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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/06/22 Loop Industries, Inc. 8-K:8 10/05/22 12:138K Blueprint/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 23K 7: R1 Cover HTML 47K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- loop_8k_htm XML 15K 9: EXCEL IDEA Workbook of Financial Reports XLSX 8K 4: EX-101.CAL XBRL Calculations -- loop-20221005_cal XML 7K 6: EX-101.DEF XBRL Definitions -- loop-20221005_def XML 10K 3: EX-101.LAB XBRL Labels -- loop-20221005_lab XML 45K 5: EX-101.PRE XBRL Presentations -- loop-20221005_pre XML 30K 2: EX-101.SCH XBRL Schema -- loop-20221005 XSD 19K 11: JSON XBRL Instance as JSON Data -- MetaLinks 12± 17K 12: ZIP XBRL Zipped Folder -- 0001654954-22-013408-xbrl Zip 13K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
i LOOP INDUSTRIES, INC. |
(Exact name of registrant as specified in its charter) |
i Nevada |
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| i 27-2094706 | |
(State or other jurisdiction of incorporation) |
| (Commission File Number) |
| (IRS Employer Identification No.) |
i 480 Fernand-Poitras
i Terrebonne, i Quebec, i Canada, i J6Y 1Y4
(Address of principal executive offices, including zip code)
( i 450) i 951-8555
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
i Common stock, par value $0.0001 per share | i LOOP | i Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On Friday, September 30th, 2022 the US Securities and Exchange Commission (“SEC”) filed a complaint (the “SEC complaint”) against several named defendants (“Defendants”), and also identified as a relief defendant Daniel Solomita, Loop Industries, Inc.’s Chief Executive Officer. The SEC complaint does not allege wrongdoing by Loop Industries or Mr. Solomita. The SEC complaint identifies Mr. Solomita and an entity he owns as relief defendants because they purportedly received monies from the Defendants in 2015 that the SEC alleges were derived from the Defendants’ fraud. The SEC complaint does not allege that Mr. Solomita was aware of the alleged wrongdoing by the Defendants and does not allege that he was aware that any alleged monies received were derived from fraud.
Loop is committed to operating with integrity and ensuring compliance with all government regulations.
2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LOOP INDUSTRIES, INC. |
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Date: October 5, 2022 | By: | /s/ Drew Hickey |
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| Chief Financial Officer |
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed as of: | 10/6/22 | None on these Dates | ||
| Filed on / For Period end: | 10/5/22 | |||
| List all Filings | ||||