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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 4/1/21 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1814974 |
| Issuer Name: BBX Capital, Inc. |
| Issuer Trading Symbol: BBXIA/B |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1199943 |
| | Owner Name: LEVAN ALAN B |
| Reporting Owner Address: |
| | Owner Street 1: 401 EAST LAS OLAS BLVD SUITE 800 |
| | Owner Street 2: |
| | Owner City: FT LAUDERDALE |
| | Owner State: FL |
| | Owner ZIP Code: 33301 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chairman |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A Common Stock, par value $0.01 per share |
| | Transaction Date: |
| | | Value: 4/1/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: G |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 60 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 684,877 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 864,426 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 986,197 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Levan Partners, LLC |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 141,577 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Levan Partners, LLC |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 78,700 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Susie and Alan B. Levan Family Foundation, Inc. |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 7,344 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Levan Children's Trust |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 336,915 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Levan BFC Stock Partners, LP |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,341 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 240 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse |
Footnotes: |
| Footnote - F1: The reporting person gifted a total of 60 shares of the issuer's Class A Common Stock to various UTMA accounts of his grandchildren |
| Footnote - F2: Shares of the issuer's Class B Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion. |
Owner Signature: |
| Signature Name: /s/Brett Sheppard, Chief Financial Officer, BBX Capital Inc., Attorney-in-Fact for Alan B. Levan |
| Signature Date: 4/1/21 |