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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 10/2/23 |
Not Subject to Section 16? No |
Issuer: |
| Issuer CIK: 889971 |
| Issuer Name: LIGHTPATH TECHNOLOGIES INC |
| Issuer Trading Symbol: LPTH |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1862203 |
| | Owner Name: Miranda Albert |
| Reporting Owner Address: |
| | Owner Street 1: 2603 CHALLENGER TECH COURT |
| | Owner Street 2: SUITE 100 |
| | Owner City: ORLANDO |
| | Owner State: FL |
| | Owner ZIP Code: 32826 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Financial Officer |
Aff 10b5 One? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A common stock |
| | Transaction Date: |
| | | Value: 10/2/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,490 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 20,043 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes. |
Owner Signature: |
| Signature Name: /s/ Natalie Cockayne, attorney-in-fact |
| Signature Date: 10/4/23 |