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LoCascio Aaron – ‘4/A’ for 7/19/22 re: Greenlane Holdings, Inc.

On:  Wednesday, 8/3/22, at 4:59pm ET   ·   For:  7/19/22   ·   As:  Director and 10% Owner   ·   Accession #:  1062993-22-17195   ·   File #:  1-38875

Previous ‘4’:  ‘4’ on 7/21/22 for 7/19/22   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/22  LoCascio Aaron                    4/A        Dir.,%Own.  1:11K  Greenlane Holdings, Inc.          Newsfile Corp./FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amended Statement of Changes in Beneficial          HTML     11K 
                Ownership of Securities -- form4a.xml/3.6


        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Amended Statement of Changes in Beneficial Ownership of Securities
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4/A
Period of Report:  7/19/22
Date of Original Submission:  7/21/22
Issuer:
Issuer CIK:  1743745
Issuer Name:  Greenlane Holdings, Inc.
Issuer Trading Symbol:  GNLN
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1773162
Owner Name:  LoCascio Aaron
Reporting Owner Address:
Owner Street 1:  C/O GREENLANE HOLDINGS, INC.
Owner Street 2:  1095 BROKEN SOUND PARKWAY, SUITE 300
Owner City:  BOCA RATON
Owner State:  FL
Owner ZIP Code:  33487
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Footnote ID:  F1
Transaction Date:
Value:  3/15/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F2
Transaction Amounts:
Transaction Shares:
Value:  619,824
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  84,259
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Footnote ID:  F1
Transaction Date:
Value:  7/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,592,827
Footnote ID:  F3
Transaction Price Per Share:
Value:  0
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F5
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Footnote ID:  F1
Transaction Date:
Value:  7/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,592,827
Footnote ID:  F3
Footnote ID:  F5
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,677,086
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Footnote ID:  F1
Transaction Date:
Value:  7/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F2
Transaction Amounts:
Transaction Shares:
Value:  9,592,827
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  84,259
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Common Units
Conversion or Exercise Price:
Footnote ID:  F4
Transaction Date:
Value:  7/19/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,592,827
Footnote ID:  F3
Transaction Price Per Share:
Value:  0
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F6
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  9,592,827
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F5
Footnotes:
Footnote - F1:  Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on July 21, 2022 (the "Original Form 4"), to correct inadvertent scriveners' errors with regard to the "Amount of Securities Beneficially Owned Following Reported Transaction(s)" for each transaction reported in the Original Form 4. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.
Footnote - F2:  The Reporting Person transferred shares of Class A Common Stock to trusts for estate planning purposes, over which the Reporting Person does not have voting or investment control.
Footnote - F3:  Immediately following the redemption of 15,998,046 Common Units for shares of Class A common stock, Jacoby (as defined below) distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.
Footnote - F4:  Pursuant to the Operating Company's (as defined below) Fourth Amended and Restated Operating Agreement, the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On July 19, 2022, Jacoby tendered 15,998,046 Common Units for redemption and was issued 15,998,046 shares of Class A common stock.
Footnote - F5:  The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC (the "Operating Company") and is the direct record owner of the securities described herein. The reporting person shared voting control of such securities owned by Jacoby and had a pecuniary interest in such securities held by Jacoby.
Footnote - F6:  The Common Units had no expiration date.
Owner Signature:
Signature Name:  /s/ Amir Sadr, as attorney-in-fact for Aaron LoCascio
Signature Date:  8/3/22


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Filing Submission 0001062993-22-017195   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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