SEC Info - SoFi Technologies, Inc. - ‘8-K’ for 1/30/23

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SoFi Technologies, Inc. – ‘8-K’ for 1/30/23

On: Monday, 1/30/23, at 7:09am ET · For: 1/30/23 · Accession #: 1818874-23-5 · File #: 1-39606

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/30/23  SoFi Technologies, Inc.           8-K:2,9     1/30/23   11:963K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    603K 
 6: R1          Cover                                               HTML     45K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- sofi-20230130_htm                   XML     22K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- sofi-20230130_lab                     XML     67K 
 5: EX-101.PRE  XBRL Presentations -- sofi-20230130_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- sofi-20230130                         XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
11: ZIP         XBRL Zipped Folder -- 0001818874-23-000005-xbrl      Zip     63K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

sofi-20230130

i 0001818874 i FALSE00018188742023-01-302023-01-30

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________________________

FORM i 8-K

__________________________________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i January 30, 2023

i SoFi Technologies, Inc.

(Exact name of registrant as specified in its charter)


i Delaware (State or other jurisdiction of incorporation)	i 001-39606 (Commission File Number)	i 98-1547291 (I.R.S. Employer Identification No.)

	i 234 1st Street i San Francisco, i California	i 94105
	(Address of principal executive offices)	(Zip Code)

( i 855) i 456-7634

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


			i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


			i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


			i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


			i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange
on which registered

i Common stock, $0.0001 par value per share

i SOFI

i The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On January 30, 2023, SoFi Technologies, Inc. issued a press release reporting its financial results for the three months and year ended December 31, 2022. A copy of the press release is attached as Exhibit 99.1 and is incorporated herein by reference.

This Exhibit 99.1 is deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is incorporated by reference in all appropriate filings under the Securities Act of 1933, as amended, except for the quotes provided by Anthony Noto, CEO of SoFi Technologies, Inc., and the section entitled "Guidance and Outlook", which shall be "furnished", not "filed".

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits


Exhibit No.						Description

99.1						Press release, dated January 30, 2023
104						Cover Page Interactive Data File (embedded within the inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	SoFi Technologies, Inc.

Date: January 30, 2023	By:	/s/ *Christopher Lapointe*
	Name:	Christopher Lapointe
	Title:	Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	1/30/23	None on these Dates
	12/31/22
		List all Filings

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Filing Submission 0001818874-23-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)