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Bottomley John – ‘4’ for 1/26/22 re: Soluna Holdings, Inc.

On:  Wednesday, 1/26/22, at 5:52pm ET   ·   For:  1/26/22   ·   Accession #:  1753926-22-106   ·   File #:  1-40261

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/26/22  Bottomley John                    4                      1:5K   Soluna Holdings, Inc.             Genesis Filings LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2022-01-26 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0000064463 </issuerCik>
<issuerName> Soluna Holdings, Inc </issuerName>
<issuerTradingSymbol> SLNH </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001891682 </rptOwnerCik>
<rptOwnerName> Bottomley John </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O SOLUNA HOLDINGS, INC. </rptOwnerStreet1>
<rptOwnerStreet2> 325 WASHINGTON AVENUE EXTENSION </rptOwnerStreet2>
<rptOwnerCity> ALBANY </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 12205 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2022-01-26 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 20500 </value>
<footnoteId id="F1"/>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 41000 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Christopher Gandolfo, Attorney in Fact </signatureName>
<signatureDate> 2022-01-26 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001753926-22-000106   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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