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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 12/8/23 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1868941 |
| Issuer Name: Fluence Energy, Inc. |
| Issuer Trading Symbol: FLNC |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1290083 |
| | Owner Name: Philpot Michelle |
| Reporting Owner Address: |
| | Owner Street 1: C/O FLUENCE ENERGY, INC. |
| | Owner Street 2: 4601 FAIRFAX DRIVE, SUITE 600 |
| | Owner City: ARLINGTON |
| | Owner State: VA |
| | Owner ZIP Code: 22203 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Accounting Officer |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Non-qualified stock options (right-to-buy) |
| | Conversion or Exercise Price: |
| | | Value: 21.93 |
| | Transaction Date: |
| | | Value: 12/8/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,221 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 12/8/33 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common Stock |
| | | Underlying Security Shares: |
| Value: 2,221 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,221 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Unit |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 12/8/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 14,775 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common Stock |
| | | Underlying Security Shares: |
| Value: 14,775 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 14,775 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. |
| Footnote - F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. |
| Footnote - F3: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Francis A. Fuselier as Attorney-in-fact for Michelle Philpot |
| Signature Date: 12/12/23 |
