SEC Info - Novusterra Inc. - ‘S-1’ on 9/30/21

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Novusterra Inc. – ‘S-1’ on 9/30/21

On: Thursday, 9/30/21, at 4:57pm ET · Accession #: 1654954-21-10612 · File #: 333-259924

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/30/21  Novusterra Inc.                   S-1                   20:5.6M                                   Blueprint/FA

Registration Statement (General Form) — Form S-1 — SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML    634K 
 2: EX-1.1      Form of Underwriting Agreement                      HTML    204K 
 3: EX-3.1      Articles of Incorporation Novusterra Inc.           HTML     34K 
 4: EX-3.2      Amended Articles of Incorporation Novusterra Inc.   HTML     23K 
 5: EX-3.3      Bylaws of Novusterra Inc.                           HTML     59K 
 6: EX-4.1      Form of Warrant Agency Agreement, Including Form    HTML    142K 
                of Warrant Certificate                                           
 7: EX-4.2      Common Stock Purchase Warrant                       HTML     87K 
 8: EX-5.1      Opinion on Legality                                 HTML     22K 
 9: EX-10.1     Agreement Dated March 31, 2021 by and Between       HTML     18K 
                Novusterra Inc., and American Resources Corp.                    
10: EX-10.2     Graphene Development Agreement Dated as of March    HTML     22K 
                31, 2021 by and Between Novusterra Inc. and                      
                American Resources Corporation                                   
11: EX-10.3     First Amendment to Graphene Development Agreement   HTML     16K 
                Dated as of May 14, 2021 by and Between Novusterra               
                Inc. and American Resources Corporation                          
12: EX-10.4     Loan Payable Agreement Dated as of September 24,    HTML     10K 
                2020 by and Between Novusterra Inc., and I Andrew                
                Weeraratne                                                       
13: EX-10.5     Carbon Purchase Agreement Dated as of April 24,     HTML     12K 
                2021 by and Between Novusterra Inc., and American                
                Resources Corporation                                            
14: EX-10.6     The Exclusive License Agreement Signed on February  HTML     19K 
                10, 2021 by and Between American Resources                       
                Corporation and Ohio University                                  
15: EX-14.1     Code of Conduct                                     HTML     75K 
16: EX-14.2     Financial Code of Ethics                            HTML     24K 
17: EX-23.1     Consent of Auditor- Benjamin and Ko                 HTML     10K 
18: EX-99.1     Audit Committee Charter                             HTML     49K 
19: EX-99.2     Compensation Committee Charter                      HTML     19K 
20: EX-99.3     Nominating Committee Charter                        HTML     32K

Filing Submission 0001654954-21-010612 – SGML Text

Original SGML Text submitted by:	Blueprint/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 5.5M ↑Top ↓Bottom

<SUBMISSION>
<SECARCHIVE-DATETIME>		20220318-022618	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20210930-165805	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20210930-165719	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001654954-21-010612
<TYPE>				S-1
<PUBLIC-DOCUMENT-COUNT>		42
<FILING-DATE>			20210930
<DATE-OF-FILING-DATE-CHANGE>	20210930

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Novusterra Inc
<CIK>				0001831114
<ASSIGNED-SIC>			1090
<IRS-NUMBER>			853129871  ⇒ 85-3129871
<STATE-OF-INCORPORATION>	FL
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-1
<ACT>				33
<FILE-NUMBER>			333-259924
<FILM-NUMBER>			211295633
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			7135 COLLINS AVE
<STREET2>			NO.624
<CITY>				MIAMI BEACH
<STATE>				FL
<ZIP>				33141
<PHONE>				305-865-8193
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			7135 COLLINS AVE
<STREET2>			NO.624
<CITY>				MIAMI BEACH
<STATE>				FL
<ZIP>				33141
</MAIL-ADDRESS>
</FILER>

<DOCUMENT>
<TYPE>		S-1
<SEQUENCE>	1
<FILENAME>	nvstrr_s1.htm
<DESCRIPTION>	FORM S-1
<TEXT>
<html>
       Show <HTML>: 17,679 lines (widest: 811 characters) - 1.3M bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-1.1
<SEQUENCE>	2
<FILENAME>	nvstrr_ex11.htm
<DESCRIPTION>	FORM OF UNDERWRITING AGREEMENT
<TEXT>
<html>
       Show <HTML>: 3,488 lines (widest: 459 characters) - 260K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.1
<SEQUENCE>	3
<FILENAME>	nvstrr_ex31.htm
<DESCRIPTION>	ARTICLES OF INCORPORATION NOVUSTERRA INC.
<TEXT>
<html>
       Show <HTML>: 681 lines (widest: 331 characters) - 47K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.2
<SEQUENCE>	4
<FILENAME>	nvstrr_ex32.htm
<DESCRIPTION>	AMENDED ARTICLES OF INCORPORATION NOVUSTERRA INC.
<TEXT>
<html>
       Show <HTML>: 458 lines (widest: 193 characters) - 31K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.3
<SEQUENCE>	5
<FILENAME>	nvstrr_ex33.htm
<DESCRIPTION>	BYLAWS OF NOVUSTERRA INC.
<TEXT>
<html>
       Show <HTML>: 1,343 lines (widest: 233 characters) - 86K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.1
<SEQUENCE>	6
<FILENAME>	nvstrr_ex4-1.htm
<DESCRIPTION>	FORM OF WARRANT AGENCY AGREEMENT, INCLUDING FORM OF WARRANT
		CERTIFICATE
<TEXT>
<html>
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</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.2
<SEQUENCE>	7
<FILENAME>	nvstrr_ex4-2.htm
<DESCRIPTION>	COMMON STOCK PURCHASE WARRANT
<TEXT>
<html>
       Show <HTML>: 1,493 lines (widest: 420 characters) - 107K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.1
<SEQUENCE>	8
<FILENAME>	nvstrr_ex51.htm
<DESCRIPTION>	OPINION ON LEGALITY
<TEXT>
<html>
       Show <HTML>: 338 lines (widest: 280 characters) - 22K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.1
<SEQUENCE>	9
<FILENAME>	nvstrr_ex101.htm
<DESCRIPTION>	AGREEMENT DATED MARCH 31, 2021 BY AND BETWEEN NOVUSTERRA INC.,
		AND AMERICAN RESOURCES CORP.
<TEXT>
<html>
       Show <HTML>: 242 lines (widest: 551 characters) - 16K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.2
<SEQUENCE>	10
<FILENAME>	nvstrr_ex102.htm
<DESCRIPTION>	GRAPHENE DEVELOPMENT AGREEMENT DATED AS OF MARCH 31, 2021 BY
		AND BETWEEN NOVUSTERRA INC. AND AMERICAN RESOURCES CORPORATION
<TEXT>
<html>
       Show <HTML>: 372 lines (widest: 414 characters) - 25K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.3
<SEQUENCE>	11
<FILENAME>	nvstrr_ex103.htm
<DESCRIPTION>	FIRST AMENDMENT TO GRAPHENE DEVELOPMENT AGREEMENT DATED AS OF
		MAY 14, 2021 BY AND BETWEEN NOVUSTERRA INC. AND AMERICAN
		RESOURCES CORPORATION
<TEXT>
<html>
       Show <HTML>: 276 lines (widest: 150 characters) - 15K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.4
<SEQUENCE>	12
<FILENAME>	nvstrr_ex10-4.htm
<DESCRIPTION>	LOAN PAYABLE AGREEMENT DATED AS OF SEPTEMBER 24, 2020 BY AND
		BETWEEN NOVUSTERRA INC., AND I ANDREW WEERARATNE
<TEXT>
<html>
       Show <HTML>: 57 lines (widest: 150 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.5
<SEQUENCE>	13
<FILENAME>	nvstrr_ex10-5.htm
<DESCRIPTION>	CARBON PURCHASE AGREEMENT DATED AS OF APRIL 24, 2021 BY AND
		BETWEEN NOVUSTERRA INC., AND AMERICAN RESOURCES CORPORATION
<TEXT>
<html>
       Show <HTML>: 137 lines (widest: 191 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.6
<SEQUENCE>	14
<FILENAME>	nvstrr_ex10-6.htm
<DESCRIPTION>	THE EXCLUSIVE LICENSE AGREEMENT SIGNED ON FEBRUARY 10, 2021 BY
		AND BETWEEN AMERICAN RESOURCES CORPORATION AND OHIO UNIVERSITY
<TEXT>
<html>
       Show <HTML>: 324 lines (widest: 142 characters) - 20K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-14.1
<SEQUENCE>	15
<FILENAME>	nvstrr_ex141.htm
<DESCRIPTION>	CODE OF CONDUCT
<TEXT>
<html>
       Show <HTML>: 1,857 lines (widest: 281 characters) - 111K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-14.2
<SEQUENCE>	16
<FILENAME>	nvstrr_ex142.htm
<DESCRIPTION>	FINANCIAL CODE OF ETHICS
<TEXT>
<html>
       Show <HTML>: 437 lines (widest: 214 characters) - 28K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-23.1
<SEQUENCE>	17
<FILENAME>	nvstrr_ex231.htm
<DESCRIPTION>	CONSENT OF AUDITOR- BENJAMIN AND KO
<TEXT>
<html>
       Show <HTML>: 64 lines (widest: 150 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.1
<SEQUENCE>	18
<FILENAME>	nvstrr_ex991.htm
<DESCRIPTION>	AUDIT COMMITTEE CHARTER
<TEXT>
<html>
       Show <HTML>: 1,062 lines (widest: 214 characters) - 63K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.2
<SEQUENCE>	19
<FILENAME>	nvstrr_ex992.htm
<DESCRIPTION>	COMPENSATION COMMITTEE CHARTER
<TEXT>
<html>
       Show <HTML>: 278 lines (widest: 176 characters) - 18K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.3
<SEQUENCE>	20
<FILENAME>	nvstrr_ex993.htm
<DESCRIPTION>	NOMINATING COMMITTEE CHARTER
<TEXT>
<html>
       Show <HTML>: 886 lines (widest: 181 characters) - 49K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		GRAPHIC
<SEQUENCE>	21  ⇐ Not a Document/Exhibit
<FILENAME>	nvstrr_ex10-6000.jpg
<DESCRIPTION>	IMAGE
<TEXT>
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<TYPE>		GRAPHIC
<SEQUENCE>	22  ⇐ Not a Document/Exhibit
<FILENAME>	nvstrr_ex10-6001.jpg
<DESCRIPTION>	IMAGE
<TEXT>
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<SEQUENCE>	23  ⇐ Not a Document/Exhibit
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<DESCRIPTION>	IMAGE
<TEXT>
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<SEQUENCE>	26  ⇐ Not a Document/Exhibit
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</SUBMISSION>

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Filing Submission 0001654954-21-010612 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Novusterra Inc. – ‘S-1’ on 9/30/21

On: Thursday, 9/30/21, at 4:57pm ET · Accession #: 1654954-21-10612 · File #: 333-259924

Registration Statement (General Form) — Form S-1 — SA’33Filing Table of Contents

Registration Statement (General Form) — Form S-1 — SA’33

Filing Table of Contents