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Voya Financial, Inc. – ‘8-K’ for 2/6/24

On:  Tuesday, 2/6/24, at 4:16pm ET   ·   For:  2/6/24   ·   Accession #:  1535929-24-29   ·   File #:  1-35897

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/06/24  Voya Financial, Inc.              8-K:2,7,9   2/06/24   13:4.1M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    226K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML   2.58M 
 8: R1          Document And Entity Information                     HTML     50K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
13: XML         XBRL Instance -- voya-20240206_htm                   XML     18K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- voya-20240206_def                XML     40K 
 6: EX-101.LAB  XBRL Labels -- voya-20240206_lab                     XML     84K 
 7: EX-101.PRE  XBRL Presentations -- voya-20240206_pre              XML     41K 
 4: EX-101.SCH  XBRL Schema -- voya-20240206                         XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
12: ZIP         XBRL Zipped Folder -- 0001535929-24-000029-xbrl      Zip    154K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  voya-20240206  
 i 0001535929 i false00015359292024-02-062024-02-060001535929us-gaap:CommonStockMember2024-02-062024-02-060001535929voya:DepositarySharesMember2024-02-062024-02-06


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
 i February 6, 2024
 i VOYA FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
 i Delaware
No.
 i 52-1222820
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification Number)
 i 230 Park Avenue
 i New York
 i New York
 i 10169
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: ( i 212)  i 309-8200
N/A
(Former name or former address, if changed since last report)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading symbolName of each exchange on which registered
 i Common Stock, $.01 Par Value i VOYA i New York Stock Exchange
 i Depositary Shares, each representing a 1/40th i VOYAPrB i New York Stock Exchange
interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  




Item 2.02Results of Operations and Financial Condition
On February 6, 2024, Voya Financial, Inc. (“Voya Financial”) reported its financial results for the three months and year ended December 31, 2023. A copy of the press release containing this information is furnished as Exhibit 99.1 hereto and is incorporated by reference in this Item 2.02.
As previously announced, Voya Financial will host a conference call on Wednesday, February 7, 2024 at 10:00 am ET to discuss its fourth-quarter and full-year 2023 results. The call can be accessed via Voya Financial’s investor relations website at http://investors.voya.com. In addition, more detailed financial information can be found in Voya Financial’s Quarterly Investor Supplement for the quarter ended December 31, 2023, available on Voya Financial’s investor relations website at http://investors.voya.com. The Quarterly Investor Supplement for the quarter ended December 31, 2023 is furnished herewith as Exhibit 99.2 and is incorporated by reference in this Item 2.02.
As provided in General Instruction B.2 of Form 8-K, the information and exhibits provided pursuant to this Item 2.02 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
Item 7.01Regulation FD Disclosure
On February 6, 2024, Voya Financial made available a slide presentation that will accompany the conference call described above in Item 2.02. These slides are available on Voya Financial’s investor relations website at http://investors.voya.com.
As provided in General Instruction B.2 of Form 8-K, the information provided pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
 
Item 9.01Financial Statements and Exhibits

(d) Exhibits

99.1    Press release of Voya Financial, Inc., dated February 6, 2024 (furnished and not filed)
99.2    Quarterly Investor Supplement for the quarter ended December 31, 2023 (furnished and not filed)
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)





SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Voya Financial, Inc.
(Registrant)

By:        /s/ My Chi To             
Name:    My Chi To
Title:    Executive Vice President, Chief Legal Officer and Corporate Secretary 
Dated: February 6, 2024



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
2/7/24None on these Dates
Filed on / For Period end:2/6/24
12/31/23
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