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Advent Technologies Holdings, Inc. – ‘8-K’ for 3/11/24

On:  Monday, 3/11/24, at 6:30pm ET   ·   As of:  3/12/24   ·   For:  3/11/24   ·   Accession #:  1829126-24-1524   ·   File #:  1-38742

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/12/24  Advent Techs Holdings, Inc.       8-K:5       3/11/24   11:239K                                   Empire Filings/FA

Current Report   —   Form 8-K

Filing Table of Contents

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10: ZIP         XBRL Zipped Folder -- 0001829126-24-001524-xbrl      Zip     20K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 

Date of Report (Date of earliest event reported):  i March 11, 2024

 

 

 

 i Advent Technologies Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-38742    i 83-0982969

(State or other jurisdiction

of incorporation)

  (Commission
File Number)
  (IRS Employer
Identification No.)

 

 i 500 Rutherford Avenue,  i Suite 102

 i Boston,  i MA  i 02129

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code:  i (617)  i 655-6000

 

 

 

Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
   
 i  Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR 240.14d−2(b))
   
 i  Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange on which registered
 i Common stock, par value $0.0001 per share    i ADN   The  i Nasdaq Stock Market LLC
 i Warrants to purchase one share of common stock, each at an exercise price of $11.50    i ADNWW   The  i Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Chief Financial Officer Resignation

 

On March 11, 2024, the board of directors of Advent Technologies Holdings, Inc., a Delaware corporation (the “Company” or “Advent”), accepted the resignation of Naiem Hussain, Chief Financial Officer (“CFO”) from his positions at the Company, effective at close of business on March 11, 2024. The Company has identified an external interim CFO candidate expected to serve in this role temporarily.

 

Cautionary Note Regarding Forward-Looking Statements

 

This Current Report on Form 8-K includes forward-looking statements. These forward-looking statements generally can be identified by the use of words such as “anticipate,” “expect,” “plan,” “could,” “may,” “will,” “could,” “believe,” “estimate,” “forecast,” “goal,” “project,” and other words of similar meaning. These forward-looking statements address various matters including the Company’s plans and expectations with respect to the Honey Badger contract. Each forward-looking statement contained in this Current Report on Form 8-K is subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by such statement. Applicable risks and uncertainties include, among others, the risks identified under the heading "Risk Factors" in our Annual Report on Form 10-K, and filed with the Securities and Exchange Commission, as well as the other information we file with the SEC, including filings on Current Reports on Form 8-K. We caution investors not to place considerable reliance on the forward-looking statements contained in this Current Report on Form 8-K. You are encouraged to read our filings with the SEC, available at www.sec.gov, for a discussion of these and other risks and uncertainties. The forward-looking statements in this Current Report on Form 8-K speak only as of the date of this document, and we undertake no obligation to update or revise any of these statements. Our business is subject to substantial risks and uncertainties, including those referenced above. Investors, potential investors, and others should give careful consideration to these risks and uncertainties.

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 11, 2024

 

  Advent Technologies Holdings, Inc.
     
  By:

/s/ Vassilios Gregoriou

  Name: Vassilios Gregoriou
  Title: Chairman and Chief Executive Officer

 

2


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed as of:3/12/24None on these Dates
Filed on / For Period end:3/11/24
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