:
Value:  8/5/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  165,422
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  12/15/24
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  165,422.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,078,159
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  4.64
Transaction Date:
Value:  8/8/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  78,159
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  12/15/24
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  78,159.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,000,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The amount of these securities includes an aggregate of 336,323 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
Footnote - F2:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.6000 to $39.0350, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
Footnote - F3:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.3200 to $38.7750, inclusive.
Footnote - F4:  This option is fully vested.
Remarks:
Owner Signature:
Signature Name:  /s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating
Signature Date:  8/9/22


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