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Cowart Benjamin P – ‘4’ for 9/13/22 re: Vertex Energy Inc.

On:  Wednesday, 9/14/22, at 6:09pm ET   ·   For:  9/13/22   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  1580695-22-82   ·   File #:  1-11476

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/22  Cowart Benjamin P                 4          D,O,%Owner  1:7K   Vertex Energy Inc.                Loev Corp Filings Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/13/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  890447
Issuer Name:  Vertex Energy Inc.
Issuer Trading Symbol:  VTNR
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1457168
Owner Name:  Cowart Benjamin P
Reporting Owner Address:
Owner Street 1:  1331 GEMINI STREET
Owner Street 2:  SUITE 250
Owner City:  HOUSTON
Owner State:  TX
Owner ZIP Code:  77058
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  CEO and President
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/13/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  71,133
Transaction Price Per Share:
Value:  8.08
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  333,986
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  174,085
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Through spouse
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  70,214
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Through The Shelley T. Cowart 2016 Grantor Retained Annuity Trust
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,850,607
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Through B&S Cowart II Family LP
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Through Vertex Holdings, LP
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  100,765
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Through VTX Inc.
Footnotes:
Footnote - F1:  This transaction was executed in multiple trades at prices ranging from $8.00 to $8.161, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2022.
Remarks:  Mr. Cowart disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
Owner Signature:
Signature Name:  /s/ Benjamin P. Cowart
Signature Date:  9/14/22


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Filing Submission 0001580695-22-000082   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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