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Leonberger Frederick J – ‘4’ for 3/16/23 re: Lightwave Logic, Inc.

On:  Monday, 3/20/23, at 5:42pm ET   ·   For:  3/16/23   ·   Accession #:  1553350-23-189   ·   File #:  1-40766

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/20/23  Leonberger Frederick J            4                      1:7K   Lightwave Logic, Inc.             Edgar Filing LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- leonberger4.xml/4.7           HTML      7K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Ownership Document
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0407 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2023-03-16 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0001325964 </issuerCik>
<issuerName> Lightwave Logic, Inc. </issuerName>
<issuerTradingSymbol> LWLG </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001182380 </rptOwnerCik>
<rptOwnerName> LEONBERGER FREDERICK J </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 369 INVERNESS PARKWAY </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 350 </rptOwnerStreet2>
<rptOwnerCity> ENGLEWOOD </rptOwnerCity>
<rptOwnerState> CO </rptOwnerState>
<rptOwnerZipCode> 80112 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<aff10b5One> 0 </aff10b5One>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2023-03-16 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 23946 </value>
<footnoteId id="F1"/>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 154128 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Employee Stock Option (Right to Buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 5.22 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2023-03-16 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 125000 </value>
<footnoteId id="F2"/>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<value> 2033-03-15 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 125000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 1024000 </value>
<footnoteId id="F3"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,001 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. </footnote>
<footnote id="F2"> Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. </footnote>
<footnote id="F3"> Includes employee stock options to purchase up to 424,000 shares of common stock and warrants to purchase up to 600,000 shares of common stock. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ James S. Marcelli, Attorney-in-fact for Frederick J. Leonberger </signatureName>
<signatureDate> 2023-03-20 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001553350-23-000189   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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