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Ware Alexander H – ‘4’ for 5/7/21 re: Barfresh Food Group Inc.

On:  Tuesday, 5/11/21, at 4:53pm ET   ·   For:  5/7/21   ·   Accession #:  1493152-21-11040   ·   File #:  0-55131

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/11/21  Ware Alexander H                  4                      1:6K   Barfresh Food Group Inc.          M2 Compliance LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  5/7/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1487197
Issuer Name:  BARFRESH FOOD GROUP INC.
Issuer Trading Symbol:  BRFH
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1212143
Owner Name:  WARE ALEXANDER H
Reporting Owner Address:
Owner Street 1:  3600 WILSHIRE SUITE 1720
Owner Street 2:
Owner City:  LOS ANGELES
Owner State:  CA
Owner ZIP Code:  90005
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  5/7/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  59,524
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  640,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F2
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  "J" Warrant
Conversion or Exercise Price:
Value:  0.75
Exercise Date:
Value:  9/28/16
Expiration Date:
Value:  9/28/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  78,125
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  78,125
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F2
Footnotes:
Footnote - F1:  Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.
Footnote - F2:  Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04.
Owner Signature:
Signature Name:  /s/ Alex Ware
Signature Date:  5/11/21


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Filing Submission 0001493152-21-011040   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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