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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 6/8/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1011509 |
| Issuer Name: Golden Minerals Co |
| Issuer Trading Symbol: AUMN |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1542506 |
| | Owner Name: Rehn Warren |
| Reporting Owner Address: |
| | Owner Street 1: 350 INDIANA STREET SUITE 650 |
| | Owner Street 2: |
| | Owner City: GOLDEN |
| | Owner State: CO |
| | Owner ZIP Code: 80401 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President and CEO |
| | Other Text: |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 6/8/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,000,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of Golden Minerals Company common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's Amended and Restated 2009 Equity Incentive Plan, or, if no Change of Control occurs, one half of the RSUs will vest on the one year anniversary of the grant date and the second half will vest on the second anniversary of the grant date. |
| Footnote - F2: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to serve as Chief Executive Officer of Golden Minerals Company. |
| Owner Signature: |
| Signature Name: Warren M. Rehn |
| Signature Date: 6/8/22 |
