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Lee Sunggyu – ‘4’ for 9/1/22 re: Northern Technologies International Corp.

On:  Wednesday, 9/14/22, at 4:53pm ET   ·   For:  9/1/22   ·   As:  Director   ·   Accession #:  1526513-22-8   ·   File #:  1-11038

Previous ‘4’:  ‘4’ on 9/3/13 for 9/1/13   ·   Next:  ‘4’ on 8/21/23 for 8/17/23   ·   Latest:  ‘4’ on 9/6/23 for 9/1/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/22  Lee Sunggyu                       4          Director    1:5K   Northern Technologies Int’l Corp. Faber Lori Jean/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider -- primary_doc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/1/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  875582
Issuer Name:  NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Issuer Trading Symbol:  NTIC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1302082
Owner Name:  Lee Sunggyu
Reporting Owner Address:
Owner Street 1:  4201 WOODLAND ROAD
Owner Street 2:  POST OFFICE BOX 69
Owner City:  CIRCLE PINES
Owner State:  MN
Owner ZIP Code:  55014-0000
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (right to buy)
Conversion or Exercise Price:
Value:  11.38
Transaction Date:
Value:  9/1/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  10,309
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  9/1/23
Expiration Date:
Value:  8/31/32
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  10,309
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,309
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  /s/ Matthew C. Wolsfeld - Attorney-in-fact
Signature Date:  9/14/22


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Filing Submission 0001526513-22-000008   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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