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Aquabounty Technologies Inc. – ‘8-K’ for 2/14/24

On:  Wednesday, 2/14/24, at 8:04am ET   ·   For:  2/14/24   ·   Accession #:  1603978-24-5   ·   File #:  1-36426

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/14/24  Aquabounty Technologies Inc.      8-K:7,9     2/14/24   11:217K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     68K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     14K 
 6: R1          Document and Entity Information                     HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- aqb-20240214x8k_htm                 XML     15K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- aqb-20240214_lab                      XML     50K 
 5: EX-101.PRE  XBRL Presentations -- aqb-20240214_pre               XML     36K 
 3: EX-101.SCH  XBRL Schema -- aqb-20240214                          XSD     11K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
10: ZIP         XBRL Zipped Folder -- 0001603978-24-000005-xbrl      Zip     17K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  aqb-20240214x8k  
 i false i 000160397800016039782024-02-142024-02-14

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________

Form  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  i February 14, 2024

 i AquaBounty Technologies, Inc.

(Exact name of registrant as specified in its charter)

 i Delaware

 i 001-36426

 i 04-3156167

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

 i 2 Mill & Main Place,  i Suite 395,  i Maynard,  i Massachusetts

(Address of principal executive offices)

 i 01754

(Zip Code)

 i 978- i 648-6000

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report.)

Title of each class

Trading Symbol(s)

Name of exchange on which registered

 i Common Stock, par value $0.001 per share

 i AQB

The  i NASDAQ Stock Market LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company     i o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    o



Item 7.01 Regulation FD Disclosure.

On February 14, 2024, AquaBounty Technologies, Inc. (the “Company”) issued a press release announcing updates to the Company’s fundraising efforts and its decision to sell its Indiana farm operation. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

The information set forth in this Item 7.01, including Exhibit 99.1, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

99.1

Press release issued by AquaBounty Technologies, Inc. on February 14, 2024, furnished herewith.

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AquaBounty Technologies, Inc.

(Registrant)

February 14, 2024

/s/ David A. Frank

David A. Frank

Chief Financial Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
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