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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 9/30/22 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1382230 |
| Issuer Name: ESSA Bancorp, Inc. |
| Issuer Trading Symbol: ESSA |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1392628 |
| | Owner Name: Olson Gary S |
| Reporting Owner Address: |
| | Owner Street 1: 200 PALMER STREET |
| | Owner Street 2: |
| | Owner City: STROUDSBURG |
| | Owner State: PA |
| | Owner ZIP Code: 18360 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President and CEO |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 9/30/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1904 |
| | | Transaction Price Per Share: |
| Value: 19.39 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 64,733 |
| Footnote ID: F2 |
| Footnote ID: F3 |
| Footnote ID: F4 |
| Footnote ID: F5 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/1/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,157 |
| Footnote ID: F6 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 69,890 |
| Footnote ID: F2 |
| Footnote ID: F3 |
| Footnote ID: F4 |
| Footnote ID: F5 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,305 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By IRA |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 130 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse's IRA 1 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 136 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse's IRA 2 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 13,319 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By ESOP |
Derivative Table: |
Footnotes: |
| Footnote - F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Footnote - F2: Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2019. |
| Footnote - F3: Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2020. |
| Footnote - F4: Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2021. |
| Footnote - F5: Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2022. |
| Footnote - F6: Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2023. |
Owner Signature: |
| Signature Name: /s/ Marc P. Levy, pursuant to power of attorney |
| Signature Date: 10/4/22 |