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Levan Alan B – ‘4’ for 4/1/21 re: BBX Capital, Inc.

On:  Monday, 4/5/21, at 4:32pm ET   ·   For:  4/1/21   ·   Accession #:  1814974-21-17   ·   File #:  0-56177

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/05/21  Levan Alan B                      4                      1:8K   BBX Capital, Inc.                 BBX Capital, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  4/1/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1814974
Issuer Name:  BBX Capital, Inc.
Issuer Trading Symbol:  BBXIA/B
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1199943
Owner Name:  LEVAN ALAN B
Reporting Owner Address:
Owner Street 1:  401 EAST LAS OLAS BLVD SUITE 800
Owner Street 2:
Owner City:  FT LAUDERDALE
Owner State:  FL
Owner ZIP Code:  33301
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  Chairman
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock, par value $0.01 per share
Transaction Date:
Value:  4/1/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  60
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  684,877
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  864,426
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  986,197
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Levan Partners, LLC
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  141,577
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Levan Partners, LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  78,700
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Susie and Alan B. Levan Family Foundation, Inc.
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,344
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Levan Children's Trust
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  336,915
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Levan BFC Stock Partners, LP
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,341
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  240
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Footnotes:
Footnote - F1The reporting person gifted a total of 60 shares of the issuer's Class A Common Stock to various UTMA accounts of his grandchildren
Footnote - F2Shares of the issuer's Class B Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion.
Owner Signature:
Signature Name:  /s/Brett Sheppard, Chief Financial Officer, BBX Capital Inc., Attorney-in-Fact for Alan B. Levan
Signature Date:  4/1/21


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Filing Submission 0001814974-21-000017   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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