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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/21/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1549084 |
| Issuer Name: EKSO BIONICS HOLDINGS, INC. |
| Issuer Trading Symbol: EKSO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1201619 |
| | Owner Name: SHERMAN STEVEN |
| Reporting Owner Address: |
| | Owner Street 1: C/O EKSO BIONICS HOLDINGS, INC. |
| | Owner Street 2: 1414 HARBOUR WAY S, STE. 1201 |
| | Owner City: RICHMOND |
| | Owner State: CA |
| | Owner ZIP Code: 94804 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: CEO & Chairman |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 8/21/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,599 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 684,567 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 8/22/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,572 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 2.2036 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 678,995 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F3 |
| | Transaction Date: |
| | | Value: 8/21/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,599 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F4 |
| | Expiration Date: |
| | | Footnote ID: F4 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 15,599.0 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 77,997 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Represents shares sold by the Reporting Person on August 22, 2022 to cover tax withholding obligations incurred upon the vesting and settlement of the seventh installment of a restricted stock award originally reported by the Reporting Person in Form 4 filed with the Commission on March 10, 2022 |
| Footnote - F2: The sale price represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $2.24 to $2.20, inclusive. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. |
| Footnote - F3: The restricted stock units ("RSUs") were granted on March 8, 2022 in accordance with the terms of an Executive Employment Agreement entered into between the Reporting Person and the Company on January 21, 2022 (the "Effective Date"). |
| Footnote - F4: The RSUs vest in twelve equal installments on the first twelve monthly anniversaries of the Effective Date, starting February 21, 2022, such that the RSUs will be fully vested as of January 21, 2023. The seventh installment of RSUs vested on August 21, 2022 and were delivered to the Reporting Person upon settlement. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Jerome Wong, as Attorney-in-Fact |
| Signature Date: 8/23/22 |
