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McCormick Andrew J. – ‘4’ for 3/22/21 re: Laird Superfood, Inc.

On:  Wednesday, 3/24/21, at 8:53pm ET   ·   For:  3/22/21   ·   Accession #:  1593968-21-1007   ·   File #:  1-39537

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/24/21  McCormick Andrew J.               4                      1:9K   Laird Superfood, Inc.             Equity Administr… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_01.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/22/21
Issuer:
Issuer CIK:  1650696
Issuer Name:  Laird Superfood, Inc.
Issuer Trading Symbol:  LSF
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1819437
Owner Name:  McCormick Andrew J.
Reporting Owner Address:
Owner Street 1:  C/O LAIRD SUPERFOOD, INC.
Owner Street 2:  275 W LUNDGREN MILL DR
Owner City:  SISTERS
Owner State:  OR
Owner ZIP Code:  97759
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  General Counsel and Secretary
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  12.315
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  17,521
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  342
Footnote ID:  F1
Transaction Price Per Share:
Value:  35.77
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  17,179
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  148
Footnote ID:  F1
Transaction Price Per Share:
Value:  36.35
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  17,031
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  4,510
Footnote ID:  F1
Transaction Price Per Share:
Value:  37.5
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,521
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Option (right to buy)
Conversion or Exercise Price:
Value:  12.3150
Transaction Date:
Value:  3/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,000
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  4/2/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  56,880
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Footnote - F2:  These shares were sold in multiple transactions at prices between $35.42 and $35.98 inclusive, with a weighted average price $35.77. The Reporting Person undertakes to provide to Laird Superfood, Inc., any security holder of Laird Superfood, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Footnote - F3:  These shares were sold in multiple transactions at prices between $36.00 and $36.50 inclusive, with a weighted average price $36.35.
Footnote - F4:  These shares were sold in multiple transactions at prices between $36.56 and $37.50 inclusive, with a weighted average price $37.10.
Footnote - F5:  Stock option granted under the 2018 Equity Incentive Plan ("Plan") on April 3, 2019 and became exercisable with respect to 20,000 shares of common stock on December 31, 2019 and with respect to 12,500 shares of common stock on April 16, 2020. The remaining shares of common stock became exercisable September 22, 2020.
Remarks:
Owner Signature:
Signature Name:  /s/ Andrew McCormick
Signature Date:  3/24/21


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