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EDGAR Submission |
Header Data: |
| Submission Type: 144 |
| Filer Info: |
| | Filer: |
| | | Filer Credentials: |
| CIK: 1909079 |
| CCC: XXXXXXXX |
| | Live-Test Flag: LIVE |
Form Data: |
| Issuer Info: |
| | Issuer CIK: 1828536 |
| | Issuer Name: Energy Vault Holdings, Inc. |
| | SEC File Number: 001-39982 |
| | Issuer Address: |
| | | Street 1: 4360 PARK TERRACE DRIVE |
| | | Street 2: SUITE 100 |
| | | City: WESTLAKE VILLAGE |
| | | State or Country: CA |
| | | ZIP Code: 91361 |
| | Issuer Contact Phone: 805-852-0000 |
| | Name of Person for Whose Account The Securities Are to Be Sold: Pedretti Andrea |
| | Relationships to Issuer: |
| | | Relationship to Issuer: Officer |
| Securities Information: |
| | Securities Class Title: Common Stock |
| | Broker or Marketmaker Details: |
| | | Name: Northern Trust Securities, Inc. |
| | | Address: |
| Street 1: 50 S LaSalle St. |
| City: CHICAGO |
| State or Country: IL |
| ZIP Code: 60603 |
| | No of Units Sold: 115,000 |
| | Aggregate Market Value: 201,606.50 |
| | No of Units Outstanding: 147,079,363 |
| | Approx Sale Date: 3/20/24 |
| | Securities Exchange Name: NYSE |
| Securities to Be Sold: |
| | Securities Class Title: Common Stock |
| | Acquired Date: 11/28/17 |
| | Nature of Acquisition Transaction: Founder's Shares |
| | Name of Personfrom Whom Acquired: Energy Vault Holdings, Inc. |
| | Is Gift Transaction? No |
| | Amount of Securities Acquired: 115,000 |
| | Payment Date: 11/28/17 |
| | Nature of Payment: Founder's Shares |
| Nothing to Report Flag on Securities Sold in Past 3 Months? No |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Dr. |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 12/11/23 |
| | Amount of Securities Sold: 70,000 |
| | Gross Proceeds: 152,670.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Dr |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 12/20/23 |
| | Amount of Securities Sold: 60,000 |
| | Gross Proceeds: 127,056.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 12/27/23 |
| | Amount of Securities Sold: 20,000 |
| | Gross Proceeds: 49,526.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 1/3/24 |
| | Amount of Securities Sold: 20,000 |
| | Gross Proceeds: 41,856.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 1/10/24 |
| | Amount of Securities Sold: 20,000 |
| | Gross Proceeds: 39,082.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: Suite 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 1/24/24 |
| | Amount of Securities Sold: 5,000 |
| | Gross Proceeds: 8,344.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 2/7/24 |
| | Amount of Securities Sold: 5,000 |
| | Gross Proceeds: 7,863.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 2/21/24 |
| | Amount of Securities Sold: 5,000 |
| | Gross Proceeds: 8,795.00 |
| Securities Sold in Past 3 Months: |
| | Seller Details: |
| | | Name: Andrea Pedretti Rodi |
| | | Address: |
| Street 1: 4360 Park Terrace Drive |
| Street 2: 100 |
| City: Westlake Village |
| State or Country: CA |
| ZIP Code: 91361 |
| | Securities Class Title: Common |
| | Sale Date: 3/6/24 |
| | Amount of Securities Sold: 5,000 |
| | Gross Proceeds: 8,484.00 |
| Notice Signature: |
| | Notice Date: 3/20/24 |
| | Plan Adoption Dates: |
| | | Plan Adoption Date: 9/11/23 |
| | Signature: /s/ Andrea S. Pedretti |