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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 2/2/19 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1388410 |
| Issuer Name: PARALLAX HEALTH SCIENCES, INC. |
| Issuer Trading Symbol: PRLX |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1778977 |
| | Owner Name: APPELL DAVID |
| Reporting Owner Address: |
| | Owner Street 1: 28 W 36TH STREET, 8TH FL |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10018 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? Yes |
| | Officer Title: President, Subsidiary |
| | Other Text: Former COO, Parent Co. |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK (RESTRICTED) |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 2/2/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: E |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 800,000 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0.05 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,550,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Carbon Capital LLC |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: STOCK OPTIONS |
| | | Footnote ID: F2 |
| | Conversion or Exercise Price: |
| | | Value: 0.25 |
| | Transaction Date: |
| | | Value: 2/2/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,250,000 |
| Footnote ID: F2 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: COMMON STOCK |
| | | Underlying Security Shares: |
| Value: 2,250,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 750,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Pursuant to Separation and Release Agreement dated February 2, 2020, $40,000 in accrued compensation converted to common stock at $0.05 per share. |
| Footnote - F2: Unvested portion of stock options originally granted pursuant to Employment Agreement effective 5/15/19 canceled/forfeit. |
| Owner Signature: |
| Signature Name: DAVID APPELL |
| Signature Date: 3/4/20 |
