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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 6/14/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1620533 |
| Issuer Name: Shake Shack Inc. |
| Issuer Trading Symbol: SHAK |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1452724 |
| | Owner Name: Lyons Jenna |
| Reporting Owner Address: |
| | Owner Street 1: C/O SHAKE SHACK INC. |
| | Owner Street 2: 225 VARICK STREET, SUITE 301 |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10014 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: CLASS A COMMON STOCK |
| | Transaction Date: |
| | | Value: 6/14/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,022 |
| | | Transaction Price Per Share: |
| Value: 21 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 3,445 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: CLASS A COMMON STOCK |
| | Transaction Date: |
| | | Value: 6/14/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,022 |
| | | Transaction Price Per Share: |
| Value: 100.6193 |
| Footnote ID: F2 |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,423 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 21.0 |
| | Transaction Date: |
| | | Value: 6/14/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,022 |
| Footnote ID: F4 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 1/29/16 |
| | Expiration Date: |
| | | Value: 1/29/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: CLASS A COMMON STOCK |
| | | Underlying Security Shares: |
| Value: 1,022.0 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 8,211 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on March 16, 2021. |
| Footnote - F2: The transaction was executed in multiple trades at prices ranging from $100.52 to $100.705. The price reported above reflects the weighted average sales price. |
| Footnote - F3: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Footnote - F4: These options are fully vested. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Jenna Lyons |
| Signature Date: 6/16/21 |
