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Thomas J. Herzfeld Advisors, Inc. – ‘13F-HR’ for 6/30/20 – ‘INFO-TABLE’

On:  Wednesday, 8/12/20, at 4:14pm ET   ·   Effective:  8/12/20   ·   For:  6/30/20   ·   Accession #:  1398344-20-15613   ·   File #:  28-14375

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/12/20  Thomas J. Herzfeld Advisors, Inc. 13F-HR      6/30/20    2:120K                                   FilePoint/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  13F Information Table -- fp0056536_13fhr-table.xml  HTML      3K

‘INFO-TABLE’   —   13F Information Table — fp0056536_13fhr-table.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  13F Information Table — fp0056536_13fhr-table.xml
 
                                                                                                                                                                                
Information Table
 
Info Table:
Name of Issuer:  Abbott Laboratories
Title of Class:  COM
CUSIP:  002824-10-0
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  73
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  73
Shared:  0
None:  0
Info Table:
Name of Issuer:  AbbVie, Inc.
Title of Class:  COM
CUSIP:  00287Y-10-9
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  75
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  75
Shared:  0
None:  0
Info Table:
Name of Issuer:  Aberdeen Asia Pacific In Com
Title of Class:  COM
CUSIP:  003009-10-7
Value:  4,076
Shrs or Prn Amt:
Ssh Prnamt:  996456
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  935884
Shared:  60572
None:  0
Info Table:
Name of Issuer:  Aberdeen Emerging Markets Equity Inc.
Title of Class:  COM
CUSIP:  00301W-10-5
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  768
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  768
Shared:  0
None:  0
Info Table:
Name of Issuer:  Aberdeen Global Dynamic Dividend Fund
Title of Class:  COM
CUSIP:  00302M-10-6
Value:  1,518
Shrs or Prn Amt:
Ssh Prnamt:  167046
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  167046
Shared:  0
None:  0
Info Table:
Name of Issuer:  Aberdeen Global Premier Properties Fund
Title of Class:  COM SH BEN INT
CUSIP:  00302L-10-8
Value:  2,207
Shrs or Prn Amt:
Ssh Prnamt:  455002
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  455002
Shared:  0
None:  0
Info Table:
Name of Issuer:  Aberdeen Japan Equity Fund Inc
Title of Class:  COM
CUSIP:  00306J-10-9
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  561
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  561
Shared:  0
None:  0
Info Table:
Name of Issuer:  Aberdeen Total Dynamic Dividend Fund
Title of Class:  COM SH BEN INT
CUSIP:  00326L-10-0
Value:  1,683
Shrs or Prn Amt:
Ssh Prnamt:  213247
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  213247
Shared:  0
None:  0
Info Table:
Name of Issuer:  Activision Blizzard, Inc.
Title of Class:  COM
CUSIP:  00507V-10-9
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  27
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  27
Shared:  0
None:  0
Info Table:
Name of Issuer:  Adams Diversified Equity Fund Inc
Title of Class:  COM
CUSIP:  006212-10-4
Value:  2,966
Shrs or Prn Amt:
Ssh Prnamt:  189156
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  189156
Shared:  0
None:  0
Info Table:
Name of Issuer:  Adams Natural Resources Fund Inc
Title of Class:  COM
CUSIP:  00548F-10-5
Value:  78
Shrs or Prn Amt:
Ssh Prnamt:  6767
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6767
Shared:  0
None:  0
Info Table:
Name of Issuer:  Adobe Systems, Inc.
Title of Class:  COM
CUSIP:  00724F-10-1
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Advanced Micro Devices, Inc.
Title of Class:  COM
CUSIP:  007903-10-7
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  24
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  24
Shared:  0
None:  0
Info Table:
Name of Issuer:  Advent Claymore Convertible Securities and Income Fund
Title of Class:  COM
CUSIP:  00764C-10-9
Value:  854
Shrs or Prn Amt:
Ssh Prnamt:  61427
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  34231
Shared:  27196
None:  0
Info Table:
Name of Issuer:  Air products and Chemicals, Inc.
Title of Class:  COM
CUSIP:  009158-10-6
Value:  13
Shrs or Prn Amt:
Ssh Prnamt:  45
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  45
Shared:  0
None:  0
Info Table:
Name of Issuer:  Alcon, Inc.
Title of Class:  ORD SHS
CUSIP:  H01301-12-8
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  100
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  100
Shared:  0
None:  0
Info Table:
Name of Issuer:  Alibaba Group Holding Limited
Title of Class:  SPONSORED ADS
CUSIP:  01609W-10-2
Value:  17
Shrs or Prn Amt:
Ssh Prnamt:  66
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  66
Shared:  0
None:  0
Info Table:
Name of Issuer:  AllianceBernstein National Municipal Income Fund Inc
Title of Class:  COM
CUSIP:  01864U-10-6
Value:  315
Shrs or Prn Amt:
Ssh Prnamt:  22745
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  22745
Shared:  0
None:  0
Info Table:
Name of Issuer:  AllianceBernstern Global High Income Fund
Title of Class:  COM
CUSIP:  01879R-10-6
Value:  701
Shrs or Prn Amt:
Ssh Prnamt:  65892
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  65892
Shared:  0
None:  0
Info Table:
Name of Issuer:  AllianzGI Artificial Intelligence Opp Fund
Title of Class:  COM
CUSIP:  01883M-10-1
Value:  2,337
Shrs or Prn Amt:
Ssh Prnamt:  111648
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  111648
Shared:  0
None:  0
Info Table:
Name of Issuer:  Alphabet, Inc. Cl C
Title of Class:  CL C
CUSIP:  02079K-10-7
Value:  10
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Alteryx, Inc.
Title of Class:  CL A
CUSIP:  02156B-10-3
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Amazon Com Inc
Title of Class:  COM
CUSIP:  023135-10-6
Value:  22
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  America Movil SAB de CV
Title of Class:  SPON ADR L SHS
CUSIP:  02364W-10-5
Value:  200
Shrs or Prn Amt:
Ssh Prnamt:  15854
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  15854
Shared:  0
None:  0
Info Table:
Name of Issuer:  American Tower Corporation
Title of Class:  COM
CUSIP:  03027X-10-0
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  4
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4
Shared:  0
None:  0
Info Table:
Name of Issuer:  Amgen Inc
Title of Class:  COM
CUSIP:  031162-10-0
Value:  175
Shrs or Prn Amt:
Ssh Prnamt:  717
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  717
Shared:  0
None:  0
Info Table:
Name of Issuer:  Anheuser-Busch Inbev SA/NV ADR
Title of Class:  SPONSORED ADR
CUSIP:  03524A-10-8
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  36
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  36
Shared:  0
None:  0
Info Table:
Name of Issuer:  Apollo Tactical Income Fund Inc
Title of Class:  COM
CUSIP:  037638-10-3
Value:  3,786
Shrs or Prn Amt:
Ssh Prnamt:  301414
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  237600
Shared:  63814
None:  0
Info Table:
Name of Issuer:  ARYA SCIENCES ACQUIS UTS EXP
Title of Class:  SHS CL A
CUSIP:  G3165V-10-9
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  1000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ASA Gold and Precious Metals Ltd
Title of Class:  SHS
CUSIP:  G3156P-10-3
Value:  88
Shrs or Prn Amt:
Ssh Prnamt:  5028
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5028
Shared:  0
None:  0
Info Table:
Name of Issuer:  ASML Holding N V
Title of Class:  N Y REGISTRY SHS
CUSIP:  N07059-21-0
Value:  21
Shrs or Prn Amt:
Ssh Prnamt:  58
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  58
Shared:  0
None:  0
Info Table:
Name of Issuer:  AstraZeneca Group plc ADR
Title of Class:  SPONSORED ADR
CUSIP:  046353-10-8
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  78
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  78
Shared:  0
None:  0
Info Table:
Name of Issuer:  Autodesk, Inc.
Title of Class:  COM
CUSIP:  052769-10-6
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Automatic Data Processing, Inc.
Title of Class:  COM
CUSIP:  053015-10-3
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  51
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  51
Shared:  0
None:  0
Info Table:
Name of Issuer:  Bancolombia SA
Title of Class:  SPON ADR PREF
CUSIP:  05968L-10-2
Value:  612
Shrs or Prn Amt:
Ssh Prnamt:  23280
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  23280
Shared:  0
None:  0
Info Table:
Name of Issuer:  Bank of America Corp.
Title of Class:  COM
CUSIP:  060505-10-4
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  300
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  300
Shared:  0
None:  0
Info Table:
Name of Issuer:  BeiGene, Ltd.
Title of Class:  SPONSORED ADR
CUSIP:  07725L-10-2
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  14
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  14
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock 2022 Global Income Opp Tr
Title of Class:  COM
CUSIP:  09258P-10-4
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  300
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  300
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Calif Mun Income
Title of Class:  COM SH BEN INT
CUSIP:  09248E-10-2
Value:  584
Shrs or Prn Amt:
Ssh Prnamt:  42316
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  42316
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Debt Strategies Fund
Title of Class:  COM NEW
CUSIP:  09255R-20-2
Value:  1994
Shrs or Prn Amt:
Ssh Prnamt:  203506
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  168229
Shared:  35277
None:  0
Info Table:
Name of Issuer:  BlackRock Enhanced Equity Dividend Trust
Title of Class:  COM
CUSIP:  09251A-10-4
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  1679
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1679
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Enhanced International Dividend Trust
Title of Class:  COM BENE INTER
CUSIP:  092524-10-7
Value:  2,311
Shrs or Prn Amt:
Ssh Prnamt:  422436
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  422436
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Health Sciences Trust II
Title of Class:  COM SHS
CUSIP:  09260E-10-5
Value:  1,520
Shrs or Prn Amt:
Ssh Prnamt:  67246
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  67246
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Muni Intermediate Duration Fund Inc
Title of Class:  COM
CUSIP:  09253X-10-2
Value:  470
Shrs or Prn Amt:
Ssh Prnamt:  33017
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  33017
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Municipal 2030 Target Term Trust
Title of Class:  COM SHS BEN IN
CUSIP:  09257P-10-5
Value:  15
Shrs or Prn Amt:
Ssh Prnamt:  607
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  607
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Munihldngs Cali QL
Title of Class:  COM
CUSIP:  09254L-10-7
Value:  255
Shrs or Prn Amt:
Ssh Prnamt:  17416
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  17416
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock Science and Technology Trust II
Title of Class:  SHS BEN INT
CUSIP:  09260K-10-1
Value:  498
Shrs or Prn Amt:
Ssh Prnamt:  19767
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  19767
Shared:  0
None:  0
Info Table:
Name of Issuer:  BlackRock, Inc.
Title of Class:  COM
CUSIP:  09247X-10-1
Value:  14
Shrs or Prn Amt:
Ssh Prnamt:  24
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  24
Shared:  0
None:  0
Info Table:
Name of Issuer:  Blackstone / GSO Long-Short Credit Income Fund
Title of Class:  COM SHS BN INT
CUSIP:  09257D-10-2
Value:  63
Shrs or Prn Amt:
Ssh Prnamt:  5131
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5131
Shared:  0
None:  0
Info Table:
Name of Issuer:  Boston Scientific Corp.
Title of Class:  COM
CUSIP:  101137-10-7
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  114
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  114
Shared:  0
None:  0
Info Table:
Name of Issuer:  Boulder Growth & Income Fund Inc
Title of Class:  COM
CUSIP:  101507-10-1
Value:  4,968
Shrs or Prn Amt:
Ssh Prnamt:  506975
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  506975
Shared:  0
None:  0
Info Table:
Name of Issuer:  BrandywineGLOBAL - Global Income Opportunities Fund Inc.
Title of Class:  COM
CUSIP:  10537L-10-4
Value:  1,749
Shrs or Prn Amt:
Ssh Prnamt:  139604
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  139604
Shared:  0
None:  0
Info Table:
Name of Issuer:  Bristol-Myers Squibb Co
Title of Class:  COM
CUSIP:  110122-10-8
Value:  100
Shrs or Prn Amt:
Ssh Prnamt:  1700
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1700
Shared:  0
None:  0
Info Table:
Name of Issuer:  Bristow Group, Inc.
Title of Class:  COM
CUSIP:  11040G-10-3
Value:  63
Shrs or Prn Amt:
Ssh Prnamt:  4491
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4491
Shared:  0
None:  0
Info Table:
Name of Issuer:  British American Tobacco PLC
Title of Class:  SPONSORED ADR
CUSIP:  110448-10-7
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  86
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  86
Shared:  0
None:  0
Info Table:
Name of Issuer:  Broadcom, Inc.
Title of Class:  COM
CUSIP:  11135F-10-1
Value:  13
Shrs or Prn Amt:
Ssh Prnamt:  40
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  40
Shared:  0
None:  0
Info Table:
Name of Issuer:  Cadence Design Systems, Inc.
Title of Class:  COM
CUSIP:  127387-10-8
Value:  21
Shrs or Prn Amt:
Ssh Prnamt:  193
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  193
Shared:  0
None:  0
Info Table:
Name of Issuer:  Canadian National Railway Company
Title of Class:  COM
CUSIP:  136375-10-2
Value:  14
Shrs or Prn Amt:
Ssh Prnamt:  148
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  148
Shared:  0
None:  0
Info Table:
Name of Issuer:  Carnival Corp
Title of Class:  UNIT 99/99/9999
CUSIP:  143658-30-0
Value:  420
Shrs or Prn Amt:
Ssh Prnamt:  25559
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  25559
Shared:  0
None:  0
Info Table:
Name of Issuer:  Cemex SAB de CV
Title of Class:  SPON ADR NEW
CUSIP:  151290-88-9
Value:  779
Shrs or Prn Amt:
Ssh Prnamt:  270645
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  270645
Shared:  0
None:  0
Info Table:
Name of Issuer:  Central and Eastern European Fund Inc
Title of Class:  COM
CUSIP:  153436-10-0
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  222
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  222
Shared:  0
None:  0
Info Table:
Name of Issuer:  Central Securities Corp
Title of Class:  COM
CUSIP:  155123-10-2
Value:  6,566
Shrs or Prn Amt:
Ssh Prnamt:  227034
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  227034
Shared:  0
None:  0
Info Table:
Name of Issuer:  Chevron Corp.
Title of Class:  COM
CUSIP:  166764-10-0
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  77
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  77
Shared:  0
None:  0
Info Table:
Name of Issuer:  Chubb Ltd
Title of Class:  COM
CUSIP:  H1467J-10-4
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  34
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  34
Shared:  0
None:  0
Info Table:
Name of Issuer:  Cisco Systems, Inc.
Title of Class:  COM
CUSIP:  17275R-10-2
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  245
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  245
Shared:  0
None:  0
Info Table:
Name of Issuer:  Coca-Cola Co. (The)
Title of Class:  COM
CUSIP:  191216-10-0
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  68
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  68
Shared:  0
None:  0
Info Table:
Name of Issuer:  Comcast Corp. Cl A Common Stock
Title of Class:  CL A
CUSIP:  20030N-10-1
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  114
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  114
Shared:  0
None:  0
Info Table:
Name of Issuer:  Consolidated Water Co Ltd
Title of Class:  ORD
CUSIP:  G23773-10-7
Value:  1,010
Shrs or Prn Amt:
Ssh Prnamt:  70025
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  70025
Shared:  0
None:  0
Info Table:
Name of Issuer:  Copa Holdings SA
Title of Class:  CL A
CUSIP:  P31076-10-5
Value:  1,024
Shrs or Prn Amt:
Ssh Prnamt:  20250
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  20250
Shared:  0
None:  0
Info Table:
Name of Issuer:  Cornerstone Strategic Value Fund Inc
Title of Class:  COM
CUSIP:  21924B-30-2
Value:  11,332
Shrs or Prn Amt:
Ssh Prnamt:  1052156
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  828949
Shared:  223207
None:  0
Info Table:
Name of Issuer:  Cornerstone Total Rtrn Fd In
Title of Class:  COM
CUSIP:  21924U-30-0
Value:  4,513
Shrs or Prn Amt:
Ssh Prnamt:  433073
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  332969
Shared:  100104
None:  0
Info Table:
Name of Issuer:  Costco Wholesale Corp.
Title of Class:  COM
CUSIP:  22160K-10-5
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  11
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  11
Shared:  0
None:  0
Info Table:
Name of Issuer:  Crown Castle Intl Corp.
Title of Class:  COM
CUSIP:  22822V-10-1
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  70
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  70
Shared:  0
None:  0
Info Table:
Name of Issuer:  Deere & Co.
Title of Class:  COM
CUSIP:  244199-10-5
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  6
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6
Shared:  0
None:  0
Info Table:
Name of Issuer:  Delaware Investments Minnesota Municipal Income Fund II Inc
Title of Class:  COM
CUSIP:  24610V-10-3
Value:  145
Shrs or Prn Amt:
Ssh Prnamt:  11218
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  11218
Shared:  0
None:  0
Info Table:
Name of Issuer:  Deutsche Municipal Income Trust
Title of Class:  COM
CUSIP:  233368-10-9
Value:  253
Shrs or Prn Amt:
Ssh Prnamt:  22195
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  22195
Shared:  0
None:  0
Info Table:
Name of Issuer:  DraftKings Inc.
Title of Class:  COM CL A
CUSIP:  26142R-10-4
Value:  11
Shrs or Prn Amt:
Ssh Prnamt:  330
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  330
Shared:  0
None:  0
Info Table:
Name of Issuer:  DTF Tax-Free Income Inc
Title of Class:  COM
CUSIP:  23334J-10-7
Value:  111
Shrs or Prn Amt:
Ssh Prnamt:  7734
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7734
Shared:  0
None:  0
Info Table:
Name of Issuer:  DWS Strategic Municipal Income Trust
Title of Class:  COM
CUSIP:  23342Q-10-1
Value:  55
Shrs or Prn Amt:
Ssh Prnamt:  5000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Eaton Corp. plc (Ireland)
Title of Class:  SHS
CUSIP:  G29183-10-3
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  22
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  22
Shared:  0
None:  0
Info Table:
Name of Issuer:  Eaton Vance Limited Duration Income Fund
Title of Class:  COM
CUSIP:  27828H-10-5
Value:  8,681
Shrs or Prn Amt:
Ssh Prnamt:  747758
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  615227
Shared:  132531
None:  0
Info Table:
Name of Issuer:  Eaton Vance Mun Bd Fd
Title of Class:  COM
CUSIP:  27827X-10-1
Value:  179
Shrs or Prn Amt:
Ssh Prnamt:  13488
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  13488
Shared:  0
None:  0
Info Table:
Name of Issuer:  Eaton Vance Muni Income Trust
Title of Class:  SH BEN INT
CUSIP:  27826U-10-8
Value:  104
Shrs or Prn Amt:
Ssh Prnamt:  8034
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  8034
Shared:  0
None:  0
Info Table:
Name of Issuer:  Eaton Vance Short Duration Diversified Income Fund
Title of Class:  COM
CUSIP:  27828V-10-4
Value:  1,191
Shrs or Prn Amt:
Ssh Prnamt:  105325
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  1195
Shared:  104130
None:  0
Info Table:
Name of Issuer:  Eli Lilly & Co
Title of Class:  COM
CUSIP:  532457-10-8
Value:  96
Shrs or Prn Amt:
Ssh Prnamt:  642
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  642
Shared:  0
None:  0
Info Table:
Name of Issuer:  Empire State Realty Trust Inc
Title of Class:  CL A
CUSIP:  292104-10-6
Value:  488
Shrs or Prn Amt:
Ssh Prnamt:  73894
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  73894
Shared:  0
None:  0
Info Table:
Name of Issuer:  Enbridge, Inc.
Title of Class:  COM
CUSIP:  29250N-10-5
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  110
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  110
Shared:  0
None:  0
Info Table:
Name of Issuer:  Equifax, Inc.
Title of Class:  COM
CUSIP:  294429-10-5
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  10
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10
Shared:  0
None:  0
Info Table:
Name of Issuer:  Equinix Inc
Title of Class:  COM PAR $0.001
CUSIP:  29444U-70-0
Value:  24
Shrs or Prn Amt:
Ssh Prnamt:  30
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  30
Shared:  0
None:  0
Info Table:
Name of Issuer:  Eversource Energy
Title of Class:  COM
CUSIP:  30040W-10-8
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  18
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18
Shared:  0
None:  0
Info Table:
Name of Issuer:  EVERTEC Inc
Title of Class:  COM
CUSIP:  30040P-10-3
Value:  476
Shrs or Prn Amt:
Ssh Prnamt:  16956
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  16956
Shared:  0
None:  0
Info Table:
Name of Issuer:  Facebook, Inc.
Title of Class:  CL A
CUSIP:  30303M-10-2
Value:  13
Shrs or Prn Amt:
Ssh Prnamt:  53
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  53
Shared:  0
None:  0
Info Table:
Name of Issuer:  First BanCorp/Puerto Rico
Title of Class:  COM NEW
CUSIP:  318672-70-6
Value:  1,618
Shrs or Prn Amt:
Ssh Prnamt:  289477
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  289477
Shared:  0
None:  0
Info Table:
Name of Issuer:  First Tr Inter Dur Pfd & In
Title of Class:  COM
CUSIP:  33718W-10-3
Value:  1,728
Shrs or Prn Amt:
Ssh Prnamt:  78891
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  78891
Shared:  0
None:  0
Info Table:
Name of Issuer:  First Trust Aberdeen Global Opportunity Income Fund
Title of Class:  COM SHS
CUSIP:  337319-10-7
Value:  45
Shrs or Prn Amt:
Ssh Prnamt:  4276
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4276
Shared:  0
None:  0
Info Table:
Name of Issuer:  First Trust High Income Long/Short Fund
Title of Class:  COM
CUSIP:  33738E-10-9
Value:  893
Shrs or Prn Amt:
Ssh Prnamt:  63671
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  63671
Shared:  0
None:  0
Info Table:
Name of Issuer:  Firsthand Technology Value Fund, Inc.
Title of Class:  COM
CUSIP:  33766Y-10-0
Value:  172
Shrs or Prn Amt:
Ssh Prnamt:  35166
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  35166
Shared:  0
None:  0
Info Table:
Name of Issuer:  Fomento Economico Mexicano SAB de CV
Title of Class:  SPON ADR UNITS
CUSIP:  344419-10-6
Value:  906
Shrs or Prn Amt:
Ssh Prnamt:  14610
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  14610
Shared:  0
None:  0
Info Table:
Name of Issuer:  Forum Merger II Corp. Cl A
Title of Class:  CL A
CUSIP:  34986F-10-3
Value:  29
Shrs or Prn Amt:
Ssh Prnamt:  2000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Franklin Unvl Tr
Title of Class:  SH BEN INT
CUSIP:  355145-10-3
Value:  106
Shrs or Prn Amt:
Ssh Prnamt:  15168
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  15168
Shared:  0
None:  0
Info Table:
Name of Issuer:  Fresh Del Monte Produce Inc
Title of Class:  ORD
CUSIP:  G36738-10-5
Value:  1,203
Shrs or Prn Amt:
Ssh Prnamt:  48850
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  48850
Shared:  0
None:  0
Info Table:
Name of Issuer:  Gabelli Equity Trust Inc
Title of Class:  COM
CUSIP:  362397-10-1
Value:  30
Shrs or Prn Amt:
Ssh Prnamt:  5937
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5937
Shared:  0
None:  0
Info Table:
Name of Issuer:  General American Investors Co Inc
Title of Class:  COM
CUSIP:  368802-10-4
Value:  2,421
Shrs or Prn Amt:
Ssh Prnamt:  72927
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  72927
Shared:  0
None:  0
Info Table:
Name of Issuer:  GoDaddy, Inc.
Title of Class:  CL A
CUSIP:  380237-10-7
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  32
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  32
Shared:  0
None:  0
Info Table:
Name of Issuer:  Goldman Sachs Group, Inc. (The)
Title of Class:  COM
CUSIP:  38141G-10-4
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Graf Industrial Corp
Title of Class:  *W EXP 12/31/202
CUSIP:  384278-11-5
Value:  10
Shrs or Prn Amt:
Ssh Prnamt:  5000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Grupo Aeroportuario del Sureste SAB de CV
Title of Class:  SPON ADR SER B
CUSIP:  40051E-20-2
Value:  741
Shrs or Prn Amt:
Ssh Prnamt:  6600
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6600
Shared:  0
None:  0
Info Table:
Name of Issuer:  Grupo Televisa SAB
Title of Class:  SPON ADR REP ORD
CUSIP:  40049J-20-6
Value:  149
Shrs or Prn Amt:
Ssh Prnamt:  28400
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  28400
Shared:  0
None:  0
Info Table:
Name of Issuer:  Highland Floating Rate Opportunities Fund
Title of Class:  SHS BEN INT
CUSIP:  43010E-40-4
Value:  18,756
Shrs or Prn Amt:
Ssh Prnamt:  2315558
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  1962297
Shared:  353261
None:  0
Info Table:
Name of Issuer:  Hilton, Inc
Title of Class:  COM
CUSIP:  43300A-20-3
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  25
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  25
Shared:  0
None:  0
Info Table:
Name of Issuer:  Honeywell Intl, Inc.
Title of Class:  COM
CUSIP:  438516-10-6
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  81
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  81
Shared:  0
None:  0
Info Table:
Name of Issuer:  ICICI Bank Ltd
Title of Class:  ADR
CUSIP:  45104G-10-4
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  845
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  845
Shared:  0
None:  0
Info Table:
Name of Issuer:  IDEX Corp.
Title of Class:  COM
CUSIP:  45167R-10-4
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  17
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  17
Shared:  0
None:  0
Info Table:
Name of Issuer:  Illinois Tool Works, Inc.
Title of Class:  COM
CUSIP:  452308-10-9
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  30
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  30
Shared:  0
None:  0
Info Table:
Name of Issuer:  Incyte Corp
Title of Class:  COM
CUSIP:  45337C-10-2
Value:  26
Shrs or Prn Amt:
Ssh Prnamt:  266
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  266
Shared:  0
None:  0
Info Table:
Name of Issuer:  Inovio Pharmaceuticals Inc
Title of Class:  COM NEW
CUSIP:  45773H-20-1
Value:  97
Shrs or Prn Amt:
Ssh Prnamt:  5000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Insulet Corp.
Title of Class:  COM
CUSIP:  45784P-10-1
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  11
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  11
Shared:  0
None:  0
Info Table:
Name of Issuer:  Intel Corp.
Title of Class:  COM
CUSIP:  458140-10-0
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  28
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  28
Shared:  0
None:  0
Info Table:
Name of Issuer:  Intercontinental Exchange Group, Inc.
Title of Class:  COM
CUSIP:  45866F-10-4
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  21
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  21
Shared:  0
None:  0
Info Table:
Name of Issuer:  InterContinental Hotels Group plc ADR
Title of Class:  SPONSORED ADR
CUSIP:  45857P-80-6
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  33
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  33
Shared:  0
None:  0
Info Table:
Name of Issuer:  Intuitive Surgical, Inc.
Title of Class:  COM
CUSIP:  46120E-60-2
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  11
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  11
Shared:  0
None:  0
Info Table:
Name of Issuer:  Invesco Dynamic Credit Opportunities Fund
Title of Class:  COM
CUSIP:  46132R-10-4
Value:  977
Shrs or Prn Amt:
Ssh Prnamt:  109280
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  109280
Shared:  0
None:  0
Info Table:
Name of Issuer:  Invesco QQQ Tr
Title of Class:  UNIT SER 1
CUSIP:  46090E-10-3
Value:  72
Shrs or Prn Amt:
Ssh Prnamt:  270
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  270
Shared:  0
None:  0
Info Table:
Name of Issuer:  iShares Nasdaq Biotechnology ETF
Title of Class:  NASDAQ BIOTECH
CUSIP:  464287-55-6
Value:  746
Shrs or Prn Amt:
Ssh Prnamt:  5550
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5550
Shared:  0
None:  0
Info Table:
Name of Issuer:  Ishares Tr 13 Yr
Title of Class:  1 3 YR TREAS BD
CUSIP:  464287-45-7
Value:  648
Shrs or Prn Amt:
Ssh Prnamt:  7481
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7481
Shared:  0
None:  0
Info Table:
Name of Issuer:  iShares U.S. Medical Devices ETF
Title of Class:  U.S. MED DVC ETF
CUSIP:  464288-81-0
Value:  679
Shrs or Prn Amt:
Ssh Prnamt:  2316
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2316
Shared:  0
None:  0
Info Table:
Name of Issuer:  Itau Unibanco Holding S.A.
Title of Class:  SPON ADR REP PFD
CUSIP:  465562-10-6
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  1119
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1119
Shared:  0
None:  0
Info Table:
Name of Issuer:  Japan Smaller Capitalization Fund Inc
Title of Class:  COM
CUSIP:  47109U-10-4
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  321
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  321
Shared:  0
None:  0
Info Table:
Name of Issuer:  Johnson & Johnson
Title of Class:  COM
CUSIP:  478160-10-4
Value:  9
Shrs or Prn Amt:
Ssh Prnamt:  65
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  65
Shared:  0
None:  0
Info Table:
Name of Issuer:  JPMorgan Chase & Co
Title of Class:  COM
CUSIP:  46625H-10-0
Value:  18
Shrs or Prn Amt:
Ssh Prnamt:  186
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  186
Shared:  0
None:  0
Info Table:
Name of Issuer:  Karyopharm Therapeutics Inc
Title of Class:  COM
CUSIP:  48576U-10-6
Value:  24
Shrs or Prn Amt:
Ssh Prnamt:  1500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1500
Shared:  0
None:  0
Info Table:
Name of Issuer:  Lennar Corp
Title of Class:  CL A
CUSIP:  526057-10-4
Value:  1,140
Shrs or Prn Amt:
Ssh Prnamt:  18500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18500
Shared:  0
None:  0
Info Table:
Name of Issuer:  Liberty All Star Equity Fund
Title of Class:  SH BEN INT
CUSIP:  530158-10-4
Value:  29
Shrs or Prn Amt:
Ssh Prnamt:  4971
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4971
Shared:  0
None:  0
Info Table:
Name of Issuer:  Liberty All Star Growth Fund Inc
Title of Class:  COM
CUSIP:  529900-10-2
Value:  40
Shrs or Prn Amt:
Ssh Prnamt:  5548
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5548
Shared:  0
None:  0
Info Table:
Name of Issuer:  Linde plc
Title of Class:  SHS
CUSIP:  G5494J-10-3
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  10
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10
Shared:  0
None:  0
Info Table:
Name of Issuer:  LivaNova PLC
Title of Class:  SHS
CUSIP:  G5509L-10-1
Value:  388
Shrs or Prn Amt:
Ssh Prnamt:  8330
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  8330
Shared:  0
None:  0
Info Table:
Name of Issuer:  Lockheed Martin Corp.
Title of Class:  COM
CUSIP:  539830-10-9
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  31
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  31
Shared:  0
None:  0
Info Table:
Name of Issuer:  LyondellBasell Industries N.V. Class A
Title of Class:  SHS - A -
CUSIP:  N53745-10-0
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  18
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18
Shared:  0
None:  0
Info Table:
Name of Issuer:  Marriott Vacations Worldwide Corp
Title of Class:  COM
CUSIP:  57164Y-10-7
Value:  555
Shrs or Prn Amt:
Ssh Prnamt:  6745
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6745
Shared:  0
None:  0
Info Table:
Name of Issuer:  Marsh & McLennan Companies, Inc.
Title of Class:  COM
CUSIP:  571748-10-2
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  68
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  68
Shared:  0
None:  0
Info Table:
Name of Issuer:  Martin Marietta Materials Inc
Title of Class:  COM
CUSIP:  573284-10-6
Value:  620
Shrs or Prn Amt:
Ssh Prnamt:  3000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  3000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Marvell Technology Group Ltd
Title of Class:  ORD SHS
CUSIP:  G5876H-10-5
Value:  11
Shrs or Prn Amt:
Ssh Prnamt:  305
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  305
Shared:  0
None:  0
Info Table:
Name of Issuer:  MasTec Inc
Title of Class:  COM
CUSIP:  576323-10-9
Value:  4,590
Shrs or Prn Amt:
Ssh Prnamt:  102297
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  102297
Shared:  0
None:  0
Info Table:
Name of Issuer:  MasterCard, Inc.
Title of Class:  CL A
CUSIP:  57636Q-10-4
Value:  18
Shrs or Prn Amt:
Ssh Prnamt:  59
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  59
Shared:  0
None:  0
Info Table:
Name of Issuer:  Maxim Integrated Products, Inc.
Title of Class:  COM
CUSIP:  57772K-10-1
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  56
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  56
Shared:  0
None:  0
Info Table:
Name of Issuer:  McDonald's Corp
Title of Class:  COM
CUSIP:  580135-10-1
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  42
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  42
Shared:  0
None:  0
Info Table:
Name of Issuer:  Medley Capital Corporation
Title of Class:  COM
CUSIP:  58503F-50-2
Value:  1,447
Shrs or Prn Amt:
Ssh Prnamt:  102371
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  102371
Shared:  0
None:  0
Info Table:
Name of Issuer:  Medtronic plc
Title of Class:  SHS
CUSIP:  G5960L-10-3
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  73
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  73
Shared:  0
None:  0
Info Table:
Name of Issuer:  MercadoLibre, Inc.
Title of Class:  COM
CUSIP:  58733R-10-2
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  4
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4
Shared:  0
None:  0
Info Table:
Name of Issuer:  Merck & Co Inc
Title of Class:  COM
CUSIP:  58933Y-10-5
Value:  223
Shrs or Prn Amt:
Ssh Prnamt:  2776
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2776
Shared:  0
None:  0
Info Table:
Name of Issuer:  MFS High Yield Municipal Trust
Title of Class:  SH BEN INT
CUSIP:  59318E-10-2
Value:  55
Shrs or Prn Amt:
Ssh Prnamt:  12637
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  12637
Shared:  0
None:  0
Info Table:
Name of Issuer:  MFS Investment Grade Municipal Trust
Title of Class:  SH BEN INT
CUSIP:  59318B-10-8
Value:  720
Shrs or Prn Amt:
Ssh Prnamt:  73658
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  73658
Shared:  0
None:  0
Info Table:
Name of Issuer:  MFS Municipal Income Trust
Title of Class:  SH BEN INT
CUSIP:  552738-10-6
Value:  121
Shrs or Prn Amt:
Ssh Prnamt:  18322
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18322
Shared:  0
None:  0
Info Table:
Name of Issuer:  Microsoft Corp
Title of Class:  COM
CUSIP:  594918-10-4
Value:  25
Shrs or Prn Amt:
Ssh Prnamt:  124
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  124
Shared:  0
None:  0
Info Table:
Name of Issuer:  Mondelez International, Inc.
Title of Class:  CL A
CUSIP:  609207-10-5
Value:  49
Shrs or Prn Amt:
Ssh Prnamt:  887
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  887
Shared:  0
None:  0
Info Table:
Name of Issuer:  Moody's Corp.
Title of Class:  COM
CUSIP:  615369-10-5
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  15
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  15
Shared:  0
None:  0
Info Table:
Name of Issuer:  Morgan Stanley India Investment Fund Inc
Title of Class:  COM
CUSIP:  61745C-10-5
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  211
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  211
Shared:  0
None:  0
Info Table:
Name of Issuer:  MorphoSys AG
Title of Class:  SPONSORED ADS
CUSIP:  617760-20-2
Value:  10
Shrs or Prn Amt:
Ssh Prnamt:  304
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  304
Shared:  0
None:  0
Info Table:
Name of Issuer:  Netflix, Inc.
Title of Class:  COM
CUSIP:  64110L-10-6
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  15
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  15
Shared:  0
None:  0
Info Table:
Name of Issuer:  Neuberger Brman NY Muni Fd
Title of Class:  COM
CUSIP:  64124K-10-2
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  196
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  196
Shared:  0
None:  0
Info Table:
Name of Issuer:  NexPoint Credit Strategies Fund
Title of Class:  COM NEW
CUSIP:  65340G-20-5
Value:  17,724
Shrs or Prn Amt:
Ssh Prnamt:  1842396
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  1485440
Shared:  356956
None:  0
Info Table:
Name of Issuer:  NextEra Energy Inc
Title of Class:  COM
CUSIP:  65339F-10-1
Value:  2044
Shrs or Prn Amt:
Ssh Prnamt:  7283
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7283
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nike, Inc.
Title of Class:  CL B
CUSIP:  654106-10-3
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  43
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  43
Shared:  0
None:  0
Info Table:
Name of Issuer:  Norwegian Cruise Line Holdings Ltd
Title of Class:  SHS
CUSIP:  G66721-10-4
Value:  1,260
Shrs or Prn Amt:
Ssh Prnamt:  76717
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  76717
Shared:  0
None:  0
Info Table:
Name of Issuer:  Novartis AG
Title of Class:  SPONSORED ADR
CUSIP:  66987V-10-9
Value:  101
Shrs or Prn Amt:
Ssh Prnamt:  1232
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1232
Shared:  0
None:  0
Info Table:
Name of Issuer:  Novo Nordisk A/S ADR
Title of Class:  ADR
CUSIP:  670100-20-5
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  31
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  31
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Amt- Free Mun Value Fd
Title of Class:  COM
CUSIP:  670695-10-5
Value:  82
Shrs or Prn Amt:
Ssh Prnamt:  5000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen AMT-Free Quality Municipal Income Fund
Title of Class:  COM
CUSIP:  670657-10-5
Value:  168
Shrs or Prn Amt:
Ssh Prnamt:  11528
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  11528
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Core Equity Alpha Fund
Title of Class:  COM
CUSIP:  67090X-10-7
Value:  35
Shrs or Prn Amt:
Ssh Prnamt:  2769
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2769
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Credit Strategies Income Fund
Title of Class:  COM SHS
CUSIP:  67073D-10-2
Value:  10,088
Shrs or Prn Amt:
Ssh Prnamt:  1715643
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  1478700
Shared:  236943
None:  0
Info Table:
Name of Issuer:  Nuveen Mortgage and Income Fund
Title of Class:  COM
CUSIP:  670735-10-9
Value:  161
Shrs or Prn Amt:
Ssh Prnamt:  8508
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  8508
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Multi-Market Income Fund Inc
Title of Class:  COM
CUSIP:  67075J-10-7
Value:  46
Shrs or Prn Amt:
Ssh Prnamt:  6719
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6719
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Muni High Income Opp Fund
Title of Class:  COM
CUSIP:  670682-10-3
Value:  167
Shrs or Prn Amt:
Ssh Prnamt:  12335
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  12335
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Municipal Credit Opp Fund
Title of Class:  COM
CUSIP:  670663-10-3
Value:  82
Shrs or Prn Amt:
Ssh Prnamt:  6372
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6372
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen NASDAQ 100 Dynamic Overwrite Fund
Title of Class:  COM SHS
CUSIP:  670699-10-7
Value:  44
Shrs or Prn Amt:
Ssh Prnamt:  1818
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1818
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen New Jersey Quality Municipal Income Fund
Title of Class:  COM
CUSIP:  67069Y-10-2
Value:  89
Shrs or Prn Amt:
Ssh Prnamt:  6456
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6456
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Ohio Qlty Mun Income
Title of Class:  COM
CUSIP:  670980-10-1
Value:  234
Shrs or Prn Amt:
Ssh Prnamt:  15331
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  15331
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Pfd Securities Income Fund
Title of Class:  COM
CUSIP:  67072C-10-5
Value:  62
Shrs or Prn Amt:
Ssh Prnamt:  6781
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  6781
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Quality Municipal Income Fund
Title of Class:  COM
CUSIP:  67066V-10-1
Value:  309
Shrs or Prn Amt:
Ssh Prnamt:  21100
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  21100
Shared:  0
None:  0
Info Table:
Name of Issuer:  Nuveen Real Asset Income and Growth Fund
Title of Class:  COM
CUSIP:  67074Y-10-5
Value:  224
Shrs or Prn Amt:
Ssh Prnamt:  18344
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18344
Shared:  0
None:  0
Info Table:
Name of Issuer:  OFS Credit Company Inc
Title of Class:  COM
CUSIP:  67111Q-10-7
Value:  504
Shrs or Prn Amt:
Ssh Prnamt:  58769
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  58769
Shared:  0
None:  0
Info Table:
Name of Issuer:  ON Semiconductor Corporation
Title of Class:  COM
CUSIP:  682189-10-5
Value:  24
Shrs or Prn Amt:
Ssh Prnamt:  1149
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1149
Shared:  0
None:  0
Info Table:
Name of Issuer:  Opes Acquisition Corp.
Title of Class:  COM
CUSIP:  68373P-10-0
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  500
Shared:  0
None:  0
Info Table:
Name of Issuer:  Otis Worldwide Corp
Title of Class:  COM
CUSIP:  68902V-10-7
Value:  17
Shrs or Prn Amt:
Ssh Prnamt:  269
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  269
Shared:  0
None:  0
Info Table:
Name of Issuer:  Oxford Square Capital Corp.
Title of Class:  COM
CUSIP:  69181V-10-7
Value:  141
Shrs or Prn Amt:
Ssh Prnamt:  50759
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  50759
Shared:  0
None:  0
Info Table:
Name of Issuer:  Paychex, Inc
Title of Class:  COM
CUSIP:  704326-10-7
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  102
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  102
Shared:  0
None:  0
Info Table:
Name of Issuer:  PayPal Holdings, Inc.
Title of Class:  COM
CUSIP:  70450Y-10-3
Value:  69
Shrs or Prn Amt:
Ssh Prnamt:  351
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  351
Shared:  0
None:  0
Info Table:
Name of Issuer:  PepsiCo, Inc.
Title of Class:  COM
CUSIP:  713448-10-8
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  85
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  85
Shared:  0
None:  0
Info Table:
Name of Issuer:  PGIM Global Short Duration High Yield Fund, Inc.
Title of Class:  COM
CUSIP:  69346J-10-6
Value:  8,771
Shrs or Prn Amt:
Ssh Prnamt:  665465
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  530284
Shared:  135181
None:  0
Info Table:
Name of Issuer:  PGIM Short Duration High Yield Fund, Inc.
Title of Class:  COM
CUSIP:  69346H-10-0
Value:  8,604
Shrs or Prn Amt:
Ssh Prnamt:  628021
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  486223
Shared:  141798
None:  0
Info Table:
Name of Issuer:  PGT Innovations Inc
Title of Class:  COM
CUSIP:  69336V-10-1
Value:  1,209
Shrs or Prn Amt:
Ssh Prnamt:  77117
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  77117
Shared:  0
None:  0
Info Table:
Name of Issuer:  Phillips 66
Title of Class:  COM
CUSIP:  718546-10-4
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  38
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  38
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO California Municipal Income Fund III
Title of Class:  COM
CUSIP:  72201C-10-9
Value:  116
Shrs or Prn Amt:
Ssh Prnamt:  10814
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10814
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO Dynamic Credit and Mortgage Income Fund
Title of Class:  COM SHS
CUSIP:  72202D-10-6
Value:  2,684
Shrs or Prn Amt:
Ssh Prnamt:  138436
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  138436
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
Title of Class:  ENHAN SHRT MA AC
CUSIP:  72201R-83-3
Value:  550
Shrs or Prn Amt:
Ssh Prnamt:  5400
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5400
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO Global StocksPLS Inc.
Title of Class:  COM
CUSIP:  722011-10-3
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  589
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  589
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO High Income Fund
Title of Class:  COM SHS
CUSIP:  722014-10-7
Value:  1,181
Shrs or Prn Amt:
Ssh Prnamt:  228027
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  128027
Shared:  100000
None:  0
Info Table:
Name of Issuer:  Pimco New York Municipal Income Fund II
Title of Class:  COM
CUSIP:  72200Y-10-2
Value:  368
Shrs or Prn Amt:
Ssh Prnamt:  33841
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  33841
Shared:  0
None:  0
Info Table:
Name of Issuer:  PIMCO NY Municipal Income Fd
Title of Class:  COM
CUSIP:  72200T-10-3
Value:  71
Shrs or Prn Amt:
Ssh Prnamt:  5966
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  0
Shared:  5966
None:  0
Info Table:
Name of Issuer:  PIMCO Strategic Income Fd
Title of Class:  COM
CUSIP:  72200X-10-4
Value:  158
Shrs or Prn Amt:
Ssh Prnamt:  24363
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  24363
Shared:  0
None:  0
Info Table:
Name of Issuer:  Pioneer Diversified High Income Trust
Title of Class:  COM
CUSIP:  723653-10-1
Value:  27
Shrs or Prn Amt:
Ssh Prnamt:  2141
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2141
Shared:  0
None:  0
Info Table:
Name of Issuer:  Pioneer Municipal High Income Advantage Trust
Title of Class:  COM
CUSIP:  723762-10-0
Value:  2,801
Shrs or Prn Amt:
Ssh Prnamt:  249160
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  208683
Shared:  40477
None:  0
Info Table:
Name of Issuer:  Pioneer Municipal High Income Trust
Title of Class:  COM SHS
CUSIP:  723763-10-8
Value:  352
Shrs or Prn Amt:
Ssh Prnamt:  29344
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  29344
Shared:  0
None:  0
Info Table:
Name of Issuer:  Popular Inc
Title of Class:  COM NEW
CUSIP:  733174-70-0
Value:  2053
Shrs or Prn Amt:
Ssh Prnamt:  55230
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  55230
Shared:  0
None:  0
Info Table:
Name of Issuer:  Principal Real Estate Income Fund
Title of Class:  SHS BEN INT
CUSIP:  74255X-10-4
Value:  211
Shrs or Prn Amt:
Ssh Prnamt:  18112
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18112
Shared:  0
None:  0
Info Table:
Name of Issuer:  Procter & Gamble Co. (The)
Title of Class:  COM
CUSIP:  742718-10-9
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  31
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  31
Shared:  0
None:  0
Info Table:
Name of Issuer:  ProLogis, Inc.
Title of Class:  COM
CUSIP:  74340W-10-3
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  35
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  35
Shared:  0
None:  0
Info Table:
Name of Issuer:  ProShares Short VIX Short-Term Futures ETF
Title of Class:  SHT VIX ST TRM
CUSIP:  74347W-13-0
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  110
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  110
Shared:  0
None:  0
Info Table:
Name of Issuer:  ProShares UltraShort S&P50
Title of Class:  ULTRASHRT S&P500
CUSIP:  74347B-38-3
Value:  3,175
Shrs or Prn Amt:
Ssh Prnamt:  184385
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  184385
Shared:  0
None:  0
Info Table:
Name of Issuer:  PTC Inc.
Title of Class:  COM
CUSIP:  69370C-10-0
Value:  10
Shrs or Prn Amt:
Ssh Prnamt:  113
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  113
Shared:  0
None:  0
Info Table:
Name of Issuer:  Ranpak Hldgs Corp
Title of Class:  COM CL A
CUSIP:  75321W-10-3
Value:  11
Shrs or Prn Amt:
Ssh Prnamt:  1309
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1309
Shared:  0
None:  0
Info Table:
Name of Issuer:  Realty Income Corp.
Title of Class:  COM
CUSIP:  756109-10-4
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  55
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  55
Shared:  0
None:  0
Info Table:
Name of Issuer:  Regeneron Pharmaceuticals, Inc.
Title of Class:  COM
CUSIP:  75886F-10-7
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  7
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  7
Shared:  0
None:  0
Info Table:
Name of Issuer:  Restaurant Brands International Inc
Title of Class:  COM
CUSIP:  76131D-10-3
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  57
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  57
Shared:  0
None:  0
Info Table:
Name of Issuer:  Rivernorth Doubleline Strate
Title of Class:  COM
CUSIP:  76882G-10-7
Value:  1918
Shrs or Prn Amt:
Ssh Prnamt:  134602
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  85446
Shared:  49156
None:  0
Info Table:
Name of Issuer:  Rivernorth Managed Duration Municipal Income Fund Inc.
Title of Class:  COM
CUSIP:  76882H-10-5
Value:  190
Shrs or Prn Amt:
Ssh Prnamt:  10947
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10947
Shared:  0
None:  0
Info Table:
Name of Issuer:  Rivernorth Opportunistic Mun
Title of Class:  COM
CUSIP:  76883F-10-8
Value:  787
Shrs or Prn Amt:
Ssh Prnamt:  36895
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  36895
Shared:  0
None:  0
Info Table:
Name of Issuer:  RMR Real Estate Income Fund
Title of Class:  COM
CUSIP:  76970B-10-1
Value:  1,700
Shrs or Prn Amt:
Ssh Prnamt:  148366
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  148366
Shared:  0
None:  0
Info Table:
Name of Issuer:  Rogers Communications Inc
Title of Class:  CL B
CUSIP:  775109-20-0
Value:  23
Shrs or Prn Amt:
Ssh Prnamt:  573
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  573
Shared:  0
None:  0
Info Table:
Name of Issuer:  Royal Caribbean Cruises Ltd
Title of Class:  COM
CUSIP:  V7780T-10-3
Value:  1,767
Shrs or Prn Amt:
Ssh Prnamt:  35120
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  35120
Shared:  0
None:  0
Info Table:
Name of Issuer:  ROYAL DUTCH SHELL PLC
Title of Class:  SPON ADR B
CUSIP:  780259-10-7
Value:  86
Shrs or Prn Amt:
Ssh Prnamt:  80
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  80
Shared:  0
None:  0
Info Table:
Name of Issuer:  Royce Value Trust Inc
Title of Class:  COM
CUSIP:  780910-10-5
Value:  374
Shrs or Prn Amt:
Ssh Prnamt:  28544
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  28544
Shared:  0
None:  0
Info Table:
Name of Issuer:  Ryanair Holdings plc ADR
Title of Class:  SPONSORED ADS
CUSIP:  783513-20-3
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  21
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  21
Shared:  0
None:  0
Info Table:
Name of Issuer:  Schlumberger Ltd
Title of Class:  COM
CUSIP:  806857-10-8
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  103
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  103
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sea Limited
Title of Class:  ADR
CUSIP:  81141R-10-0
Value:  32
Shrs or Prn Amt:
Ssh Prnamt:  258
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  258
Shared:  0
None:  0
Info Table:
Name of Issuer:  Seaboard Corp
Title of Class:  COM
CUSIP:  811543-10-7
Value:  598
Shrs or Prn Amt:
Ssh Prnamt:  204
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  204
Shared:  0
None:  0
Info Table:
Name of Issuer:  Seattle Genetics, In
Title of Class:  COM
CUSIP:  812578-10-2
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  18
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  18
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sempra Energy
Title of Class:  COM
CUSIP:  816851-10-9
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  55
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  55
Shared:  0
None:  0
Info Table:
Name of Issuer:  ServiceNow, Inc.
Title of Class:  COM
CUSIP:  81762P-10-2
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  10
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sherwin-Williams Co. (The)
Title of Class:  COM
CUSIP:  824348-10-6
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  4
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4
Shared:  0
None:  0
Info Table:
Name of Issuer:  Shopify, Inc.
Title of Class:  CL A
CUSIP:  82509L-10-7
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  4
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4
Shared:  0
None:  0
Info Table:
Name of Issuer:  Social Capital Hedosophia Holdings Corp. III
Title of Class:  UNIT 99/99/9999
CUSIP:  G8250T-11-7
Value:  22
Shrs or Prn Amt:
Ssh Prnamt:  2000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sony Corp
Title of Class:  SPONSORED ADR
CUSIP:  835699-30-7
Value:  59
Shrs or Prn Amt:
Ssh Prnamt:  763
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  763
Shared:  0
None:  0
Info Table:
Name of Issuer:  Source Capital Inc
Title of Class:  COM
CUSIP:  836144-10-5
Value:  957
Shrs or Prn Amt:
Ssh Prnamt:  26689
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  26689
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPDR S&P 500 ETF Tr
Title of Class:  TR UNIT
CUSIP:  78462F-10-3
Value:  72
Shrs or Prn Amt:
Ssh Prnamt:  220
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  220
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPDR S&P MidCap 400 ETF Tr
Title of Class:  UTSER1 S&PDCRP
CUSIP:  78467Y-10-7
Value:  51
Shrs or Prn Amt:
Ssh Prnamt:  150
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  150
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPDR Ser Tr
Title of Class:  SPDR BLOOMBERG
CUSIP:  78468R-66-3
Value:  1,000
Shrs or Prn Amt:
Ssh Prnamt:  10919
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  10919
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sprott Physical Gold and Silver Trust
Title of Class:  TR UNIT
CUSIP:  85208R-10-1
Value:  135
Shrs or Prn Amt:
Ssh Prnamt:  8000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  8000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Starbucks Corp.
Title of Class:  COM
CUSIP:  855244-10-9
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  110
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  110
Shared:  0
None:  0
Info Table:
Name of Issuer:  Sutter Rock Cap Corp
Title of Class:  COM
CUSIP:  86887Q-10-9
Value:  202
Shrs or Prn Amt:
Ssh Prnamt:  16000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  16000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Taiwan Semiconductor Manufacturing Company Limited
Title of Class:  SPONSORED ADR
CUSIP:  874039-10-0
Value:  15
Shrs or Prn Amt:
Ssh Prnamt:  187
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  187
Shared:  0
None:  0
Info Table:
Name of Issuer:  Takeda Pharmaceutical Co Ltd
Title of Class:  SPONSORED ADR
CUSIP:  874060-20-5
Value:  73
Shrs or Prn Amt:
Ssh Prnamt:  4000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4000
Shared:  0
None:  0
Info Table:
Name of Issuer:  TCW Strategic Income Fund Inc
Title of Class:  COM
CUSIP:  872340-10-4
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  2000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Templeton Emerging Markets Fund
Title of Class:  COM
CUSIP:  880191-10-1
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  238
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  238
Shared:  0
None:  0
Info Table:
Name of Issuer:  Tesla Inc
Title of Class:  COM
CUSIP:  88160R-10-1
Value:  20
Shrs or Prn Amt:
Ssh Prnamt:  14
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  14
Shared:  0
None:  0
Info Table:
Name of Issuer:  Texas Instruments, Inc
Title of Class:  COM
CUSIP:  882508-10-4
Value:  14
Shrs or Prn Amt:
Ssh Prnamt:  111
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  111
Shared:  0
None:  0
Info Table:
Name of Issuer:  The European Equity Fund Inc
Title of Class:  COM
CUSIP:  298768-10-2
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  617
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  617
Shared:  0
None:  0
Info Table:
Name of Issuer:  The Gabelli Dividend & Income Trust
Title of Class:  COM
CUSIP:  36242H-10-4
Value:  23
Shrs or Prn Amt:
Ssh Prnamt:  1260
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1260
Shared:  0
None:  0
Info Table:
Name of Issuer:  The GDL Fund
Title of Class:  COM SH BEN IT
CUSIP:  361570-10-4
Value:  37
Shrs or Prn Amt:
Ssh Prnamt:  4531
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4531
Shared:  0
None:  0
Info Table:
Name of Issuer:  The Herzfeld Caribbean Basin Fund Inc
Title of Class:  COM
CUSIP:  42804T-10-6
Value:  1,702
Shrs or Prn Amt:
Ssh Prnamt:  489193
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  489193
Shared:  0
None:  0
Info Table:
Name of Issuer:  The Home Depot Inc
Title of Class:  COM
CUSIP:  437076-10-2
Value:  16
Shrs or Prn Amt:
Ssh Prnamt:  61
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  61
Shared:  0
None:  0
Info Table:
Name of Issuer:  The India Fund Inc
Title of Class:  COM
CUSIP:  454089-10-3
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  215
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  215
Shared:  0
None:  0
Info Table:
Name of Issuer:  The Korea Fund Inc
Title of Class:  COM NEW
CUSIP:  500634-20-9
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  85
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  85
Shared:  0
None:  0
Info Table:
Name of Issuer:  The Mexico Fund, Inc.
Title of Class:  COM
CUSIP:  592835-10-2
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  309
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  309
Shared:  0
None:  0
Info Table:
Name of Issuer:  The New Germany Fund Inc
Title of Class:  COM
CUSIP:  644465-10-6
Value:  10
Shrs or Prn Amt:
Ssh Prnamt:  648
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  648
Shared:  0
None:  0
Info Table:
Name of Issuer:  The New Ireland Fund Inc
Title of Class:  COM
CUSIP:  645673-10-4
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  605
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  605
Shared:  0
None:  0
Info Table:
Name of Issuer:  The PNC Financial Services Group Inc
Title of Class:  COM
CUSIP:  693475-10-5
Value:  5
Shrs or Prn Amt:
Ssh Prnamt:  50
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  50
Shared:  0
None:  0
Info Table:
Name of Issuer:  Thermo Fisher Scientific, Inc.
Title of Class:  COM
CUSIP:  883556-10-2
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  14
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  14
Shared:  0
None:  0
Info Table:
Name of Issuer:  Tri-Continental Corp
Title of Class:  COM
CUSIP:  895436-10-3
Value:  102
Shrs or Prn Amt:
Ssh Prnamt:  3947
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  3947
Shared:  0
None:  0
Info Table:
Name of Issuer:  Trimble, Inc.
Title of Class:  COM
CUSIP:  896239-10-0
Value:  2
Shrs or Prn Amt:
Ssh Prnamt:  40
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  40
Shared:  0
None:  0
Info Table:
Name of Issuer:  Trip.com Group Ltd ADR
Title of Class:  ADS
CUSIP:  89677Q-10-7
Value:  1
Shrs or Prn Amt:
Ssh Prnamt:  48
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  48
Shared:  0
None:  0
Info Table:
Name of Issuer:  Truist Financial Corp
Title of Class:  COM
CUSIP:  89832Q-10-9
Value:  8
Shrs or Prn Amt:
Ssh Prnamt:  221
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  221
Shared:  0
None:  0
Info Table:
Name of Issuer:  U.S. Bancorp
Title of Class:  COM
CUSIP:  902973-30-4
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  112
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  112
Shared:  0
None:  0
Info Table:
Name of Issuer:  Unilever N.V.
Title of Class:  N Y SHS NEW
CUSIP:  904784-70-9
Value:  49
Shrs or Prn Amt:
Ssh Prnamt:  831
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  831
Shared:  0
None:  0
Info Table:
Name of Issuer:  United States Oil Fund LP
Title of Class:  UNITS
CUSIP:  91232N-20-7
Value:  36
Shrs or Prn Amt:
Ssh Prnamt:  1250
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1250
Shared:  0
None:  0
Info Table:
Name of Issuer:  UnitedHealth Group Inc
Title of Class:  COM
CUSIP:  91324P-10-2
Value:  68
Shrs or Prn Amt:
Ssh Prnamt:  225
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  225
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vale SA
Title of Class:  ADR
CUSIP:  91912E-10-5
Value:  3
Shrs or Prn Amt:
Ssh Prnamt:  271
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  271
Shared:  0
None:  0
Info Table:
Name of Issuer:  VanEck Vectors Gold Miners ETF
Title of Class:  GOLD MINERS ETF
CUSIP:  92189F-10-6
Value:  112
Shrs or Prn Amt:
Ssh Prnamt:  3059
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  3059
Shared:  0
None:  0
Info Table:
Name of Issuer:  Verizon Communications Inc
Title of Class:  COM
CUSIP:  92343V-10-4
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  120
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  120
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vertex Pharmaceuticals, Inc.
Title of Class:  COM
CUSIP:  92532F-10-0
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  14
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  14
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vertical Capital Income Fund
Title of Class:  SHS BEN INT
CUSIP:  92535C-10-4
Value:  2,279
Shrs or Prn Amt:
Ssh Prnamt:  235680
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  235680
Shared:  0
None:  0
Info Table:
Name of Issuer:  Viacom Inc.
Title of Class:  COM
CUSIP:  925550-10-5
Value:  11
Shrs or Prn Amt:
Ssh Prnamt:  829
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  829
Shared:  0
None:  0
Info Table:
Name of Issuer:  Virgin Galactic Holdings, Inc.
Title of Class:  COM
CUSIP:  92766K-10-6
Value:  34
Shrs or Prn Amt:
Ssh Prnamt:  1500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1500
Shared:  0
None:  0
Info Table:
Name of Issuer:  Virtus Total Return Fund Inc.
Title of Class:  COM
CUSIP:  92835W-10-7
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  1453
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1453
Shared:  0
None:  0
Info Table:
Name of Issuer:  Visa Inc
Title of Class:  COM CL A
CUSIP:  92826C-83-9
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  36
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  36
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vivint Smart Home Inc.
Title of Class:  *W EXP 01/17/202
CUSIP:  928542-11-7
Value:  17
Shrs or Prn Amt:
Ssh Prnamt:  4000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4000
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vodafone Group plc ADR
Title of Class:  SPONSORED ADR
CUSIP:  92857W-30-8
Value:  12
Shrs or Prn Amt:
Ssh Prnamt:  816
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  816
Shared:  0
None:  0
Info Table:
Name of Issuer:  Vulcan Materials Co
Title of Class:  COM
CUSIP:  929160-10-9
Value:  579
Shrs or Prn Amt:
Ssh Prnamt:  5000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  5000
Shared:  0
None:  0
Info Table:
Name of Issuer:  WEC Energy Group, Inc.
Title of Class:  COM
CUSIP:  92939U-10-6
Value:  9
Shrs or Prn Amt:
Ssh Prnamt:  90
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  90
Shared:  0
None:  0
Info Table:
Name of Issuer:  Wells Fargo Advantage Multi-Sector Income Fund
Title of Class:  COM
CUSIP:  94987D-10-1
Value:  33
Shrs or Prn Amt:
Ssh Prnamt:  2953
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Assest Intm Muni Fd
Title of Class:  COM
CUSIP:  958435-10-9
Value:  305
Shrs or Prn Amt:
Ssh Prnamt:  34163
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  34163
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Asset High Incm Fd
Title of Class:  COM
CUSIP:  95766J-10-2
Value:  2,280
Shrs or Prn Amt:
Ssh Prnamt:  348617
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  348617
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Asset Mortgage Opp Fund Inc.
Title of Class:  COM
CUSIP:  95790B-10-9
Value:  1,089
Shrs or Prn Amt:
Ssh Prnamt:  76897
Ssh Prnamt Type:  SH
Investment Discretion:  OTR
Other Manager:  1
Voting Authority:
Sole:  31100
Shared:  45797
None:  0
Info Table:
Name of Issuer:  Western Asset Mun Hi Incm Fd
Title of Class:  COM
CUSIP:  95766N-10-3
Value:  519
Shrs or Prn Amt:
Ssh Prnamt:  70684
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  70684
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Asset Municipal Partners Fund
Title of Class:  COM
CUSIP:  95766P-10-8
Value:  56
Shrs or Prn Amt:
Ssh Prnamt:  3793
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  3793
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
Title of Class:  COM
CUSIP:  95766R-10-4
Value:  1,783
Shrs or Prn Amt:
Ssh Prnamt:  157900
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  157900
Shared:  0
None:  0
Info Table:
Name of Issuer:  Western Asset/Claymore Inflation-Linked Securities & Income Fund
Title of Class:  COM SH BEN INT
CUSIP:  95766Q-10-6
Value:  320
Shrs or Prn Amt:
Ssh Prnamt:  25291
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  25291
Shared:  0
None:  0
Info Table:
Name of Issuer:  Whole Earth Brands, Inc.
Title of Class:  COM CL A
CUSIP:  96684W-10-0
Value:  7
Shrs or Prn Amt:
Ssh Prnamt:  1000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1000
Shared:  0
None:  0
Info Table:
Name of Issuer:  XP Inc.
Title of Class:  CL A
CUSIP:  G98239-10-9
Value:  6
Shrs or Prn Amt:
Ssh Prnamt:  134
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  134
Shared:  0
None:  0
Info Table:
Name of Issuer:  Zoetis Inc.
Title of Class:  CL A
CUSIP:  98978V-10-3
Value:  4
Shrs or Prn Amt:
Ssh Prnamt:  25
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  25
Shared:  0
None:  0


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