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Saxonov Serge – ‘4’ for 9/12/22 re: 10x Genomics, Inc.

On:  Wednesday, 9/14/22, at 5:55pm ET   ·   For:  9/12/22   ·   As:  Director and Officer   ·   Accession #:  1567619-22-17433   ·   File #:  1-39035

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/22  Saxonov Serge                     4          Dir.,Off.   1:7K   10x Genomics, Inc.                Broadridge Fin’l… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider -- doc1.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/12/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1770787
Issuer Name:  10x Genomics, Inc.
Issuer Trading Symbol:  TXG
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1786720
Owner Name:  Saxonov Serge
Reporting Owner Address:
Owner Street 1:  C/O 10X GENOMICS, INC.
Owner Street 2:  6230 STONERIDGE MALL ROAD
Owner City:  PLEASANTON
Owner State:  CA
Owner ZIP Code:  94588
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Executive Officer
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  9/12/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  11,500
Transaction Price Per Share:
Value:  1.2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  977,602
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,487
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F1
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  89,960
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F2
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (right to buy)
Conversion or Exercise Price:
Value:  1.2
Transaction Date:
Value:  9/12/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  11,500
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  10/18/27
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  11,500
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  41,035
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.
Footnote - F2:  The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
Footnote - F3:  This option, originally for 300,000 shares, of which 258,965 have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Owner Signature:
Signature Name:  /s/ Eric S. Whitaker, as Attorney-in-Fact for Serge Saxonov
Signature Date:  9/14/22


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Filing Submission 0001567619-22-017433   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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