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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 2/28/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 931584 |
| Issuer Name: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC |
| Issuer Trading Symbol: USAP |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1522176 |
| | Owner Name: Bacchus Judith L |
| Reporting Owner Address: |
| | Owner Street 1: 525 WILLIAM PENN PLACE |
| | Owner Street 2: 33RD FLOOR |
| | Owner City: PITTSBURGH |
| | Owner State: PA |
| | Owner ZIP Code: 15219 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 10.28 |
| | Transaction Date: |
| | | Value: 2/28/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,250 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 2/28/31 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,250 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,250 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: 417 shares will vest on February 28, 2022 417 shares will vest on February 28, 2023 416 shares will vest on February 28, 2024 |
| Owner Signature: |
| Signature Name: John Arminas (AIF) |
| Signature Date: 3/2/21 |
