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Falcon Point Capital, LLC – ‘13F-HR’ for 12/31/18 – ‘INFO-TABLE’

On: Thursday, 1/31/19, at 4:59pm ET · Effective: 1/31/19 · For: 12/31/18 · Accession #: 1567619-19-2040 · File #: 28-10492

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/31/19  Falcon Point Capital, LLC         13F-HR     12/31/18    2:44K                                    Broadridge Fin’l… Inc/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                form13fInfoTable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — form13fInfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Falcon Point Capital, LLC
CA
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 12/31/18 · Assets: $167,290,000 · History: Assets Under Management

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

Agnico-Eagle Mines LTD	COM	–	008474·10·8	201	0.12%	4,969	Sh.	40.45	Sole	–	Sole	–	–
Aldeyra Therapeutics Inc.	COM	–	01438T·10·6	198	0.12%	23,841	Sh.	8.31	Sole	–	Sole	–	–
Allied Motion Technologies	COM	–	019330·10·9	743	0.44%	16,624	Sh.	44.69	Sole	–	Sole	–	–
AMAG Pharmaceuticals Inc.	CVBOND	–	00163U·AD·8	229	0.14%	250,000	Pr.	91.6%	Sole	–	Sole	–	–
AMG Capital	CVPFD	–	00170F·20·9	480	0.29%	10,000	Sh.	48.00	Sole	–	Sole	–	–
Antares Pharma, Inc.	COM	–	036642·10·6	354	0.21%	130,200	Sh.	2.72	Sole	–	Sole	–	–
Apogee Enterprises, Inc.	COM	–	037598·10·9	2,193	1.31%	73,452	Sh.	29.86	Sole	–	55,115	–	18,337
Apollo Endosurgery Inc.	COM	–	03767D·10·8	219	0.13%	63,609	Sh.	3.44	Sole	–	Sole	–	–
Apollo Management LLC	PRD	–	037612·40·5	225	0.13%	10,000	Sh.	22.50	Sole	–	Sole	–	–
ASGN Inc.	COM	–	00191U·10·2	2,237	1.34%	41,048	Sh.	54.50	Sole	–	30,768	–	10,280
Aspen Group	COM	–	04530L·20·3	394	0.24%	71,915	Sh.	5.48	Sole	–	Sole	–	–
Barrick Gold Corp	COM	–	067901·10·8	189	0.11%	13,934	Sh.	13.56	Sole	–	Sole	–	–
BioTelemetry Inc.	COM	–	090672·10·6	5,000	2.99%	83,718	Sh.	59.72	Sole	–	67,887	–	15,831
Boingo Wireless Inc.	COM	–	09739C·10·2	3,161	1.89%	153,674	Sh.	20.57	Sole	–	125,318	–	28,356
Box Inc – Class A	COM	–	10316T·10·4	2,539	1.52%	150,436	Sh.	16.88	Sole	–	114,134	–	36,302
Brink’s CO	COM	–	109696·10·4	3,224	1.93%	49,866	Sh.	64.65	Sole	–	37,433	–	12,433
CalAmp Corp.	COM	–	128126·10·9	2,846	1.70%	218,760	Sh.	13.01	Sole	–	172,575	–	46,185
Calamp Corp.	CVBOND	–	128126·AB·5	476	0.28%	500,000	Pr.	95.2%	Sole	–	Sole	–	–
Carbonite Inc.	COM	–	141337·10·5	446	0.27%	17,660	Sh.	25.25	Sole	–	Sole	–	–
Cardiovascular Systems Inc.	COM	–	141619·10·6	546	0.33%	19,152	Sh.	28.51	Sole	–	Sole	–	–
Carriage Services Inc.	COM	–	143905·10·7	460	0.27%	29,674	Sh.	15.50	Sole	–	Sole	–	–
Carrizo Oil & Gas Inc.	COM	–	144577·10·3	1,275	0.76%	112,889	Sh.	11.29	Sole	–	84,622	–	28,267
Castlight Health INC	COM	–	14862Q·10·0	128	0.08%	59,065	Sh.	2.17	Sole	–	Sole	–	–
Central Garden and Pet CO-A	COM	–	153527·20·5	3,682	2.20%	117,818	Sh.	31.25	Sole	–	88,343	–	29,475
Chuy’s Holdings	COM	–	171604·10·1	389	0.23%	21,950	Sh.	17.72	Sole	–	Sole	–	–
Conns Inc.	COM	–	208242·10·7	2,933	1.75%	155,494	Sh.	18.86	Sole	–	121,352	–	34,142
Cornerstone OnDemand	COM	–	21925Y·10·3	3,812	2.28%	75,595	Sh.	50.43	Sole	–	57,655	–	17,940
CRA International Inc.	COM	–	12618T·10·5	870	0.52%	20,448	Sh.	42.55	Sole	–	Sole	–	–
Diamond Hill Investment Group	COM	–	25264R·20·7	760	0.45%	5,087	Sh.	149.40	Sole	–	Sole	–	–
Dycom Industries	COM	–	267475·10·1	1,665	1.00%	30,805	Sh.	54.05	Sole	–	23,094	–	7,711
Dynavax Technology	COM	–	268158·20·1	283	0.17%	30,944	Sh.	9.15	Sole	–	Sole	–	–
Eldorado Resorts, Inc.	COM	–	28470R·10·2	5,093	3.04%	140,644	Sh.	36.21	Sole	–	107,011	–	33,633
Electro Scientific Inds., Inc.	COM	–	285229·10·0	337	0.20%	11,238	Sh.	29.99	Sole	–	Sole	–	–
Encore Capital Group Inc.	CVBOND	–	292554·AH·5	208	0.12%	250,000	Pr.	83.2%	Sole	–	Sole	–	–
Everbridge Inc.	COM	–	29978A·10·4	1,842	1.10%	32,456	Sh.	56.75	Sole	–	24,341	–	8,115
FireEye Inc.	COM	–	31816Q·10·1	7,086	4.24%	437,145	Sh.	16.21	Sole	–	331,806	–	105,339
Five9	COM	–	338307·10·1	4,266	2.55%	97,572	Sh.	43.72	Sole	–	78,949	–	18,623
Fortress Transportation & Infr	COM	–	34960P·10·1	5,116	3.06%	356,787	Sh.	14.34	Sole	–	287,373	–	69,414
Goldcorp Inc.	COM	–	380956·40·9	116	0.07%	11,855	Sh.	9.78	Sole	–	Sole	–	–
GP Strategies Corp	COM	–	36225V·10·4	237	0.14%	18,784	Sh.	12.62	Sole	–	Sole	–	–
Granite Construction	COM	–	387328·10·7	1,771	1.06%	43,965	Sh.	40.28	Sole	–	32,972	–	10,993
Great Lakes Dredge & Dock Co	COM	–	390607·10·9	619	0.37%	93,521	Sh.	6.62	Sole	–	Sole	–	–
Green Dot Corporation	COM	–	39304D·10·2	2,514	1.50%	31,610	Sh.	79.53	Sole	–	24,301	–	7,309
Hackett Group	COM	–	404609·10·9	290	0.17%	18,122	Sh.	16.00	Sole	–	Sole	–	–
Health Insurance Innovation	COM	–	42225K·10·6	2,392	1.43%	89,477	Sh.	26.73	Sole	–	72,387	–	17,090
Home Bancshares INC	COM	–	436893·20·0	2,029	1.21%	124,164	Sh.	16.34	Sole	–	93,126	–	31,038
Horizon Global Corp.	CVBOND	–	44052W·AA·2	131	0.08%	250,000	Pr.	52.4%	Sole	–	Sole	–	–
Hostess Brands Inc	COM	–	44109J·10·6	2,485	1.49%	227,126	Sh.	10.94	Sole	–	170,220	–	56,906
ICF International	COM	–	44925C·10·3	1,283	0.77%	19,812	Sh.	64.76	Sole	–	15,642	–	4,170
Integra Life Sciences	COM	–	457985·20·8	3,800	2.27%	84,255	Sh.	45.10	Sole	–	63,181	–	21,074
Jack In The Box Inc.	COM	–	466367·10·9	5,602	3.35%	72,162	Sh.	77.63	Sole	–	55,089	–	17,073
Kornit Digital LTD	COM	–	M6372Q·11·3	605	0.36%	32,328	Sh.	18.71	Sole	–	Sole	–	–
Leaf Group	COM	–	52177G·10·2	633	0.38%	92,418	Sh.	6.85	Sole	–	Sole	–	–
Ligand Pharmaceuticals Inc.	COM	–	53220K·50·4	3,237	1.93%	23,851	Sh.	135.72	Sole	–	18,112	–	5,739
Limelight Networks Inc	COM	–	53261M·10·4	1,495	0.89%	638,942	Sh.	2.34	Sole	–	503,868	–	135,074
MasTec, Inc.	COM	–	576323·10·9	3,380	2.02%	83,339	Sh.	40.56	Sole	–	62,471	–	20,868
Maximus, Inc.	COM	–	577933·10·4	2,294	1.37%	35,245	Sh.	65.09	Sole	–	26,447	–	8,798
Medical Properties Trust Inc.	COM	–	58463J·30·4	4,056	2.42%	252,265	Sh.	16.08	Sole	–	195,434	–	56,831
Myriad Genetics Inc.	COM	–	62855J·10·4	2,091	1.25%	71,927	Sh.	29.07	Sole	–	53,903	–	18,024
Neogenomics, Inc.	COM	–	64049M·20·9	3,889	2.32%	308,426	Sh.	12.61	Sole	–	245,447	–	62,979
NMI Holdings Inc.	COM	–	629209·30·5	531	0.32%	29,769	Sh.	17.84	Sole	–	Sole	–	–
Nuvectra Corp.	COM	–	67075N·10·8	2,437	1.46%	149,120	Sh.	16.34	Sole	–	124,272	–	24,848
NY Community Cap Trust V	CVPFD	–	64944P·30·7	452	0.27%	10,000	Sh.	45.20	Sole	–	Sole	–	–
Omnicell, Inc.	COM	–	68213N·10·9	4,800	2.87%	78,377	Sh.	61.24	Sole	–	58,779	–	19,598
Peak Resorts Inc	COM	–	70469L·10·0	140	0.08%	30,000	Sh.	4.67	Sole	–	Sole	–	–
Perficient Inc.	COM	–	71375U·10·1	3,403	2.03%	152,878	Sh.	22.26	Sole	–	122,252	–	30,626
Petiq	COM	–	71639T·10·6	340	0.20%	14,498	Sh.	23.45	Sole	–	Sole	–	–
PetroQuest Energy Inc. Series	CVPFD	–	716748·20·7	–	–	10,000	Sh.	?	Sole	–	Sole	–	–
Pfenex Inc.	COM	–	717071·10·4	256	0.15%	80,205	Sh.	3.19	Sole	–	Sole	–	–
Play AGS, Inc.	COM	–	72814N·10·4	4,089	2.44%	177,789	Sh.	23.00	Sole	–	141,088	–	36,701
Proofpoint, Inc.	COM	–	743424·10·3	4,465	2.67%	53,273	Sh.	83.81	Sole	–	40,580	–	12,693
PROS Holding, Inc.	CVBOND	–	74346Y·AB·9	106	0.06%	100,000	Pr.	106.0%	Sole	–	Sole	–	–
PROS Holding, Inc.	CVBOND	–	74346Y·AD·5	232	0.14%	250,000	Pr.	92.8%	Sole	–	Sole	–	–
Proshares Short High Yield	COM	–	74347R·13·1	276	0.16%	11,753	Sh.	23.48	Sole	–	Sole	–	–
Pzena Investment Management, I	COM	–	74731Q·10·3	580	0.35%	67,072	Sh.	8.65	Sole	–	Sole	–	–
Quantenna Communications Inc.	COM	–	74766D·10·0	658	0.39%	45,888	Sh.	14.34	Sole	–	Sole	–	–
Quinstreet, Inc.	COM	–	74874Q·10·0	386	0.23%	23,764	Sh.	16.24	Sole	–	Sole	–	–
R1 RCM Inc.	COM	–	749397·10·5	112	0.07%	14,026	Sh.	7.99	Sole	–	Sole	–	–
Repligen Corp.	COM	–	759916·10·9	356	0.21%	6,755	Sh.	52.70	Sole	–	Sole	–	–
Retrophin I	COM	–	761299·10·6	1,819	1.09%	80,378	Sh.	22.63	Sole	–	64,247	–	16,131
Ringcentral Inc.	COM	–	76680R·20·6	276	0.16%	3,351	Sh.	82.36	Sole	–	Sole	–	–
Saia Inc.	COM	–	78709Y·10·5	1,818	1.09%	32,576	Sh.	55.81	Sole	–	24,413	–	8,163
Scorpio Tankers Inc.	CVBOND	–	80918T·AA·7	240	0.14%	250,000	Pr.	96.0%	Sole	–	Sole	–	–
SeaSpine Holdings Corp.	COM	–	81255T·10·8	4,043	2.42%	221,632	Sh.	18.24	Sole	–	183,462	–	38,170
Social Capital Hedosophia HO	COM	–	G8250R·10·3	154	0.09%	15,411	Sh.	9.99	Sole	–	Sole	–	–
Strategic Education Inc.	COM	–	86272C·10·3	4,348	2.60%	38,338	Sh.	113.41	Sole	–	29,616	–	8,722
Supernus Phamaceutical Inc	COM	–	868459·10·8	2,698	1.61%	81,223	Sh.	33.22	Sole	–	62,073	–	19,150
Switch Inc	COM	–	87105L·10·4	1,411	0.84%	201,629	Sh.	7.00	Sole	–	151,123	–	50,506
TravelCenters of America	PRD	–	894174·30·9	459	0.27%	20,000	Sh.	22.95	Sole	–	Sole	–	–
TravelCenters of America LLC	COM	–	894174·10·1	554	0.33%	147,389	Sh.	3.76	Sole	–	Sole	–	–
Triton International Ltd	COM	–	G9078F·10·7	203	0.12%	6,540	Sh.	31.04	Sole	–	Sole	–	–
Tutor Perini Corp.	COM	–	901109·10·8	376	0.22%	23,522	Sh.	15.99	Sole	–	Sole	–	–
Unit Corporation	COM	–	909218·10·9	402	0.24%	28,184	Sh.	14.26	Sole	–	Sole	–	–
ViewRay, Inc.	COM	–	92672L·10·7	244	0.15%	40,277	Sh.	6.06	Sole	–	Sole	–	–
Viking Therapeutics, Inc.	COM	–	92686J·10·6	889	0.53%	116,154	Sh.	7.65	Sole	–	95,347	–	20,807
Visa Inc – Class A Shares	COM	–	92826C·83·9	206	0.12%	1,560	Sh.	132.05	Sole	–	Sole	–	–
Vishay Precision Group	COM	–	92835K·10·3	556	0.33%	18,403	Sh.	30.21	Sole	–	Sole	–	–
Vonage Holdings Corp.	COM	–	92886T·20·1	2,670	1.60%	305,830	Sh.	8.73	Sole	–	229,664	–	76,166
WageWorks, Inc.	COM	–	930427·10·9	2,721	1.63%	100,173	Sh.	27.16	Sole	–	75,664	–	24,509
Watts Water Technologies-A	COM	–	942749·10·2	2,077	1.24%	32,185	Sh.	64.53	Sole	–	24,150	–	8,035
WillScot Corp.	COM	–	971375·12·6	1,956	1.17%	207,607	Sh.	9.42	Sole	–	155,599	–	52,008
Wintrust Financial Corporation	COM	–	97650W·10·8	2,497	1.49%	37,556	Sh.	66.49	Sole	–	28,180	–	9,376
— 99 Issuers —	— 102 Issues —			— 102 Holdings: $167,290,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers [ 2 Not Allocated Above ]

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Filing Submission 0001567619-19-002040 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Falcon Point Capital, LLC – ‘13F-HR’ for 12/31/18 – ‘INFO-TABLE’

On: Thursday, 1/31/19, at 4:59pm ET · Effective: 1/31/19 · For: 12/31/18 · Accession #: 1567619-19-2040 · File #: 28-10492

Previous ‘13F-HR’: ‘13F-HR’ on 11/6/18 for 9/30/18 · Next: ‘13F-HR’ on 5/8/19 for 3/31/19 · Latest: ‘13F-HR’ on 1/29/21 for 12/31/20

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — form13fInfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Falcon Point Capital, LLC CA · Form 13F Holdings Report

§13(f) Securities Holdings · For: 12/31/18 · Assets: $167,290,000 · History: Assets Under Management

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Falcon Point Capital, LLC
CA
· Form 13F Holdings Report