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Guardant Health, Inc. – ‘8-K’ for 6/11/19

On:  Thursday, 6/13/19, at 4:42pm ET   ·   For:  6/11/19   ·   Accession #:  1628280-19-7963   ·   File #:  1-38683

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/13/19  Guardant Health, Inc.             8-K:5       6/11/19    1:33K                                    Workiva Inc Wde… FA01/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Guardant - 8-K (5.02 Ldy Departure)                 HTML     17K 


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 
 
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 11, 2019
 
GUARDANT HEALTH, INC.
(Exact name of registrant as specified in its charter)
 

 
 
 
 
 
Delaware
 
0001-576280
 
45-4139254
 
 
 
 
 
(State or other jurisdiction
of incorporation or organization)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)

505 Penobscot Dr.
Redwood City, California 94063
(Address of principal executive offices) (Zip Code)
855-698-8887
(Registrant’s telephone number, include area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  ý

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.00001
GH
  The Nasdaq Stock Market LLC






Item 5.02 Departure of Directors or Certain Officers.

On June 11, 2019, Leena Das-Young, Pharm. D., Chief LUNAR Officer and General Manager, announced she would be leaving Guardant Health, Inc. (the “Company”) for personal reasons. Dr. Das-Young will continue her service with the Company through June 18, 2019. In connection with her departure, and in exchange for a customary release of claims, Dr. Das-Young will be entitled to certain benefits under the Company’s Executive Severance Plan, in addition to the retention of certain relocation benefits previously provided to her by the Company.









SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
GUARDANT HEALTH, INC.
 
 
 
 
Date:
 
 
 
 
By:
 
 
 
 
 
 
Chief Executive Officer





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
6/18/19DEF 14A
Filed on:6/13/19
For Period End:6/11/19
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Filing Submission 0001628280-19-007963   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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