SEC Info - Voya Financial, Inc. - ‘8-K’ for 12/1/22

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Voya Financial, Inc. – ‘8-K’ for 12/1/22

On: Thursday, 12/1/22, at 4:32pm ET · For: 12/1/22 · Accession #: 1535929-22-119 · File #: 1-35897

  As Of               Filer                 Filing    For·On·As Docs:Size

12/01/22  Voya Financial, Inc.              8-K:5      12/01/22   11:201K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 6: R1          Document And Entity Information                     HTML     50K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
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 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.DEF  XBRL Definitions -- voya-20221201_def                XML     40K 
 4: EX-101.LAB  XBRL Labels -- voya-20221201_lab                     XML     83K 
 5: EX-101.PRE  XBRL Presentations -- voya-20221201_pre              XML     40K 
 2: EX-101.SCH  XBRL Schema -- voya-20221201                         XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
11: ZIP         XBRL Zipped Folder -- 0001535929-22-000119-xbrl      Zip     19K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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voya-20221201

i 0001535929 i false00015359292022-12-012022-12-010001535929us-gaap:CommonStockMember2022-12-012022-12-010001535929voya:DepositarySharesMember2022-12-012022-12-01

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

i December 1, 2022

i VOYA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-35897

No.

i 52-1222820

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification Number)

i 230 Park Avenue

i New York

i 10169

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 212) i 309-8200

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading symbol	Name of each exchange on which registered
i Common Stock, $.01 Par Value	i VOYA	i New York Stock Exchange
i Depositary Shares, each representing a 1/40th	i VOYAPrB	i New York Stock Exchange
interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On December 1, 2022, Voya Financial, Inc. (the “Registrant”) announced that Charles P. Nelson, the Registrant's Vice Chairman and Chief Growth Officer, and a named executive officer of the Registrant, will transition to a new role as Vice Chairman and strategic advisor to Heather Lavallee, President and CEO-Elect, before departing the Registrant in the second quarter of 2023.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Voya Financial, Inc.

(Registrant)

By: /s/ Rachel Reid

Name: Rachel Reid

Title: Senior Vice President, Deputy General Counsel and Corporate Secretary

Dated: December 1, 2022

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	12/1/22	4
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Filing Submission 0001535929-22-000119 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)