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Herrmann William H Jr. – ‘4’ for 6/15/21 re: Simplicity Esports & Gaming Co.

On:  Wednesday, 6/16/21, at 4:56pm ET   ·   For:  6/15/21   ·   Accession #:  1493152-21-14565   ·   File #:  1-38188

Previous ‘4’:  ‘4’ on 5/15/20 for 12/28/18   ·   Next:  ‘4/A’ on 8/31/21 for 6/15/21   ·   Latest:  ‘4’ on 4/26/22 for 4/22/22

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/16/21  Herrmann William H Jr.            4                      1:5K   Simplicity Esports & Gaming Co.   M2 Compliance LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  6/15/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1708410
Issuer Name:  SIMPLICITY ESPORTS & GAMING Co
Issuer Trading Symbol:  WINR
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1707694
Owner Name:  Herrmann William H Jr
Reporting Owner Address:
Owner Street 1:  C/O SIMPLICITY ESPORTS & GAMING COMPANY
Owner Street 2:  7000 W. PALMETTO PARK RD., SUITE 505
Owner City:  BOCA RATON
Owner State:  FL
Owner ZIP Code:  33433
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  100
Transaction Price Per Share:
Value:  14.20
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,409
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  25
Transaction Price Per Share:
Value:  12.90
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,434
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  /s/ William H. Herrmann, Jr.
Signature Date:  6/16/21


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Filing Submission 0001493152-21-014565   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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