SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Halter Patrick Gregory – ‘4’ for 9/19/22 re: Principal Financial Group Inc.

On:  Wednesday, 9/21/22, at 12:53pm ET   ·   For:  9/19/22   ·   As:  Officer   ·   Accession #:  1062993-22-19813   ·   File #:  1-16725

Previous ‘4’:  ‘4’ on 6/28/22 for 6/24/22   ·   Next:  ‘4’ on 10/4/22 for 9/30/22   ·   Latest:  ‘4’ on 4/1/24 for 3/28/24

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/21/22  Halter Patrick Gregory            4          Officer     1:9K   Principal Financial Group Inc.    Newsfile Corp./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/19/22
Issuer:
Issuer CIK:  1126328
Issuer Name:  PRINCIPAL FINANCIAL GROUP INC
Issuer Trading Symbol:  PFG
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1579709
Owner Name:  Halter Patrick Gregory
Reporting Owner Address:
Owner Street 1:  711 HIGH STREET
Owner Street 2:
Owner City:  DES MOINES
Owner State:  IA
Owner ZIP Code:  50392
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  President - PGAM
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  61,637
Transaction Price Per Share:
Value:  51.73
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  159,280
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  23,946
Footnote ID:  F1
Transaction Price Per Share:
Value:  76.79
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  135,334
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  37,691
Footnote ID:  F1
Transaction Price Per Share:
Value:  77.27
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  97,643
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Employee Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  51.73
Transaction Date:
Value:  9/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  30,818
Transaction Price Per Share:
Value:  51.73
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  2/24/21
Expiration Date:
Value:  2/24/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  30,818
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Employee Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  51.73
Transaction Date:
Value:  9/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  30,819
Transaction Price Per Share:
Value:  51.73
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  2/24/22
Expiration Date:
Value:  2/24/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  30,819
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2022.
Footnote - F2:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.96 to $76.95, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote - F3:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.96 to $77.64, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Owner Signature:
Signature Name:  Alex P. Montz
Signature Date:  9/21/22


↑Top
Filing Submission 0001062993-22-019813   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Tue., Apr. 30, 11:15:04.2pm ET