SEC Info - Udvar-Hazy Steven F - ‘4’ for 5/11/22 re: Air Lease Corp.

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Udvar-Hazy Steven F – ‘4’ for 5/11/22 re: Air Lease Corp.

On: Thursday, 5/12/22, at 8:32pm ET · For: 5/11/22 · Accession #: 1415889-22-4923 · File #: 1-35121

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/12/22  Udvar-Hazy Steven F               4                      1:16K  Air Lease Corp.                   SEC Connect, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                form4-05122022_050534.xml/3.6

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Form 4 – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

EDGAR System rendering: Statement of Changes in Beneficial Ownership of Securities by an Insider — form4-05122022_050534.xml/3.6

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

UDVAR-HAZY STEVEN F

2. Issuer Name and Ticker or Trading Symbol
AIR LEASE CORP [AL]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director

_____ 10% Owner

__X__ Officer (give title below)

_____ Other (specify below)

EXECUTIVE CHAIRMAN

(Last)

(First)

(Middle)

C/O AIR LEASE CORPORATION, 2000 AVENUE OF THE STARS, SUITE 1000N

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2022

(Street)

LOS ANGELES, CA 90067

4. If Amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Air Lease Corporation - Class A Common Stock

05/11/2022

P

3,000

A

$35.6

1,204,558

I

See footnote ⁽¹⁾

Air Lease Corporation - Class A Common Stock

05/12/2022

P

1,000

A

$33.9834

1,205,558

I

See footnote ⁽¹⁾

Air Lease Corporation - Class A Common Stock

05/12/2022

P

1,000

A

$33.7464 ⁽²⁾

36,445

I

See footnote ⁽³⁾

Air Lease Corporation - Class A Common Stock

1,322,911

D

Air Lease Corporation - Class A Common Stock

16,250

I

See footnote ⁽⁴⁾

Air Lease Corporation - Class A Common Stock

19,200

I

See footnote ⁽⁴⁾

Air Lease Corporation - Class A Common Stock

16,700

I

See footnote ⁽⁵⁾

Air Lease Corporation - Class A Common Stock

24,200

I

See footnote ⁽⁵⁾

Air Lease Corporation - Class A Common Stock

3,200

I

See footnote ⁽⁶⁾

Air Lease Corporation - Class A Common Stock

3,000

I

See footnote ⁽⁶⁾

Air Lease Corporation - Class A Common Stock

2,200

I

See footnote ⁽⁶⁾

Air Lease Corporation- Class A Common Stock

1,000

I

See footnote ⁽⁶⁾

Air Lease Corporation - Class A Common Stock

36,000

I

See footnote ⁽⁷⁾

Air Lease Corporation - Class A Common Stock

329,350

I

See footnote ⁽⁸⁾

Air Lease Corporation - Class A Common Stock

102,000

I

See footnote ⁽⁹⁾

Air Lease Corporation - Class A Common Stock

2,705,000

I

See footnote ⁽¹⁰⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

UDVAR-HAZY STEVEN F
C/O AIR LEASE CORPORATION
2000 AVENUE OF THE STARS, SUITE 1000N
LOS ANGELES, CA 90067

X

EXECUTIVE CHAIRMAN

Signatures

/s/ Carol H. Forsyte, Attorney-in-Fact

05/12/2022

^**Signature of Reporting Person

Date

Explanation of Responses:

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

(1)

These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee.

(2)

The price reported in Column 4 is the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $33.67 to $33.777, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 2 to this Form 4.

(3)

These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

(4)

These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

(5)

These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

(6)

These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

(7)

These shares are held by Emerald Financial LLC. A separate trust for each of the reporting person's four children owns 25% of the membership interests of Emerald LLC. Inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

(8)

These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder.

(9)

These shares are held by Ocean Equities, Inc. which is 100% owned by the Hazy Family Community Property Trust 5/28/85 of which the reporting person is the trustee and beneficial owner.

(10)

These shares are held by the Hazy Family Community Property Trust 5/28/85, of which the reporting person is the trustee and beneficial owner.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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