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Information Table
|
| Info Table: |
| Name of Issuer: ADVANCE AUTO PARTS INC |
| Title of Class: COM |
| CUSIP: 00751Y-10-6 |
| Value: 2,255 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 11900 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 11900 |
| | None: 0 |
| Info Table: |
| Name of Issuer: AETNA INC NEW |
| Title of Class: COM |
| CUSIP: 00817Y-10-8 |
| Value: 18,324 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 167479 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 167479 |
| | None: 0 |
| Info Table: |
| Name of Issuer: AGNICO EAGLE MINES LTD |
| Title of Class: COM |
| CUSIP: 008474-10-8 |
| Value: 872 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 34453 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 34453 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ALERE INC |
| Title of Class: COM |
| CUSIP: 01449J-10-5 |
| Value: 7,843 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 162884 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 162884 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ALLERGAN PLC |
| Title of Class: SHS |
| CUSIP: G0177J-10-8 |
| Value: 2,718 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 10000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 10000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ALLY FINL INC |
| Title of Class: COM |
| CUSIP: 02005N-10-0 |
| Value: 1,342 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 65826 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 65826 |
| | None: 0 |
| Info Table: |
| Name of Issuer: AMEDISYS INC |
| Title of Class: COM |
| CUSIP: 023436-10-8 |
| Value: 946 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 24915 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 24915 |
| | None: 0 |
| Info Table: |
| Name of Issuer: AMERICAN ASSETS TR INC |
| Title of Class: COM |
| CUSIP: 024013-10-4 |
| Value: 1,482 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 36273 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 36273 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ASSOCIATED BANC CORP |
| Title of Class: COM |
| CUSIP: 045487-10-5 |
| Value: 9,350 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 520303 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 520303 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ASTORIA FINL CORP |
| Title of Class: COM |
| CUSIP: 046265-10-4 |
| Value: 8,269 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 513593 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 513593 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BANK AMER CORP |
| Title of Class: COM |
| CUSIP: 060505-10-4 |
| Value: 407 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 26153 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 26153 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BLACK KNIGHT FINL SVCS INC |
| Title of Class: CL A |
| CUSIP: 09214X-10-0 |
| Value: 103 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 3157 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 3157 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BLOCK H & R INC |
| Title of Class: COM |
| CUSIP: 093671-10-5 |
| Value: 4,525 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 125000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 125000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BOSTON PRIVATE FINL HLDGS IN |
| Title of Class: COM |
| CUSIP: 101119-10-5 |
| Value: 3,178 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 271596 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 271596 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BOSTON SCIENTIFIC CORP |
| Title of Class: COM |
| CUSIP: 101137-10-7 |
| Value: 22,613 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1378016 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1378016 |
| | None: 0 |
| Info Table: |
| Name of Issuer: BRANDYWINE RLTY TR |
| Title of Class: SH BEN INT NEW |
| CUSIP: 105368-20-3 |
| Value: 2059 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 167101 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 167101 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CAPITAL SR LIVING CORP |
| Title of Class: COM |
| CUSIP: 140475-10-4 |
| Value: 1,297 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 64702 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 64702 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CARE CAP PPTYS INC |
| Title of Class: COM |
| CUSIP: 141624-10-6 |
| Value: 516 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 15663 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 15663 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CARETRUST REIT INC |
| Title of Class: COM |
| CUSIP: 14174T-10-7 |
| Value: 121 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 10630 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 10630 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CENTRAL PAC FINL CORP |
| Title of Class: COM NEW |
| CUSIP: 154760-40-9 |
| Value: 1,475 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 70350 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 70350 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CEPHEID |
| Title of Class: COM |
| CUSIP: 15670R-10-7 |
| Value: 9,335 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 206520 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 206520 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CHESAPEAKE LODGING TR |
| Title of Class: SH BEN INT |
| CUSIP: 165240-10-2 |
| Value: 2,307 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 88514 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 88514 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CHIPOTLE MEXICAN GRILL INC |
| Title of Class: COM |
| CUSIP: 169656-10-5 |
| Value: 452 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 627 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 627 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CITIGROUP INC |
| Title of Class: COM NEW |
| CUSIP: 172967-42-4 |
| Value: 1,116 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 22496 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 22496 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CITIZENS FINL GROUP INC |
| Title of Class: COM |
| CUSIP: 174610-10-5 |
| Value: 9,929 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 416146 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 416146 |
| | None: 0 |
| Info Table: |
| Name of Issuer: COMERICA INC |
| Title of Class: COM |
| CUSIP: 200340-10-7 |
| Value: 77 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1878 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1878 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CROWN CASTLE INTL CORP NEW |
| Title of Class: COM |
| CUSIP: 22822V-10-1 |
| Value: 1,093 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 13862 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 13862 |
| | None: 0 |
| Info Table: |
| Name of Issuer: CUBESMART |
| Title of Class: COM |
| CUSIP: 229663-10-9 |
| Value: 2,378 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 87378 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 87378 |
| | None: 0 |
| Info Table: |
| Name of Issuer: D R HORTON INC |
| Title of Class: COM |
| CUSIP: 23331A-10-9 |
| Value: 3,668 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 124917 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 124917 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DCT INDUSTRIAL TRUST INC |
| Title of Class: COM NEW |
| CUSIP: 233153-20-4 |
| Value: 553 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 16425 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 16425 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DEL FRISCOS RESTAURANT GROUP |
| Title of Class: COM |
| CUSIP: 245077-10-2 |
| Value: 544 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 39200 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 39200 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DIME CMNTY BANCSHARES |
| Title of Class: COM |
| CUSIP: 253922-10-8 |
| Value: 90 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 5348 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 5348 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DISCOVER FINL SVCS |
| Title of Class: COM |
| CUSIP: 254709-10-8 |
| Value: 4,498 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 86514 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 86514 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DOLLAR GEN CORP NEW |
| Title of Class: COM |
| CUSIP: 256677-10-5 |
| Value: 190 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 2621 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 2621 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DOMINOS PIZZA INC |
| Title of Class: COM |
| CUSIP: 25754A-20-1 |
| Value: 571 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 5288 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 5288 |
| | None: 0 |
| Info Table: |
| Name of Issuer: DOUGLAS EMMETT INC |
| Title of Class: COM |
| CUSIP: 25960P-10-9 |
| Value: 1,337 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 46561 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 46561 |
| | None: 0 |
| Info Table: |
| Name of Issuer: E TRADE FINANCIAL CORP |
| Title of Class: COM NEW |
| CUSIP: 269246-40-1 |
| Value: 30 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1157 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1157 |
| | None: 0 |
| Info Table: |
| Name of Issuer: EASTGROUP PPTY INC |
| Title of Class: COM |
| CUSIP: 277276-10-1 |
| Value: 5,412 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 99883 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 99883 |
| | None: 0 |
| Info Table: |
| Name of Issuer: EDWARDS LIFESCIENCES CORP |
| Title of Class: COM |
| CUSIP: 28176E-10-8 |
| Value: 17,716 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 124611 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 124611 |
| | None: 0 |
| Info Table: |
| Name of Issuer: EQUITY RESIDENTIAL |
| Title of Class: SH BEN INT |
| CUSIP: 29476L-10-7 |
| Value: 2,188 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 29126 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 29126 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ESSEX PPTY TR INC |
| Title of Class: COM |
| CUSIP: 297178-10-5 |
| Value: 1,727 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 7729 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 7729 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FIRST HORIZON NATL CORP |
| Title of Class: COM |
| CUSIP: 320517-10-5 |
| Value: 2,892 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 203940 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 203940 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FIRST INDUSTRIAL REALTY TRUS |
| Title of Class: COM |
| CUSIP: 32054K-10-3 |
| Value: 863 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 41184 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 41184 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FIRST NIAGARA FINL GP INC |
| Title of Class: COM |
| CUSIP: 33582V-10-8 |
| Value: 11,744 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1150246 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1150246 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FLAGSTAR BANCORP INC |
| Title of Class: COM PAR .001 |
| CUSIP: 337930-70-5 |
| Value: 4,065 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 197731 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 197731 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FNB CORP PA |
| Title of Class: COM |
| CUSIP: 302520-10-1 |
| Value: 3,465 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 267604 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 267604 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FOAMIX PHARMACEUTICALS LTD |
| Title of Class: SHS |
| CUSIP: M46135-10-5 |
| Value: 440 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 60000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 60000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: FULTON FINL CORP PA |
| Title of Class: COM |
| CUSIP: 360271-10-0 |
| Value: 4,277 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 353438 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 353438 |
| | None: 0 |
| Info Table: |
| Name of Issuer: GALLAGHER ARTHUR J & CO |
| Title of Class: COM |
| CUSIP: 363576-10-9 |
| Value: 662 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 16041 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 16041 |
| | None: 0 |
| Info Table: |
| Name of Issuer: GENERAL GROWTH PPTYS INC NEW |
| Title of Class: COM |
| CUSIP: 370023-10-3 |
| Value: 53 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 2038 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 2038 |
| | None: 0 |
| Info Table: |
| Name of Issuer: GENOMIC HEALTH INC |
| Title of Class: COM |
| CUSIP: 37244C-10-1 |
| Value: 8,872 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 419274 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 419274 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HANCOCK HLDG CO |
| Title of Class: COM |
| CUSIP: 410120-10-9 |
| Value: 154 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 5692 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 5692 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HEALTHCARE RLTY TR |
| Title of Class: COM |
| CUSIP: 421946-10-4 |
| Value: 1,684 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 67753 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 67753 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HOLOGIC INC |
| Title of Class: COM |
| CUSIP: 436440-10-1 |
| Value: 13,645 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 348705 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 348705 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HOME PROPERTIES INC |
| Title of Class: COM |
| CUSIP: 437306-10-3 |
| Value: 867 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 11600 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 11600 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HOULIHAN LOKEY INC |
| Title of Class: CL A |
| CUSIP: 441593-10-0 |
| Value: 1,660 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 76138 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 76138 |
| | None: 0 |
| Info Table: |
| Name of Issuer: HYATT HOTELS CORP |
| Title of Class: COM CL A |
| CUSIP: 448579-10-2 |
| Value: 498 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 10568 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 10568 |
| | None: 0 |
| Info Table: |
| Name of Issuer: KB HOME |
| Title of Class: COM |
| CUSIP: 48666K-10-9 |
| Value: 1,800 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 132814 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 132814 |
| | None: 0 |
| Info Table: |
| Name of Issuer: KEYCORP NEW |
| Title of Class: COM |
| CUSIP: 493267-10-8 |
| Value: 10,308 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 792285 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 792285 |
| | None: 0 |
| Info Table: |
| Name of Issuer: LABORATORY CORP AMER HLDGS |
| Title of Class: COM NEW |
| CUSIP: 50540R-40-9 |
| Value: 28,920 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 266619 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 266619 |
| | None: 0 |
| Info Table: |
| Name of Issuer: LEGG MASON INC |
| Title of Class: COM |
| CUSIP: 524901-10-5 |
| Value: 3,869 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 92971 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 92971 |
| | None: 0 |
| Info Table: |
| Name of Issuer: LENNAR CORP |
| Title of Class: CL A |
| CUSIP: 526057-10-4 |
| Value: 1,658 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 34450 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 34450 |
| | None: 0 |
| Info Table: |
| Name of Issuer: LIBERTY PPTY TR |
| Title of Class: SH BEN INT |
| CUSIP: 531172-10-4 |
| Value: 242 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 7667 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 7667 |
| | None: 0 |
| Info Table: |
| Name of Issuer: LOWES COS INC |
| Title of Class: COM |
| CUSIP: 548661-10-7 |
| Value: 5,314 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 77109 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 77109 |
| | None: 0 |
| Info Table: |
| Name of Issuer: M D C HLDGS INC |
| Title of Class: COM |
| CUSIP: 552676-10-8 |
| Value: 234 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 8934 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 8934 |
| | None: 0 |
| Info Table: |
| Name of Issuer: M/I HOMES INC |
| Title of Class: COM |
| CUSIP: 55305B-10-1 |
| Value: 838 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 35524 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 35524 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MCDONALDS CORP |
| Title of Class: COM |
| CUSIP: 580135-10-1 |
| Value: 5,755 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 58413 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 58413 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MERITAGE HOMES CORP |
| Title of Class: COM |
| CUSIP: 59001A-10-2 |
| Value: 573 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 15700 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 15700 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MGM RESORTS INTERNATIONAL |
| Title of Class: COM |
| CUSIP: 552953-10-1 |
| Value: 2,603 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 141083 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 141083 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MID-AMER APT CMNTYS INC |
| Title of Class: COM |
| CUSIP: 59522J-10-3 |
| Value: 1,658 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 20253 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 20253 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MOLINA HEALTHCARE INC |
| Title of Class: COM |
| CUSIP: 60855R-10-0 |
| Value: 615 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 8938 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 8938 |
| | None: 0 |
| Info Table: |
| Name of Issuer: MORGAN STANLEY |
| Title of Class: COM NEW |
| CUSIP: 617446-44-8 |
| Value: 2,199 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 69820 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 69820 |
| | None: 0 |
| Info Table: |
| Name of Issuer: NATIONAL HEALTH INVS INC |
| Title of Class: COM |
| CUSIP: 63633D-10-4 |
| Value: 5,265 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 91575 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 91575 |
| | None: 0 |
| Info Table: |
| Name of Issuer: NATIONAL RETAIL PPTYS INC |
| Title of Class: COM |
| CUSIP: 637417-10-6 |
| Value: 492 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 13567 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 13567 |
| | None: 0 |
| Info Table: |
| Name of Issuer: NUVASIVE INC |
| Title of Class: COM |
| CUSIP: 670704-10-5 |
| Value: 12,740 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 264212 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 264212 |
| | None: 0 |
| Info Table: |
| Name of Issuer: NXSTAGE MEDICAL INC |
| Title of Class: COM |
| CUSIP: 67072V-10-3 |
| Value: 4,416 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 280000 |
| | Ssh Prnamt Type: SH |
| Put Call: Call |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 0 |
| | None: 280000 |
| Info Table: |
| Name of Issuer: OM ASSET MGMT PLC |
| Title of Class: SHS |
| CUSIP: G67506-10-8 |
| Value: 790 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 51260 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 51260 |
| | None: 0 |
| Info Table: |
| Name of Issuer: PACIRA PHARMACEUTICALS INC |
| Title of Class: COM |
| CUSIP: 695127-10-0 |
| Value: 21 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 501 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 501 |
| | None: 0 |
| Info Table: |
| Name of Issuer: PANERA BREAD CO |
| Title of Class: CL A |
| CUSIP: 69840W-10-8 |
| Value: 3,033 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 15681 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 15681 |
| | None: 0 |
| Info Table: |
| Name of Issuer: PARKWAY PPTYS INC |
| Title of Class: COM |
| CUSIP: 70159Q-10-4 |
| Value: 2,676 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 172003 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 172003 |
| | None: 0 |
| Info Table: |
| Name of Issuer: POPULAR INC |
| Title of Class: COM NEW |
| CUSIP: 733174-70-0 |
| Value: 7,661 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 253434 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 253434 |
| | None: 0 |
| Info Table: |
| Name of Issuer: POTLATCH CORP NEW |
| Title of Class: COM |
| CUSIP: 737630-10-3 |
| Value: 805 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 27960 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 27960 |
| | None: 0 |
| Info Table: |
| Name of Issuer: PROSPERITY BANCSHARES INC |
| Title of Class: COM |
| CUSIP: 743606-10-5 |
| Value: 6,286 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 128008 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 128008 |
| | None: 0 |
| Info Table: |
| Name of Issuer: PUBLIC STORAGE |
| Title of Class: COM |
| CUSIP: 74460D-10-9 |
| Value: 2,186 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 10329 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 10329 |
| | None: 0 |
| Info Table: |
| Name of Issuer: QTS RLTY TR INC |
| Title of Class: COM CL A |
| CUSIP: 74736A-10-3 |
| Value: 416 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 9522 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 9522 |
| | None: 0 |
| Info Table: |
| Name of Issuer: QUINTILES TRANSNATIO HLDGS I |
| Title of Class: COM |
| CUSIP: 74876Y-10-1 |
| Value: 3,479 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 50000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 50000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: RCS CAP CORP |
| Title of Class: COM CL A |
| CUSIP: 74937W-10-2 |
| Value: 279 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 345030 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 345030 |
| | None: 0 |
| Info Table: |
| Name of Issuer: REALOGY HLDGS CORP |
| Title of Class: COM |
| CUSIP: 75605Y-10-6 |
| Value: 1,097 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 29144 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 29144 |
| | None: 0 |
| Info Table: |
| Name of Issuer: RETAIL OPPORTUNITY INVTS COR |
| Title of Class: COM |
| CUSIP: 76131N-10-1 |
| Value: 2,222 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 134345 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 134345 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ROYAL CARIBBEAN CRUISES LTD |
| Title of Class: COM |
| CUSIP: V7780T-10-3 |
| Value: 1,309 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 14696 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 14696 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SELECT MED HLDGS CORP |
| Title of Class: COM |
| CUSIP: 81619Q-10-5 |
| Value: 15,236 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1412059 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1412059 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SHIRE PLC |
| Title of Class: SPONSORED ADR |
| CUSIP: 82481R-10-6 |
| Value: 9,676 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 47148 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 47148 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SIMON PPTY GROUP INC NEW |
| Title of Class: COM |
| CUSIP: 828806-10-9 |
| Value: 789 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 4292 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 4292 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SONIC CORP |
| Title of Class: COM |
| CUSIP: 835451-10-5 |
| Value: 2,591 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 112900 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 112900 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SOVRAN SELF STORAGE INC |
| Title of Class: COM |
| CUSIP: 84610H-10-8 |
| Value: 1,299 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 13776 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 13776 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SPDR GOLD TRUST |
| Title of Class: GOLD SHS |
| CUSIP: 78463V-10-7 |
| Value: 2,137 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 20000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 20000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SPIRIT RLTY CAP INC NEW |
| Title of Class: COM |
| CUSIP: 84860W-10-2 |
| Value: 9,631 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 1053768 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 1053768 |
| | None: 0 |
| Info Table: |
| Name of Issuer: STARWOOD HOTELS&RESORTS WRLD |
| Title of Class: COM |
| CUSIP: 85590A-40-1 |
| Value: 3,403 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 51186 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 51186 |
| | None: 0 |
| Info Table: |
| Name of Issuer: STERLING BANCORP DEL |
| Title of Class: COM |
| CUSIP: 85917A-10-0 |
| Value: 2,929 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 196998 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 196998 |
| | None: 0 |
| Info Table: |
| Name of Issuer: STIFEL FINL CORP |
| Title of Class: COM |
| CUSIP: 860630-10-2 |
| Value: 2,429 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 57699 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 57699 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SVB FINL GROUP |
| Title of Class: COM |
| CUSIP: 78486Q-10-1 |
| Value: 5,464 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 47291 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 47291 |
| | None: 0 |
| Info Table: |
| Name of Issuer: SYNOVUS FINL CORP |
| Title of Class: COM NEW |
| CUSIP: 87161C-50-1 |
| Value: 1,889 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 63805 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 63805 |
| | None: 0 |
| Info Table: |
| Name of Issuer: TCF FINL CORP |
| Title of Class: COM |
| CUSIP: 872275-10-2 |
| Value: 8,842 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 583273 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 583273 |
| | None: 0 |
| Info Table: |
| Name of Issuer: TEVA PHARMACEUTICAL INDS LTD |
| Title of Class: ADR |
| CUSIP: 881624-20-9 |
| Value: 977 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 17302 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 17302 |
| | None: 0 |
| Info Table: |
| Name of Issuer: TEXAS CAPITAL BANCSHARES INC |
| Title of Class: COM |
| CUSIP: 88224Q-10-7 |
| Value: 3,075 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 58653 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 58653 |
| | None: 0 |
| Info Table: |
| Name of Issuer: TEXAS ROADHOUSE INC |
| Title of Class: COM |
| CUSIP: 882681-10-9 |
| Value: 618 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 16603 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 16603 |
| | None: 0 |
| Info Table: |
| Name of Issuer: THERMO FISHER SCIENTIFIC INC |
| Title of Class: COM |
| CUSIP: 883556-10-2 |
| Value: 501 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 4100 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 4100 |
| | None: 0 |
| Info Table: |
| Name of Issuer: UMPQUA HLDGS CORP |
| Title of Class: COM |
| CUSIP: 904214-10-3 |
| Value: 10,381 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 636843 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 636843 |
| | None: 0 |
| Info Table: |
| Name of Issuer: UNITED CMNTY BKS BLAIRSVLE G |
| Title of Class: COM |
| CUSIP: 90984P-30-3 |
| Value: 3,355 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 164143 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 164143 |
| | None: 0 |
| Info Table: |
| Name of Issuer: UNIVERSAL HLTH SVCS INC |
| Title of Class: CL B |
| CUSIP: 913903-10-0 |
| Value: 8,033 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 64362 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 64362 |
| | None: 0 |
| Info Table: |
| Name of Issuer: VERTEX PHARMACEUTICALS INC |
| Title of Class: COM |
| CUSIP: 92532F-10-0 |
| Value: 1,833 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 17601 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 17601 |
| | None: 0 |
| Info Table: |
| Name of Issuer: VISA INC |
| Title of Class: COM CL A |
| CUSIP: 92826C-83-9 |
| Value: 2,403 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 34500 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 34500 |
| | None: 0 |
| Info Table: |
| Name of Issuer: VITAMIN SHOPPE INC |
| Title of Class: COM |
| CUSIP: 92849E-10-1 |
| Value: 1,077 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 33000 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 33000 |
| | None: 0 |
| Info Table: |
| Name of Issuer: WALGREENS BOOTS ALLIANCE INC |
| Title of Class: COM |
| CUSIP: 931427-10-8 |
| Value: 9,746 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 117282 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 117282 |
| | None: 0 |
| Info Table: |
| Name of Issuer: WELLS FARGO & CO NEW |
| Title of Class: COM |
| CUSIP: 949746-10-1 |
| Value: 4,445 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 86562 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 86562 |
| | None: 0 |
| Info Table: |
| Name of Issuer: WELLTOWER INC |
| Title of Class: COM |
| CUSIP: 95040Q-10-4 |
| Value: 488 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 7206 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 7206 |
| | None: 0 |
| Info Table: |
| Name of Issuer: WESTERN ALLIANCE BANCORP |
| Title of Class: COM |
| CUSIP: 957638-10-9 |
| Value: 5,461 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 177821 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 177821 |
| | None: 0 |
| Info Table: |
| Name of Issuer: WYNN RESORTS LTD |
| Title of Class: COM |
| CUSIP: 983134-10-7 |
| Value: 542 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 10195 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 10195 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ZIONS BANCORPORATION |
| Title of Class: COM |
| CUSIP: 989701-10-7 |
| Value: 4,011 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 145626 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 145626 |
| | None: 0 |
| Info Table: |
| Name of Issuer: ZOETIS INC |
| Title of Class: CL A |
| CUSIP: 98978V-10-3 |
| Value: 7,614 |
| Shrs or Prn Amt: |
| | Ssh Prnamt: 184888 |
| | Ssh Prnamt Type: SH |
| Investment Discretion: DFND |
| Other Manager: 1,2 |
| Voting Authority: |
| | Sole: 0 |
| | Shared: 184888 |
| | None: 0 |
