SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Quantum Corp/DE – ‘8-K’ for 8/15/18

On:  Thursday, 8/16/18, at 7:20pm ET   ·   As of:  8/17/18   ·   For:  8/15/18   ·   Accession #:  1628280-18-11192   ·   File #:  1-13449

Previous ‘8-K’:  ‘8-K’ on 6/27/18 for 6/22/18   ·   Next:  ‘8-K’ on 8/29/18 for 8/23/18   ·   Latest:  ‘8-K’ on / for 5/3/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/17/18  Quantum Corp/DE                   8-K:8,9     8/15/18    2:39K                                    Workiva Inc Wde… FA01/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     17K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     11K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Document  


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-------------
FORM 8-K
--------------
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 15, 2018
-------------
Quantum Corporation
(Exact name of registrant as specified in its charter)
-------------
Delaware
94-2665054
(State or other jurisdiction of incorporation)
(Commission File No.)
(IRS Employer Identification No.)

224 Airport Parkway, Suite 550, San Jose, California
(Address of principal executive offices)
95110
(Zip Code)
(408) 944-4000
(Registrant’s telephone number, including area code)
-------------
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






Item 8.01    Other Events

On August 15, 2018, Quantum Corporation (the “Company”) issued a press release reporting that it has received a five-month extension for continued listing and trading of Quantum’s common stock on the New York Stock Exchange (“NYSE”), from August 15, 2018 to January 15, 2019. The extension is subject to review by the NYSE on an ongoing basis.

The press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference into this Item 8.01.

Item 9.01. Financial Statements and Exhibits
(d) Exhibits

Exhibit
Number
 
Description
99.1
 












SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
 
 
 
 
 
QUANTUM CORPORATION
(Registrant)
 
 
 
 
 
 
 
 
By:
 
 
 
 
 
Name:
 
 
 
 
 
Title:
 
Senior Vice President, General Counsel and Secretary







Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/15/19None on these Dates
Filed as of:8/17/18
Filed on:8/16/18
For Period End:8/15/18
 List all Filings 
Top
Filing Submission 0001628280-18-011192   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 10, 12:53:40.4am ET