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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/9/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1138978 |
| Issuer Name: Novo Integrated Sciences, Inc. |
| Issuer Trading Symbol: NVOS |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1937790 |
| | Owner Name: Ali Sarfaraz |
| Reporting Owner Address: |
| | Owner Street 1: C/O NOVO INTEGRATED SCIENCES, INC. |
| | Owner Street 2: 11120 NE 2ND STREET., SUITE 100 |
| | Owner City: BELLEVUE, |
| | Owner State: WA |
| | Owner ZIP Code: 98004 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.90 |
| | Transaction Date: |
| | | Value: 8/9/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 39,480 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 8/9/22 |
| | Expiration Date: |
| | | Value: 8/9/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 39,480 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 39,480 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Represents a grant, pursuant to the issuer's 2021 Equity Incentive Plan, approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 3,290 shares each month, beginning on the date of grant, until August 9, 2023. |
| Owner Signature: |
| Signature Name: /s/ Sarfaraz Ali |
| Signature Date: 8/10/22 |
