SEC Info - Cemtrex Inc - ‘8-K’ for 11/6/17

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Cemtrex Inc – ‘8-K’ for 11/6/17

On: Wednesday, 11/8/17, at 2:00pm ET · For: 11/6/17 · Accession #: 1493152-17-12585 · File #: 1-37464

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/08/17  Cemtrex Inc                       8-K:8,9    11/06/17    2:2.3M                                   M2 Compliance/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K

8-K — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 6, 2017

CEMTREX, INC.

(Exact Name of Registrant as Specified in Charter)

Delaware	001-37464	30-0399914
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

19 Engineers Lane
Farmingdale, New York		11735
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (631) 756-9116

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[X] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

CURRENT REPORT ON FORM 8-K

Cemtrex, Inc.

November 6, 2017

Item 8.01.

Other Events

Senior management of Cemtrex, Inc. prepared an Investor Presentation for Fall 2017 to discuss the company’s financial performance and strategic plan and the current market environment. The Investor Presentation is attached hereto and is also posted on the Cemtrex corporate website at www.cemtrex.com.

Item 9.01.

Financial Statements and Exhibits

(d)

Exhibits.

Exhibit No.		Description

99.1		Investor Presentation, Fall 2017, of Cemtrex, Inc.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CEMTREX, INC.

Date: November 8, 2017	By:	/s/ Saagar Govil
		Saagar Govil
		Chairman, President and Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	11/8/17
For Period End:	11/6/17	S-4/A
		List all Filings

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Filing Submission 0001493152-17-012585 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)