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Gutmann David A – ‘4’ for 7/1/19 re: GelTech Solutions, Inc.

On:  Tuesday, 7/9/19, at 4:08pm ET   ·   For:  7/1/19   ·   Accession #:  1553350-19-713   ·   File #:  0-52993

Previous ‘4’:  ‘4’ on 7/3/18 for 7/1/18   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/09/19  Gutmann David A                   4                      1:5K   GelTech Solutions, Inc.           Edgar Filing LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- gutmann4.xml/3.6              HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Ownership Document
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  7/1/19
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1403676
Issuer Name:  GelTech Solutions, Inc.
Issuer Trading Symbol:  GLTC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1645707
Owner Name:  Gutmann David A
Reporting Owner Address:
Owner Street 1:  1460 PARK LANE SOUTH
Owner Street 2:  SUITE 1
Owner City:  JUPITER
Owner State:  FL
Owner ZIP Code:  33458
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Options (Right to Buy)
Footnote ID:  F1
Conversion or Exercise Price:
Value:  0.166
Transaction Date:
Value:  7/1/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  100,000
Transaction Price Per Share:
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  100,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  100,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1The securities were issued to the Reporting Person in connection with the automatic annual grant under the 2017 Equity Incentive Plan. The securities vest on June 30, 2020, subject to the Reporting Person's continued service on the vesting date and expire 10 years from the Transaction Date.
Footnote - F2Not applicable.
Owner Signature:
Signature Name:  /s/ David Gutmann
Signature Date:  7/9/19


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Filing Submission 0001553350-19-000713   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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