SEC Info - Crisafulli Marc A - ‘4’ for 12/30/21 re: Bally’s Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

CRISAFULLI MARC A

(Last)

(First)

(Middle)

C/O BALLY'S CORPORATION

100 WESTMINSTER STREET

(Street)

PROVIDENCE

02903

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP Strategy & Operations

3. Date of Earliest Transaction (Month/Day/Year)
12/30/21

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	12/30/21		M		36,510	A	$0	60,640	D
Common Stock	12/30/21		F ⁽¹⁾		16,554	D	$37.81	44,086	D
Common Stock	12/31/21		M		10,014	A	$0	54,100	D
Common Stock	12/31/21		F ⁽²⁾		4,541	D	$38.06	49,559	D
Common Stock	1/2/22		M		21,757	A	$0	71,316	D
Common Stock	1/2/22		F ⁽³⁾		10,057	D	$38.06	61,259	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽⁴⁾	12/30/21		M			36,510	⁽⁵⁾	⁽⁵⁾	Common Stock	36,510	$0	73,019	D
Restricted Stock Unit	⁽⁴⁾	12/31/21		M			10,014	⁽⁶⁾	⁽⁶⁾	Common Stock	10,014	$0	0	D
Restricted Stock Unit	⁽⁴⁾	1/2/22		M			21,757	⁽⁷⁾	⁽⁷⁾	Common Stock	21,757	$0	0	D

Explanation of Responses:

(1) On December 30, 2021, 36,510 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,554 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

(2) On December 31, 2021, 10,014 shares of Company restricted stock units vested. The Company retained 4,541 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

(3) On January 2, 2022, 21,757 shares of Company restricted stock units vested. The Company retained 10,057 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

(4) Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

(5) On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.

(6) On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.

(7) On January 2, 2020, the reporting person was granted 65,269 restricted stock units that vest in equal installments on January 15, 2020, January 2, 2021 and January 2, 2022.

Remarks:

	/s/ Craig Eaton, Attorney-In-Fact	1/3/22
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

Crisafulli Marc A – ‘4’ for 12/30/21 re: Bally’s Corp.

On: Monday, 1/3/22, at 4:19pm ET · For: 12/30/21 · Accession #: 1747079-22-10 · File #: 1-38850

Previous ‘4’: ‘4’ on 5/4/21 for 5/1/21 · Next: ‘4’ on 9/9/22 for 7/27/22 · Latest: ‘4’ on 4/3/24 for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Crisafulli Marc A – ‘4’ for 12/30/21 re: Bally’s Corp.

On: Monday, 1/3/22, at 4:19pm ET · For: 12/30/21 · Accession #: 1747079-22-10 · File #: 1-38850

Previous ‘4’: ‘4’ on 5/4/21 for 5/1/21 · Next: ‘4’ on 9/9/22 for 7/27/22 · Latest: ‘4’ on 4/3/24 for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents