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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/28/23 Talcott Resolution Life & … Seven N-VP 4/28/23 1:460K Workiva Inc Wde… FA01/FA → Talcott Resolution Life & Annuity Insurance Co. Separate Account Seven ⇒ Personal Retirement Manager V-A |
Document/Exhibit Description Pages Size 1: N-VP Notice by a Variable Annuity/Life Contract HTML 284K
| Page | (sequential) | (alphabetic) | ↑Top | ||
|---|---|---|---|---|---|
| 1 | 1st Page – Filing Submission | ||||
| " | Table of Contents | ||||
| " | Special Terms | ||||
| " | Updated Information About Your Contract | ||||
| " | Key Information Table | ||||
| " | Appendix A Funds Available Under the Contract | ||||
| Document |
| Contract Version | Website Address | |||||||
| Personal Retirement Manager V-A Series I | https://vpx.broadridge.com/GetContract1.asp?doctype=pfst&clientid=talcottvpx&fundid=416589216 | |||||||
| Leaders Edge Series V | https://vpx.broadridge.com/GetContract1.asp?doctype=pfst&clientid=talcottvpx&fundid=416589299 | |||||||
| Page | |||||
APP A-1 | |||||
| Contract Value | The total value of your investments in the Sub-Accounts (and the Fixed Accumulation Feature, if applicable). | ||||
| Fixed Accumulation Feature or FAF | A fixed account option that guarantees principal and a rate of interest. Effective October 4, 2013, we no longer accept new allocations or premium payments to the Fixed Accumulation Feature except for contracts issued in Massachusetts. | ||||
| Payment Base | The amount used to determine benefit payments under certain optional benefits under the contract. | ||||
| Sub-Account | A fund option under the contract. There is a Sub-Account that corresponds to each fund that is available under the contract. | ||||
| FEES AND EXPENSES | Location in Prospectus | |||||||||||||||||||
| Charges for Early Withdrawals | Your Contract may be subject to surrender charges depending on the class of Contract that you own (i.e., B Share, C Share, I Share and L Share). Surrender charges may apply to both partial and full Surrenders.These surrender charges (if any) do not apply to certain types of withdrawals, such as withdrawals that do not exceed the annual amount that may be withdrawn without surrender charges. •B Share. If you withdraw money from your contract
within 9 years following your last premium payment, you may be assessed a surrender charge of up to 7% (as a percentage if premium payments withdrawn), declining to 0% over that time period. •C Share. If you withdraw money from your contract within 2 years following your last premium payment, you may be assessed a surrender charge of up to 2% (as a percentage if premium payments withdrawn), declining to 0% over that time period. •I Share. No surrender charges. •L Share. If you withdraw money from your contract within 5 years following your last premium payment, you may be assessed a
surrender charge of up to 7% (as a percentage of premium payments withdrawn), declining to 0% over that time period. For example, if you were to withdraw $100,000 during a surrender charge period, you could be assessed a charge of up to $7,000 for a B Share contract or $8,000 for an L Share contract or $2,000 for a C Share contract. No surrender charges would apply to an I Share contract. If you receive services for your Contract
from a third-party financial intermediary who charges an advisory fee for their services, withdrawals to pay advisory fees will also reduce death benefits and other guaranteed benefits under the Contract and may be subject to federal and state income taxes and a 10% federal penalty tax. | 2. Fee Summary 4. Information On your Account b. Charges and Fees - Sales Charges - Contingent Deferred Sales Charges | ||||||||||||||||||
| Transaction Charges | A Sales Load of up to 5.5% applies to all Premium Payments. Other than Sales Loads on Premium Payments, there are no charges for other contract transactions (e.g., transferring money between investment options). | 2. Fee Summary 4. Information On your Account b. Charges and Fees - Sales Charges - Front-End Sales Charge and Distribution Charge | ||||||||||||||||||
| Ongoing Fees and Expenses (annual charges) | The table below describes the current fees and expenses of the contract that you may pay each
year, depending on the options you choose. Please refer to your contract specifications page for information about the specific fees you will pay each year based on the options you have elected. Fees and expenses do not reflect any advisory fees paid to financial intermediaries from Contract Value or other assets of the Contract Owner, and that if such charges were reflected, the fees and expenses would be higher. | 2. Fee Summary 4. Information on your Account b. Charges and Fees | ||||||||||||||||||
| Annual Fee | Minimum | Maximum | ||||||||||||||||||
| Base Contract (varies by contract class) | 0.51%¹ | 0.51%¹ | ||||||||||||||||||
| Investment Options (fund fees and expenses) | 0.28%² | 1.29%² | ||||||||||||||||||
| Optional
benefits available for an additional charge (for a single optional benefit, if elected) | 0.75%3 | 1.50%3 | ||||||||||||||||||
1 As a percentage of average daily Sub-Account Values. 2 As a percentage of fund net assets. 3 As a percentage of average daily Contract Value. | ||||||||||||||||||||
| Because your contract is customizable, the choices you may effect how much you will pay. To help you understand the cost of owning your contract, the following table shows the lowest and highest cost you could pay each year, based on current charges. This estimate assumes that you do not take withdrawals from the contract, which could add surrender charges that substantially increase costs. | ||||||||||||||||||||
| Lowest Annual Cost: $917 | Highest Annual Cost: $3,608 | |||||||||||||||||||
| Assumes: | Assumes: | |||||||||||||||||||
•Investment
of $100,000 | •Investment of $100,000 | |||||||||||||||||||
•5% annual appreciation | •5% annual appreciation | |||||||||||||||||||
•Least expensive combination of contract classes and fund fees and expenses | •Most
expensive combination of contract classes, optional benefits and fund fees and expenses | |||||||||||||||||||
•No sales charges or advisory fees | •No sales charges or advisory fees | |||||||||||||||||||
•No additional premium payments, transfers or withdrawals | •No additional premium
payments, transfers or withdrawals | |||||||||||||||||||
•No optional benefits | ||||||||||||||||||||
| RISKS | Location in Prospectus | |||||||||||||||||||
| Risk of Loss | You can lose money by investing in this contract, including loss of principal. | 2. Fee Summary 3. Management of the Contract
- Fixed Accumulation Feature 4. Information on your Account b. Charges and Fees - Sales Charges - Contingent Deferred Sales Charges (CDSC) - B, C and L Share Contracts Only Appendix Tax | ||||||||||||||||||
| Not a Short-Term Investment | •This contract is not designed for short-term investing and is not appropriate for an investor who needs ready access to cash. •Surrender
charges may apply to withdrawals. If you take a withdrawal, a surrender charge may reduce the value of your contract or the amount of money that you actually receive. •The benefits of tax deferral, long-term income, and living benefit guarantees mean the contract is generally more beneficial to investors with a long-time horizon. •A 10% penalty tax may be applied to Surrenders before age 59½. | |||||||||||||||||||
| Risks Associated with Investment Options | •An investment in this contract
is subject to the risk of poor investment performance. Performance can vary depending on the performance of the investment options that you choose under the contract (e.g., Funds). •Each investment option (including the FAF, if available) has its own unique risks. •You should review the investment options before making an investment decision. | |||||||||||||||||||
| Insurance Company Risks | An investment in the contract is subject to the risks related to us. Any obligations (including under the FAF), guarantees or benefits of the contract are subject to our claims-paying ability. If we experience financial distress, we may not be able to meet our obligations to you. More information about Talcott Resolution, including our financial strength ratings, is available upon request by visiting the "About Us" tab at www.talcottresolution.com or by calling 1-800-862-6668. | |||||||||||||||||||
| RESTRICTIONS | Location in Prospectus | |||||||||||||||||||
| Investment Options | •Certain
investment options may not be available under your contract. •You are allowed to make 1 transfer between the fund options per day. You are allowed to make 20 transfers between the fund options per year before we require you to submit additional transfer requests by mail. Your transfer between the fund options are subject to policies designed to deter excessively frequent transfers and market timing. These transfer restrictions do not apply to transfers under the contract's automatic transfer programs. •There are restrictions on the maximum amount that may be transferred annually from the FAF to the fund options. If the FAF is available for investment,
you must wait 6 months after your most recent transfer from the FAF before making a subsequent transfer into the FAF. These transfer restrictions may apply to the contract's automatic income programs. •We reserve the right to remove or substitute funds as investment options. | 3. Management of the Contract 4. Information on your Account - a. Opening an Account | ||||||||||||||||||
| Optional Benefits | •Optional benefits may further limit or restrict the investment options that
you may select under the contract. We may change these restrictions in the future. •Withdrawals may reduce the value of an optional benefit by an amount greater than the value withdrawn or result in termination of the benefit. | 5. Optional Death Benefits a. Maximum Anniversary Value Death Benefit Appendix E | ||||||||||||||||||
| TAXES | Location in Prospectus | |||||||||||||||||||
| Tax Implications | •Consult with a tax professional to determine the
tax implications of an investment in and payments received under the contract. •If you purchased the contract through a tax-qualified plan or IRA, you do not get any additional tax benefit under the contract. •Earnings on your contract are taxed at ordinary income rates when you withdraw them and you may have to pay a penalty if you take a withdrawal before age 59-1/2. | Appendix Tax | ||||||||||||||||||
| CONFLICTS OF INTEREST | Location in Prospectus | |||||||||||||||||||
| Investment Professional Compensation | Your
investment professional may receive compensation for selling this contract to you, in the form of commissions, additional payments, and non-cash compensation. We may share the revenue we earn on this contract with your investment professional's firm. This conflict of interest may influence your investment professional to recommend this contract over another investment for which the investment professional is not compensated or compensated less. | 6. Further Information e. How Contracts Are Sold | ||||||||||||||||||
| Exchanges | Some investment professionals may have a financial incentive to offer you a new contract in place of the one you already own. You should only exchange a contract you already own if you determine, after comparing the features, fees and risks of both contract's, that it is better for you to purchase the new contract rather than continue to own your existing contract. | 4. Information on Your Account a. Opening an Account - Replacement of Annuities | ||||||||||||||||||
| Contract Version | Website Address | |||||||
| Personal Retirement Manager V-A Series I | https://vpx.broadridge.com/GetContract1.asp?clientid=talcottvpx&fundid=416589216 | |||||||
| Leaders Edge Series V | https://vpx.broadridge.com/GetContract1.asp?clientid=talcottvpx&fundid=416589299 | |||||||
| Type | Fund and Adviser/Subadviser | Current Expenses | Average Annual Total Returns (as of 12/31/22) | ||||||||||||||
| 1 Year | 5 Year | 10 Year | |||||||||||||||
| Allocation | AB VPS Balanced Hedged Allocation Portfolio - Class B Adviser: AllianceBernstein, L.P. | 0.92% | (19.17)% | 2.06% | 5.37% | ||||||||||||
| U.S. Equity | AB
VPS Discovery Value Portfolio - Class B (formerly AB VPS Small/Mid Cap Value Portfolio) Adviser: AllianceBernstein, L.P. | 1.05% | (15.82)% | 3.62% | 9.06% | ||||||||||||
| International Equity | AB VPS International Value Portfolio - Class B Adviser: AllianceBernstein, L.P. | 1.15% | (13.79)% | (2.55)% | 2.51% | ||||||||||||
| Allocation | American Funds Asset Allocation Fund - Class
4 Adviser: Capital Research and Management Company | 0.80% | (13.66)% | 5.06% | 7.87% | ||||||||||||
| Fixed Income | American Funds Capital World Bond Fund - Class 4 Adviser: Capital Research and Management Company | 0.97% | (17.84)% | (2.01)% | (0.70)% | ||||||||||||
| International Equity | American Funds Capital World Growth and Income Fund - Class 4 Adviser: Capital Research and Management Company | 0.92%* | (17.57)% | 3.83% | 7.53% | ||||||||||||
| International Equity | American Funds Global Growth Fund - Class 4 Adviser: Capital Research and Management Company | 0.91%* | (24.92)% | 6.80% | 9.92% | ||||||||||||
| International Equity | American Funds Global Small Capitalization Fund - Class 4 Adviser: Capital Research and Management Company | 1.16%* | (29.69)% | 2.54% | 6.58% | ||||||||||||
| U.S. Equity | American Funds Growth Fund - Class 4 Adviser: Capital Research and Management Company | 0.84% | (30.11)% | 10.86% | 13.38% | ||||||||||||
| U.S. Equity | American Funds Growth-Income Fund - Class 4 Adviser: Capital Research and Management Company | 0.78% | (16.71)% | 7.56% | 11.28% | ||||||||||||
| International Equity | American
Funds International Fund - Class 4 Adviser: Capital Research and Management Company | 1.03% | (21.02)% | (1.29)% | 3.67% | ||||||||||||
| International Equity | American Funds New World Fund - Class 4 Adviser: Capital Research and Management Company | 1.07%* | (22.25)% | 2.07% | 4.02% | ||||||||||||
| Fixed Income | American Funds The Bond Fund of America - Class 4 Adviser: Capital Research and Management Company | 0.71%* | (12.75)% | 0.51% | 1.12% | ||||||||||||
| U.S. Equity | American Funds Washington Mutual Investors Fund - Class 4 Adviser: Capital Research and Management Company | 0.75%* | (8.69)% | 6.84% | 11.08% | ||||||||||||
| U.S. Equity | BlackRock S&P 500 Index V.I. Fund - Class III Adviser: BlackRock Advisors, LLC | 0.39% | (18.42)% | 8.99% | 12.01% | ||||||||||||
| U.S. Equity | Fidelity® VIP Contrafund® Portfolio - Service Class 2 Adviser: Fidelity Management & Research Company (FMR) Subadviser: FMR Co., Inc. (FMRC) and other investment advisers | 0.85% | (26.49)% | 8.39% | 11.15% | ||||||||||||
| Type | Fund and Adviser/Subadviser | Current Expenses | Average Annual Total Returns (as of 12/31/22) | ||||||||||||||
| 1 Year | 5 Year | 10 Year | |||||||||||||||
| U.S. Equity | Fidelity® VIP Mid Cap Portfolio - Service Class 2 Adviser: Fidelity Management & Research Company (FMR) Subadviser: FMR Co., Inc. (FMRC) and other investment advisers | 0.86% | (14.97)% | 5.68% | 9.69% | ||||||||||||
| Fixed Income | Fidelity® VIP Strategic Income Portfolio - Service Class 2 Adviser: Fidelity Management & Research Company (FMR) Subadviser: Fidelity Investments Money Management, Inc. (FIMM), FMR Co., Inc. (FMRC), FIL Investment Advisors (UK) Limited (FIA(UK)), and other investment advisers | 0.92% | (11.52)% | 1.09% | 2.20% | ||||||||||||
| U.S. Equity | Franklin DynaTech VIP Fund - Class 4 Adviser: Franklin Advisers, Inc. | 1.06%* | (40.20)% | 6.29% | 9.74% | ||||||||||||
| Allocation | Franklin
Income VIP Fund - Class 4 Adviser: Franklin Advisers, Inc. Subadviser: Templeton Investment Counsel, LLC | 0.81% | (5.59)% | 4.19% | 5.40% | ||||||||||||
| International Equity | Franklin Mutual Global Discovery VIP Fund - Class 4 Adviser: Franklin Mutual Advisers, LLC Subadviser: Franklin Templeton Investment Management Limited | 1.29% | (4.85)% | 3.56% | 6.50% | ||||||||||||
| Allocation | Franklin
Mutual Shares VIP Fund - Class 4 Adviser: Franklin Mutual Advisers, LLC | 1.04% | (7.47)% | 3.05% | 6.62% | ||||||||||||
| U.S. Equity | Franklin Rising Dividends VIP Fund - Class 4 Adviser: Franklin Advisory Services, LLC | 1.00%* | (10.68)% | 9.92% | 11.74% | ||||||||||||
| U.S. Equity | Franklin Small Cap Value VIP Fund - Class 4 Adviser: Franklin Advisory Services, LLC | 1.01%* | (10.11)% | 5.37% | 8.98% | ||||||||||||
| U.S. Equity | Franklin Small-Mid Cap Growth VIP Fund - Class 4 Adviser: Franklin Advisers, Inc. | 1.19%* | (33.76)% | 6.96% | 9.79% | ||||||||||||
| Fixed Income | Franklin Strategic Income VIP Fund - Class 4 Adviser: Franklin Advisers, Inc. | 1.16%* | (10.84)% | (0.16)% | 1.20% | ||||||||||||
| U.S. Equity | Hartford Capital Appreciation HLS
Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.67% | (15.30)% | 7.68% | 10.89% | ||||||||||||
| U.S. Equity | Hartford Disciplined Equity HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.59% | (18.96)% | 9.56% | 13.12% | ||||||||||||
| U.S. Equity | Hartford
Dividend and Growth HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.65% | (8.93)% | 9.54% | 12.19% | ||||||||||||
| International Equity | Hartford International Opportunities HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.75% | (18.14)% | 1.78% | 5.13% | ||||||||||||
| U.S. Equity | Hartford
Small Company HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.79% | (30.94)% | 7.43% | 10.10% | ||||||||||||
| Fixed Income | Hartford Total Return Bond HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.50% | (14.21)% | 0.34% | 1.50% | ||||||||||||
| Fixed Income | Hartford
Ultrashort Bond HLS Fund - Class IA Adviser: Hartford Funds Management Company, LLC Subadviser: Wellington Management Company LLP | 0.43% | (0.17)% | 1.09% | 0.76% | ||||||||||||
| Allocation | Invesco V.I. Balanced Risk Allocation Fund - Series II Adviser: Invesco Advisers, Inc. | 1.13%* | (14.52)% | 1.94% | 3.29% | ||||||||||||
| U.S. Equity | Invesco V.I. Core Equity Fund - Series
II Adviser: Invesco Advisers, Inc. | 1.05% | (20.75)% | 5.92% | 8.03% | ||||||||||||
| International Equity | Invesco V.I. EQV International Growth Fund - Series II Adviser: Invesco Advisers, Inc. | 1.16% | (18.50)% | 1.26% | 4.15% | ||||||||||||
| Money Market | Invesco V.I. Government Money Market Fund - Series I** Adviser: Invesco Advisers, Inc. | 0.28% | 1.45% | 1.04% | 0.59% | ||||||||||||
| Fixed Income | Invesco V.I. Government Securities Fund - Series I Adviser: Invesco Advisers, Inc. | 0.68% | (10.29)% | (0.12)% | 0.43% | ||||||||||||
| Fixed Income | Invesco V.I. High Yield Fund - Series I Adviser: Invesco Advisers, Inc. | 0.88% | (9.55)% | 1.36% | 2.92% | ||||||||||||
| U.S. Equity | Invesco V.I. Main Street Mid Cap Fund -
Series II Adviser: Invesco Advisers, Inc. | 1.18% | (14.45)% | 4.82% | 7.72% | ||||||||||||
| Type | Fund and Adviser/Subadviser | Current Expenses | Average Annual Total Returns (as of 12/31/22) | ||||||||||||||
| 1 Year | 5 Year | 10 Year | |||||||||||||||
| U.S. Equity | Invesco V.I. Small Cap Equity Fund - Series II Adviser: Invesco Advisers, Inc. | 1.20% | (20.73)% | 5.27% | 8.05% | ||||||||||||
| Fixed Income | Lord Abbett
Bond-Debenture Portfolio - Class VC Adviser: Lord, Abbett & Co. LLC | 0.89% | (12.81)% | 1.01% | 3.65% | ||||||||||||
| U.S. Equity | Lord Abbett Fundamental Equity Portfolio - Class VC Adviser: Lord, Abbett & Co. LLC | 1.08%* | (11.97)% | 4.94% | 8.82% | ||||||||||||
| U.S. Equity | Lord Abbett Growth and Income Portfolio - Class VC Adviser: Lord, Abbett & Co. LLC | 0.94% | (9.43)% | 6.19% | 9.80% | ||||||||||||
| U.S. Equity | MFS® Growth Series - Service Class Adviser: Massachusetts Financial Services Company | 0.99%* | (31.80)% | 9.30% | 12.77% | ||||||||||||
| U.S. Equity | MFS® Investors Trust Series - Service Class Adviser: Massachusetts Financial Services Company | 1.03%* | (16.69)% | 8.18% | 11.15% | ||||||||||||
| Fixed Income | MFS® Total Return
Bond Series - Service Class Adviser: Massachusetts Financial Services Company | 0.78%* | (14.18)% | (0.08)% | 1.13% | ||||||||||||
| Allocation | MFS® Total Return Series - Service Class Adviser: Massachusetts Financial Services Company | 0.86%* | (9.84)% | 4.91% | 7.07% | ||||||||||||
| U.S. Equity | MFS® Value Series - Service Class Adviser: Massachusetts Financial Services Company | 0.94%* | (6.14)% | 7.08% | 10.77% | ||||||||||||
| U.S. Equity | Putnam VT Core Equity Fund - Class IB (formerly Putnam VT Multi-Cap Core Fund) Adviser: Putnam Investment Management, LLC Subadviser: Putnam Investments Limited | 0.94% | (15.77)% | 9.50% | 12.55% | ||||||||||||
| U.S. Equity | Putnam VT Large Cap Growth Fund - Class IB (formerly Putnam VT Growth Opportunities Fund) Adviser: Putnam Investment Management, LLC Subadviser: Putnam Investments Limited | 0.91% | (30.50)% | 10.60% | 13.72% | ||||||||||||
| U.S. Equity | Putnam VT Large Cap Value Fund - Class IB Adviser: Putnam Investment Management, LLC Subadviser: Putnam Investments Limited | 0.82% | (3.13)% | 9.26% | 11.76% | ||||||||||||
| International Equity | Templeton Foreign VIP Fund - Class 4 Adviser: Templeton Investment Counsel, LLC | 1.19%* | (7.75)% | (2.08)% | 1.36% | ||||||||||||
| Fixed Income | Templeton
Global Bond VIP Fund - Class 4 Adviser: Franklin Advisers, Inc. | 0.87%* | (5.13)% | (2.41)% | (0.89)% | ||||||||||||
| International Equity | Templeton Growth VIP Fund - Class 4 Adviser: Templeton Global Advisors Limited | 1.22%* | (11.62)% | (0.85)% | 3.94% | ||||||||||||
| * | Annual expenses reflect a contractual fee reduction under an expense reimbursement or fee waiver arrangement. | ||||
| ** | In a low interest rate environment, yields for money market funds, after deduction of Contract charges, may be negative even though the fund’s yield, before deducting for such charges, is positive. If you allocate a portion of your Contact value to a money market Sub-Account or participate in an Asset Allocation Program, if available, where Contract value is allocated to a money market Sub-Account, that portion of the value of your Contract value may decrease in value. | ||||
| Fund | 2022 Series 111 | 2022 Series 211 | 2022 Series 311 | 2022 Series 411 | 2022 Series 511 | ||||||||||||
| AB VPS Small/Mid-Cap Value Portfolio | 2% | 3% | 3% | 4% | 5% | ||||||||||||
| American Funds Growth Fund | 5% | 6% | 8% | 10% | 11% | ||||||||||||
| Fidelity VIP Mid Cap Portfolio | 2% | 3% | 4% | 4% | 5% | ||||||||||||
| Hartford Disciplined Equity HLS Fund | 5% | 7% | 9% | 10% | 12% | ||||||||||||
| Hartford Dividend and Growth HLS Fund | 5% | 7% | 8% | 10% | 12% | ||||||||||||
| Hartford International Opportunities HLS Fund | 9% | 12% | 15% | 18% | 21% | ||||||||||||
| Hartford Small Company HLS Fund | 2% | 2% | 3% | 4% | 4% | ||||||||||||
| Hartford Total Return Bond HLS Fund | 55% | 48% | 40% | 32% | 24% | ||||||||||||
| Invesco V.I. Government Securities Fund | 5% | 4% | 3% | 3% | 2% | ||||||||||||
| Invesco V.I. High Yield Fund | 10% | 8% | 7% | 5% | 4% | ||||||||||||
| Total | 100% | 100% | 100% | 100% | 100% | ||||||||||||
| 1. Investment Restrictions For the Following Optional Benefits | ||
| Applicable To The Following Contracts* | ||
| Fixed Investments: | 30% minimum allocation. 100% maximum allocation. | ||||
| Equity Investments: | 0% minimum allocation. 20% maximum allocation in any one fund. 70% maximum allocation in Equity and Limited Investments combined. | ||||
| Limited Investments: | 0% minimum allocation. 20% maximum allocation. 70% maximum allocation in Equity and Limited Investments combined. | ||||
Fixed Investments - 30% minimum allocation. 100% maximum allocation. | |||||||||||
• | American Funds The Bond Fund of America | • | Invesco V.I. Government Securities Fund | ||||||||
• | Hartford Total Return Bond HLS Fund | • | Invesco V.I. High Yield Fund | ||||||||
• | Hartford Ultrashort Bond HLS Fund | • | MFS Total Return Bond Series | ||||||||
• | Invesco V.I. Government Money Market Fund | ||||||||||
Equity
Investments - 0% minimum allocation. 20% maximum allocation in any one fund. 70% maximum allocation in Equity and Limited Investments combined. | |||||||||||
• | AB VPS International Value Portfolio | • | Hartford Capital Appreciation HLS Fund | ||||||||
• | AB VPS Small/Mid-Cap Value Portfolio | • | Hartford Disciplined Equity HLS Fund | ||||||||
• | American Funds Asset Allocation Fund | • | Hartford Dividend and Growth HLS Fund | ||||||||
• | American Funds Capital World Growth and Income Fund | • | Hartford International Opportunities HLS Fund | ||||||||
• | American Funds Global Growth Fund | • | Invesco V.I. Core Equity Fund | ||||||||
• | American Funds Growth Fund | • | Invesco V.I. EQV International Equity Fund | ||||||||
• | American Funds Growth-Income Fund | • | Lord Abbett Fundamental Equity Portfolio | ||||||||
• | American Funds International Fund | • | Lord Abbett Growth & Income Portfolio | ||||||||
• | American Funds Washington Mutual Investors Fund | • | MFS Growth Series | ||||||||
• | BlackRock S&P 500 Index V.I. Fund | • | MFS Investors Trust Series | ||||||||
• | Fidelity VIP Contrafund Portfolio | • | MFS Value Series | ||||||||
• | Fidelity VIP Mid Cap Portfolio | • | Putnam VT Growth Opportunities Fund | ||||||||
• | Franklin DynaTech VIP Fund | • | Putnam VT Large Cap Value Fund | ||||||||
• | Franklin Mutual Global Discovery VIP Fund | • | Putnam VT Multi-Cap Core Fund | ||||||||
• | Franklin Mutual Shares VIP Fund | • | Templeton Foreign VIP Fund | ||||||||
• | Franklin Rising Dividends VIP Fund | • | Templeton Growth VIP Fund | ||||||||
Limited
Investments - 0% minimum allocation. 20% maximum allocation.70% maximum allocation in Equity and Limited Investments combined. | |||||||||||
• | American Funds Capital World Bond Fund | • | Franklin Strategic Income VIP Fund | ||||||||
• | American Funds Global Small Capitalization Fund | • | Hartford Small Company HLS Fund | ||||||||
• | American Funds New World Fund | • | Invesco V.I. Main Street Mid Cap Fund | ||||||||
• | Fidelity VIP Strategic Income Portfolio | • | Invesco V.I. Small Cap Equity Fund | ||||||||
• | Franklin Income VIP Fund | • | Lord Abbett Bond-Debenture Portfolio | ||||||||
• | Franklin Small Cap Value VIP Fund | • | Templeton Global Bond VIP Fund | ||||||||
• | Franklin Small-Mid Cap Growth VIP Fund | ||||||||||
Approved Individual Sub-accounts: | ||||||||
| Multi-asset Investments - 0% minimum allocation. 100% maximum allocation. No limit per fund. Cannot be combined with funds in any other category. | ||||||||
• | AB VPS Balanced Hedged Allocation Portfolio | |||||||
• | Invesco V.I. Balanced Risk Allocation Fund | |||||||
• | MFS Total Return Series | |||||||
| Fund | 2022 Series 111 | 2022 Series 211 | 2022 Series 311 | 2022 Series 411 | 2022 Series 511 | ||||||||||||
| AB VPS Small/Mid-Cap Value Portfolio | 2% | 3% | 3% | 4% | 5% | ||||||||||||
| American Funds Growth Fund | 5% | 6% | 8% | 10% | 11% | ||||||||||||
| Fidelity VIP Mid Cap Portfolio | 2% | 3% | 4% | 4% | 5% | ||||||||||||
| Hartford Disciplined Equity HLS Fund | 5% | 7% | 9% | 10% | 12% | ||||||||||||
| Hartford Dividend and Growth HLS Fund | 5% | 7% | 8% | 10% | 12% | ||||||||||||
| Hartford International Opportunities HLS Fund | 9% | 12% | 15% | 18% | 21% | ||||||||||||
| Hartford Small Company HLS Fund | 2% | 2% | 3% | 4% | 4% | ||||||||||||
| Hartford Total Return Bond HLS Fund | 55% | 48% | 40% | 32% | 24% | ||||||||||||
| Invesco V.I. Government Securities Fund | 5% | 4% | 3% | 3% | 2% | ||||||||||||
| Invesco V.I. High Yield Fund | 10% | 8% | 7% | 5% | 4% | ||||||||||||
| Total | 100% | 100% | 100% | 100% | 100% | ||||||||||||
| Series 8012 | |||||
| Fund | |||||
| Hartford Capital Appreciation HLS Fund | 33 | % | |||
| Hartford Dividend & Growth HLS Fund | 33 | % | |||
| Hartford Total Return Bond HLS Fund | 34 | % | |||
| Total | 100 | % | |||
| Series
8013 | |||||
| Fund | |||||
| Franklin Income VIP Fund | 34 | % | |||
| Franklin Mutual Shares VIP Fund | 33 | % | |||
| Templeton Growth VIP Fund | 33 | % | |||
| Total | 100 | % | |||
| Series 8050 | |||||
| Fund | |||||
| American Funds Global Small Capitalization Fund | 10 | % | |||
| American Funds Growth and Income Fund | 20 | % | |||
| American Funds Growth Fund | 25 | % | |||
| American Funds International Fund | 15 | % | |||
| American Funds The Bond Fund of America | 30 | % | |||
| Total | 100 | % | |||
| Series 8051 | |||||
| Fund | |||||
| American Funds International Fund | 25 | % | |||
| Franklin Income VIP Fund | 25 | % | |||
| Hartford Disciplined Equity HLS Fund | 25 | % | |||
| Hartford Total Return Bond HLS Fund | 25 | % | |||
| Total | 100 | % | |||
| This ‘N-VP’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/1/23 | ||||
| 5/1/23 | 485BPOS | |||
| 4/30/23 | ||||
| Filed on / Effective on: | 4/28/23 | 497VPU, N-VP | ||
| 5/2/22 | 485BPOS, 497, 497VPU | |||
| 6/28/18 | 485BPOS | |||
| 10/4/13 | ||||
| 8/16/10 | 485BPOS, 497J | |||
| 8/24/09 | 485BPOS | |||
| List all Filings | ||||