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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/1/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1352081 |
| Issuer Name: Cardinal Ethanol LLC |
| Issuer Trading Symbol: NA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1471498 |
| | Owner Name: Baker Robert Nathan |
| Reporting Owner Address: |
| | Owner Street 1: 8124 E. GREENBRIAR COURT |
| | Owner Street 2: |
| | Owner City: WICHITA |
| | Owner State: KS |
| | Owner ZIP Code: 67226 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Limited Liability Company Membership Units |
| | Transaction Date: |
| | | Value: 8/1/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2 |
| | | Transaction Price Per Share: |
| Value: 5,000 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,705 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See footnote |
| Footnote ID: F2 |
| Footnotes: |
| Footnote - F1: per unit. |
| Footnote - F2: 950 units are owned by Stephen L. Clark Family Partnership, LP of which Mr. Baker is the representative selected to serve on the Board of Directors. Mr. Baker shares investment and voting power with respect to these 950 units with Stephen L. Clark and the general partner of Stephen L. Clark Family Partnership, LP. The remaining units are owned by the Robert N. Baker Trust. |
| Owner Signature: |
| Signature Name: /s/ Robert N. Baker |
| Signature Date: 7/27/20 |
