| | | | | | | | | | | | | | | | | | | | | | |
Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 5/19/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1805077 |
| Issuer Name: Eos Energy Enterprises, Inc. |
| Issuer Trading Symbol: EOSE |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1614732 |
| | Owner Name: DIMITRIEF ALEXANDER |
| Reporting Owner Address: |
| | Owner Street 1: C/O EOS ENERGY ENTERPRISES, INC. |
| | Owner Street 2: 3920 PARK AVENUE |
| | Owner City: EDISON |
| | Owner State: NJ |
| | Owner ZIP Code: 08820 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.18 |
| | Transaction Date: |
| | | Value: 5/19/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 145,018 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 5/19/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 145,018.0 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 145,018 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 5/19/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 63,559 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 63,559.0 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 63,559 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. |
| Footnote - F2: Each restricted stock unit represents a contingent right to receive one share of common stock. |
| Footnote - F3: Not Applicable. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Randall Gonzales as attorney-in-fact for Alexander Dimitrief |
| Signature Date: 5/23/22 |
