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Vislink Technologies, Inc. – ‘10-K/A’ for 12/31/21

On: Wednesday, 9/21/22, at 4:36pm ET · For: 12/31/21 · Accession #: 1493152-22-26479 · File #: 1-35988

Previous ‘10-K’: ‘10-K/A’ on 5/2/22 for 12/31/21 · Next: ‘10-K’ on 3/31/23 for 12/31/22 · Latest: ‘10-K/A’ on 4/29/24 for 12/31/23 · 34 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/21/22  Vislink Technologies, Inc.        10-K/A     12/31/21   14:431K                                   M2 Compliance LLC/FA

Amendment to Annual Report — Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML    168K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     12K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     13K 
 4: EX-31.3     Certification -- §302 - SOA'02                      HTML      9K 
 5: EX-31.4     Certification -- §302 - SOA'02                      HTML      9K 
 9: R1          Cover                                               HTML     80K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
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11: EXCEL       IDEA Workbook of Financial Reports                  XLSX     10K 
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                visl-20211231                                                    
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14: ZIP         XBRL Zipped Folder -- 0001493152-22-026479-xbrl      Zip     37K

‘10-K/A’ — Amendment to Annual Report

Document Table of Contents

Page	(sequential)	(alphabetic)	↑Top
		Alternative Formats (Word, et al.) Controls and Procedures Exhibits and Financial Statement Schedules Part Ii Part Iv Signatures
1	1st Page – Filing Submission
"	Part Ii
"	Controls and Procedures
"	Part Iv
"	Exhibits and Financial Statement Schedules
"	Signatures

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i 0001565228 i true i FY 0001565228 2021-01-01 2021-12-31 0001565228 2021-06-30 0001565228 2022-03-22 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i i 10-K/A /

(Amendment No. 2)

i i ☒ /

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Fiscal Year Ended: i i December 31, i 2021 /

i i ☐ /

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from to

Commission File Number: i 001-35988

i VISLINK TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

i Delaware		i 20-5856795
(State of incorporation)		(I.R.S. Employer Identification No.)

i 350 Clark Drive, i Suite 125,

i Mt. Olive, i NJ i 07828

(Address of principal executive offices) (Zip Code)

i (908) i 852-3700

(Registrant’s telephone number, including area code)

Securities Registered Pursuant to Section 12(b) of the Act:

Title of each class		Trading symbol(s)		Name of each exchange on which registered
i i Common Stock, $0.00001 par value /		i VISL		The i Nasdaq Capital Market

Securities Registered Pursuant to Section 12(g) of the Securities Act:

None

(Title of class)

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ i i No / ☒

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ i i No / ☒

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. i Yes ☒ No ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files.) i i Yes / ☒ No ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definition of “large accelerated filer,” “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer ☐	Accelerated filer ☐
i i Non-accelerated filer / ☒	Smaller reporting company i i ☒ /
	Emerging growth company i i ☐ /

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. i ☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ i i No / ☒

As of June 30, 2021, the last business day of the registrant’s second quarter for the fiscal year ended December 31, 2021, the aggregate market value of the common stock held by non-affiliates of the registrant was approximately $ i 130.1 million based on the closing price of $2.85 for the registrant’s common stock as quoted on the Nasdaq Capital Market on that date. Shares of common stock held by each director, each officer, and each person who owns 10% or more of the outstanding common stock have been excluded from this calculation in that such persons may be deemed to be affiliates. The determination of affiliate status is not necessarily conclusive.

The registrant had i 45,825,089 shares of its common stock outstanding as of March 22, 2022.

Auditor Name: i Marcum LLP

Auditor Location: i New York, NY

PCAOB ID Number: i 688

Explanatory Note

i Vislink Technologies, Inc. (the “Company,” “we”, or “our”) filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (the “Original Form 10-K”) with the Securities and Exchange Commission (the “SEC”) on March 31, 2022. The Company filed Amendment No. 1 to the Original Form 10-K with the SEC on May 2, 2022 solely for the purpose of providing the Part III information(Items 10, 11, 12, 13, and 14) that the Company indicated that it would incorporate by reference from its Proxy Statement for the 2021 annual report of the stockholders in reliance on General Instruction G(3) to Form 10-K. The Company is now filing this Amendment No. 2 to the Original Form 10-K (this “Form 10-K/A”) solely for the purpose of amending and restating Item 9.A of the Original Form 10-K and revising Item 15 of Part IV to include amended and restated certifications by the Company’s principal executive officer and principal financial officer in Exhibits 31.1 and 31.2, respectively, of the Original Form 10-K.

In addition, as required by Rule 12b-15 under the Securities Exchange Action of 1934, as amended (the “Exchange Act”), this Form 10-K/A revises Item 15 of Part IV to include currently dated certifications by the Company’s principal executive officer and principal financial officer as exhibits to this Form 10-K/A and updates the Exhibit Index to reflect the inclusion of these certifications as well as the amended and restated certifications included in Exhibits 31.1 and 31.2.

Other than the items outlined above, this Form 10-K/A does not attempt to modify or update the Original Form 10-K. This Form 10-K/A does not reflect events occurring after the date of the Original Form 10-K or modify or update those disclosures that may be affected by subsequent events. Such subsequent matters are addressed in subsequent reports filed by the Company with the SEC. Accordingly, this Form 10-K/A should be read in conjunction with the Original Form 10-K, as previously amended. Capitalized terms not defined in this Form 10-K/A have the meaning given to them in the Original Form 10-K.

C: ii

VISLINK TECHNOLOGIES, INC.

ANNUAL REPORT ON FORM 10-K/A

TABLE OF CONTENTS

PART II		1

ITEM 9A.	CONTROLS AND PROCEDURES	1

PART IV		3

ITEM 15.	EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.	3

SIGNATURES		6

iii

PART II

ITEM 9A.

CONTROLS AND PROCEDURES

(a) Evaluation of Disclosure Controls and Procedures

Disclosure controls and procedures are controls and other procedures designed to ensure that the disclosure of required information in our reports filed or submitted under the Exchange Act is recorded, processed, summarized, and reported within the periods specified in the SEC’s rules and forms. Disclosure controls and procedures include, without limitation, controls and procedures designed to ensure that information requiring disclosure in our reports filed or submitted under the Exchange Act is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer (our “Certifying Officers”), to allow timely decisions regarding required disclosure.

Management’s assessment of the Company’s design and operation of disclosure controls is ongoing. It is mindful to note that any system of controls, however well designed and operated, can provide only reasonable, not absolute, assurance that the system’s objectives are met. Also, any control system’s design is based on certain assumptions about the likelihood of future events. Based on the evaluation of our disclosure controls and procedures (as defined in Rule 13a-15(e) under the Exchange Act) as of December 31, 2021, our Certifying Officers have concluded that, as of December 31, 2021, our disclosure controls and procedures were not effective at the reasonable assurance level, due to material weaknesses in internal control over financial reporting, as described below .

(b) Management’s Report on Internal Control over Financial Reporting

Management is responsible for establishing and maintaining adequate internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act). Internal control over financial reporting is a process designed under the supervision and with the participation of our management, including our Certifying Officers, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Our internal control over financial reporting includes those policies and procedures that: (1) pertain to the maintenance of records that in reasonable detail accurately and fairly reflect the transactions and dispositions of our assets; (2) provide reasonable assurance (a) that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, (b) that our receipts and expenditures are being made only in accordance with authorizations of our management and directors; and (3) provide reasonable assurance regarding the prevention or timely detection of the unauthorized acquisition, use or disposition of assets that could have a material effect on our financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

As required by Rules 13a-15(c) under the Exchange Act, our Certifying Officers evaluated the effectiveness of our internal control over financial reporting as of December 31, 2021 using the criteria set forth by the Committee of Sponsoring Organizations of the Treadway Commission in Internal Control - Integrated Framework (2013). In their assessment of the effectiveness of internal control over financial reporting as of December 31, 2021, the Company concluded such control was not effective and that there were control deficiencies that constituted material weaknesses, described as follows:

●

Due to our size and limited resources, we currently do not employ the appropriate number of accounting

personnel to ensure (a) we maintain proper segregation of duties, (b) conduct a tolerable risk assessment; and

●

Due to our size and limited resources, we have not adequately documented a complete assessment of the

effectiveness of the design and operation of our internal control over financial reporting.

C: 1

Notwithstanding the identified material weakness as of December 31, 2021, management, including the Certifying Officers, believe that the condensed consolidated financial statements contained in this Annual Report filing fairly present, in all material respect, our financial condition, results of operations, and cash flows for the fiscal period presented in conformity with GAAP.

c) Changes in Internal Controls over Financial Reporting

We have continued our remediation efforts in connection with the identification of material weaknesses, as discussed above. Specifically, we have enhanced the supervisory review of our accounting procedures. As of December 31, 2021, the material weakness discussed above had not been fully remediated. Accordingly, we continue to remediate our controls regarding operating efficiency.

On August 16, 2021, the Company acquired Mobile Viewpoint Corporate B.V. (“MVP”). See Note 3 of “Notes to The Condensed Consolidated Financial Statements.” We have completed integrating MVP into our operations and internal control processes. As we completed this integration, we analyzed, evaluated, and, where necessary, made changes in control and procedures related to the MVP business.

d) Auditor’s Report on Internal Control over Financial Reporting

This annual report does not include an attestation report of our registered public accounting firm regarding internal control over financial reporting. According to SEC rules, management’s report was not subject to attestation by the Company’s registered public accounting firm that permits us to provide only management’s report on internal control over financial reporting in this annual report on Form 10-K.

PART IV

ITEM 15.

EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

(b) Exhibits

The following are exhibits to this Report, and, if incorporated by reference, we have indicated the document previously filed with the SEC in which the exhibit was included.

Certain of the agreements filed as exhibits to this Report contains representations and warranties by the parties to the agreements made solely for the agreement’s benefit. These representations and warranties:

	●	may have been qualified by disclosures that were made to the other parties in connection with the negotiation of the agreements, which disclosures are not necessarily reflected in the agreements;
	●	may apply standards of materiality that differ from those of a reasonable investor; and
	●	were made only as specified dates in the agreements and subject to subsequent developments and changed circumstances.

Accordingly, these representations and warranties may not describe the actual state of affairs as of the date that these representations and warranties were made or at any other time. Investors should not rely on them as statements of fact.

Exhibit Number		Description of Exhibit
1.1		Sales Agreement, dated May 5, 2020, by and between Vislink Technologies, Inc. and A.G.P./Alliance Global Partners⁽¹⁾
3.1(i)		Amended & Restated Certificate of Incorporation ⁽²⁾
3.1(i)(a)		Amendment to Certificate of Incorporation filed June 11, 2014 ⁽³⁾
3.1 (i)(b)		Amendment to Certificate of Incorporation filed July 10, 2015 ⁽⁴⁾
3.1(i)(c)		Amended and Restated Certificate of Designation of Series B Convertible Preferred Stock ⁽⁵⁾
3.1(i)(d)		Certificate of Designation of Series C Convertible Preferred Stock ⁽⁶⁾
3.1(i)(e)		Certificate of Designation of Series D Convertible Preferred Stock ⁽⁷⁾
3.1(i)(f)		Certificate of Elimination for Series C Convertible Preferred Stock ⁽⁵⁾
3.1(i)(g)		Certificate of Elimination for Series B Convertible Preferred Stock ⁽⁸⁾
3.1(i)(h)		Amendment to Certificate of Incorporation filed June 10, 2016 ⁽⁸⁾
3.1(i)(i)		Certificate of Designation of Series E Convertible Preferred Stock ⁽⁹⁾
3.1(i)(j)		Certificate of Amendment to Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on February 11, 2019⁽¹⁰⁾
3.1(i)(h)		Certificate of Amendment to the Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on July 31, 2020⁽¹¹⁾
3.1(ii)		Third Amended & Restated Bylaws ⁽¹²⁾
4.1		Form of Common Stock Certificate of the Registrant ⁽¹³⁾
4.2		Form of Warrant Agreement by and between the Registrant and Continental Stock Transfer & Trust Company and Form of Warrant Certificate for the offering closed July 24, 2013 and August 19, 2013 ⁽¹⁴⁾
4.3		Form of Warrant ⁽¹⁵⁾
4.4		Form of Vislink Promissory Note ⁽¹⁶⁾
4.5		Form of Underwriters’ Warrant for February 2017 Offering ⁽¹⁷⁾
4.6		Form of Warrant for August 2017 Offering ⁽¹⁸⁾
4.7		Form of 6% Senior Secured Convertible Debenture⁽¹⁹⁾
4.8		Form of Common Stock Purchase Warrant⁽¹⁹⁾
4.9		Form of Amended and Restated 6% Senior Secured Debenture⁽²⁰⁾
4.10		Warrant Agreement, including Form of Common Warrant and Form of Pre-Funded Warrant from July 2019 Offering⁽²¹⁾
4.11		Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934.⁽³⁵⁾
10.1		2013 Long Term Incentive Plan ⁽²²⁾
10.2		Forms of Agreement Under 2013 Long Term Incentive Plan ⁽²²⁾

10.3		2015 Employee Stock Purchase Plan ⁽²³⁾
10.4		2015 Incentive Compensation Plan ⁽²³⁾
10.5		2016 Employee Stock Purchase Plan ⁽²⁴⁾
10.6		2016 Incentive Compensation Plan ⁽²⁴⁾
10.7		Amendment to 2016 Employee Stock Purchase Plan⁽²⁵⁾
10.8		Amendment to 2016 Incentive Compensation Plan⁽²⁶⁾
10.9		2017 Incentive Compensation Plan⁽²⁷⁾
10.10		Securities Purchase Agreement, dated August 15, 2017, between the Company and the Purchasers thereto ^(18)**
10.11		Form of Securities Purchase Agreement, dated May 29, 2018, by and among the Company and the purchaser signatories thereto^(19)**
10.12		Form of Security Agreement, dated May 29, 2018, by and among the Company and each of the secured parties thereto^(19)**
10.13		Form of Subsidiary Guarantee, dated May 29, 2018, by and among the Company, the purchasers under the Securities Purchase Agreement, and each of the Company’s subsidiaries^(19)**
10.14		Form of Registration Rights Agreement, dated May 29, 2018, by and among the Company and the purchasers under the Securities Purchase Agreement^(19)**
10.15		Form of Voting Agreement, each dated May 29, 2018, between the Company and each purchaser under the Securities Purchase Agreement ^(19)**
10.16		Employment Agreement by and between the Company and Carleton Miller, dated as of January 22, 2020⁽²⁸⁾
10.17		Notice of Grant of Stock Option for Time-Vested Options and Stock Option Agreement by and between the Company and Carleton Miller, dated as of January 22, 2020⁽²⁸⁾
10.18		Notice of Grant of Stock Option for Performance-Vested Options and Stock Option Agreement by and between the Company and Carleton Miller, dated as of January 22, 2020⁽²⁸⁾
10.19		Form of Separation Agreement to be executed by the Company and John Payne upon the conclusion of John Payne’s employment⁽²⁹⁾
10.20		Employment Agreement by and between the Company and Michael Bond, dated as of February 27, 2020(30)
10.21		Form of Separation Agreement to be executed by the Company and Roger G. Branton upon the conclusion of Roger G. Branton’s employment⁽³⁰⁾
10.22		Form of Indemnification Agreement by and between the Company and its officers and directors(31)
10.23		Non-Employee Director Compensation Policy⁽³²⁾
10.24		Form of Non-Employee Director Restricted Shares Agreement⁽³²⁾
14.1		Code of Ethics(33)
21.1		Subsidiaries of the Registrant⁽³⁴⁾
23.1		Consent of Marcum LLP
31.1*		Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*		Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.3*		Certification of the Principal Executive Officer pursuant to Rules 13a-14(b) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.4*		Certification of the Principal Financial Officer pursuant to Rules 13a-14(b) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1		Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ⁽³⁵⁾
32.2		Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ⁽³⁵⁾
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*		Filed herewith
(1)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on May 5, 2020.
(2)		Filed as an Exhibit on Form S-1 with the SEC on October 23, 2013.
(3)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on June 13, 2014.
(4)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on July 20, 2015.
(5)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 10, 2016.
(6)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 26, 2015.
(7)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on April 27, 2016
(8)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on June 20, 2016.
(9)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on December 27, 2016.
(10)		Filed an Exhibit on Current Report on Form 8-K with the SEC on February 26, 2019.
(11)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on August 5, 2020.
(12)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on August 20, 2021.
(13)		Filed as an Exhibit on Form S-1/A with the SEC on May 21, 2013.
(14)		Filed as an Exhibit on Current Report to Form 8-K with the SEC on August 19, 2013.
(15)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on May 13, 2016.
(16)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 6, 2017.
(17)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 10, 2017.
(18)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on August 16, 2017.
(19)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on May 29, 2018.
(20)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on October 11, 2018.
(21)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on July 16, 2019.
(22)		Filed as an Exhibit on Form S-1 with the SEC on March 7, 2013.
(23)		Filed as an Exhibit on Annual Report on Form 10-K with the SEC on April 14, 2016.
(24)		Filed as an Exhibit on Form S-1 with the SEC on June 27, 2016
(25)		Filed as Appendix D on Definitive Schedule 14A with the SEC on May 22, 2017
(26)		Filed as Appendix E on Definitive Schedule 14A with the SEC on May 22, 2017
(27)		Filed as Appendix F on Definitive Schedule 14A with the SEC on May 22, 2017
(28)		Filed as an Exhibit on Current Report on Form 8-K/A with the SEC on January 24, 2020.
(29)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 27, 2020.
(30)		Filed as an Exhibit on Current Report on Form 8-K with the SEC on February 28, 2020.
(31)		Filed as an Exhibit on Annual Report on Form 10-K with the SEC on April 1, 2020.
(32)		Filed as an Exhibit on Quarterly Report on Form 10-Q with the SEC on November 12, 2020.
(33)		Filed as an Exhibit on Annual Report on Form 10-K with the SEC on March 6, 2014.
(34)		Filed as an Exhibit on Form S-1/A with the SEC on October 30, 2019.

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 2 to Annual Report on Form 10-K to be signed on its behalf by the undersigned thereunto duly authorized.

	VISLINK TECHNOLOGIES, INC.

Date: September 21, 2022	By:	/s/ Carleton Miller
		Carleton Miller
		Chief Executive Officer (Duly Authorized Officer and Principal Executive Officer)

Date: September 21, 2022	By:	/s/ Michael C. Bond
		Michael C. Bond
		Chief Financial Officer (Duly Authorized Officer and Principal Financial Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Signature	Title	Date

/s/ Carleton Miller	Chief Executive Officer	September 21, 2022
Carleton Miller	(Principal Executive Officer)

/s/ Michael C. Bond	Chief Financial Officer	September 21, 2022
Michael C. Bond	(Principal Financial and Accounting Officer)

/s/ Susan Swenson	Chairman of the Board of Directors	September 21, 2022
Susan Swenson

/s/ Jude T. Panetta	Director	September 21, 2022
Jude T. Panetta

	Director
James T. Conway

/s/ Ralph Faison	Director	September 21, 2022
Ralph Faison

/s/ Brian K. Krolicki	Director	September 21, 2022
Brian K. Krolicki

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K/A’ Filing	Date	Other Filings

Filed on:	9/21/22
	5/2/22	10-K/A
	3/31/22	10-K, 10-Q, 8-K, 8-K/A
	3/22/22
For Period end:	12/31/21	10-K, 10-K/A
	8/20/21	4, 8-K
	8/16/21	10-Q, 8-K, 8-K/A
	6/30/21	10-Q
	11/12/20	10-Q, 8-K
	8/5/20	8-K
	5/5/20	8-K, S-3
	4/1/20	10-K, 3, 4
	2/28/20	8-K
	2/27/20	8-K
	1/24/20	3, 4, 8-K/A
	10/30/19	S-1/A
	7/16/19	8-K
	2/26/19	8-K
	10/11/18	424B3, 8-K
	5/29/18	8-K
	8/16/17	8-K
	5/22/17	DEF 14A
	2/10/17	424B5, 8-K, S-3, SC 13G, SC 13G/A
	2/6/17	8-K, SC 13G/A
	12/27/16	8-K
	6/27/16	4, S-1
	6/20/16	8-K, CORRESP, S-3/A
	5/13/16	8-K
	4/27/16	8-K, CORRESP
	4/14/16	10-K
	2/10/16	4, 8-K
	7/20/15	8-K
	2/26/15	424B5, 8-K
	6/13/14	8-K
	3/6/14	10-K
	10/23/13	S-1
	8/19/13	8-K
	5/21/13	S-1/A
	3/7/13	CORRESP, S-1
		List all Filings

34 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/31/22  Vislink Technologies, Inc.        10-K       12/31/21  123:12M                                    M2 Compliance LLC/FA
 8/20/21  Vislink Technologies, Inc.        8-K:5,9     8/18/21   11:407K                                   M2 Compliance LLC/FA
 8/14/20  Vislink Technologies, Inc.        10-Q        6/30/20   77:4.9M                                   M2 Compliance LLC/FA
 8/05/20  Vislink Technologies, Inc.        8-K:5,9     8/05/20    3:55K                                    M2 Compliance LLC/FA
 5/05/20  Vislink Technologies, Inc.        S-3                    4:1.2M                                   M2 Compliance LLC/FA
 4/01/20  Vislink Technologies, Inc.        10-K       12/31/19  106:7.3M                                   M2 Compliance LLC/FA
 2/28/20  Vislink Technologies, Inc.        8-K:5,9     2/24/20    3:219K                                   M2 Compliance LLC/FA
 2/27/20  Vislink Technologies, Inc.        8-K:1,5,9   2/24/20    2:73K                                    M2 Compliance LLC/FA
 1/24/20  Vislink Technologies, Inc.        8-K/A:5,9   1/17/20    4:374K                                   M2 Compliance LLC/FA
10/30/19  Vislink Technologies, Inc.        S-1/A                  6:1.5M                                   M2 Compliance LLC/FA
 7/16/19  Vislink Technologies, Inc.        8-K:1,8,9   7/15/19    4:903K                                   M2 Compliance LLC/FA
 2/26/19  Vislink Technologies, Inc.        8-K:5,9     2/25/19    3:239K                                   M2 Compliance LLC/FA
10/11/18  Vislink Technologies, Inc.        8-K:1,2,3,910/09/18    2:192K                                   Toppan Merrill/FA
 5/30/18  Vislink Technologies, Inc.        8-K:1,2,3,9 5/29/18    9:947K                                   Toppan Merrill/FA
 8/16/17  Vislink Technologies, Inc.        8-K:1,3,8,9 8/15/17    6:540K                                   Toppan Merrill/FA
 5/22/17  Vislink Technologies, Inc.        DEF 14A     6/15/17    1:988K                                   Toppan Merrill/FA
 2/10/17  Vislink Technologies, Inc.        8-K:1,8,9   2/08/17    5:406K                                   Toppan Merrill/FA
 2/06/17  Vislink Technologies, Inc.        8-K:1,2,8,9 2/02/17    7:1.3M                                   Toppan Merrill/FA
12/27/16  Vislink Technologies, Inc.        8-K:5,8,9  12/21/16    3:130K                                   Toppan Merrill/FA
12/07/16  Vislink Technologies, Inc.        8-K:5,9    12/06/16    2:45K                                    Toppan Merrill/FA
 6/27/16  Vislink Technologies, Inc.        S-1         6/24/16   99:15M                                    Toppan Merrill/FA
 6/20/16  Vislink Technologies, Inc.        8-K:5,8,9   6/10/16    3:73K                                    Toppan Merrill/FA
 5/13/16  Vislink Technologies, Inc.        8-K:1,8,9   5/12/16    6:387K                                   Toppan Merrill/FA
 4/27/16  Vislink Technologies, Inc.        8-K:5,9     4/25/16    2:187K                                   Toppan Merrill/FA
 4/14/16  Vislink Technologies, Inc.        10-K       12/31/15   97:11M                                    Toppan Merrill/FA
 2/10/16  Vislink Technologies, Inc.        8-K:5,9     2/05/16    4:268K                                   Toppan Merrill/FA
 7/20/15  Vislink Technologies, Inc.        8-K:1,3,8,9 7/17/15    5:905K                                   Toppan Merrill/FA
 2/26/15  Vislink Technologies, Inc.        8-K:1,3,5,8 2/24/15    5:735K                                   Toppan Merrill/FA
 6/13/14  Vislink Technologies, Inc.        8-K:5,9     6/11/14    2:602K                                   Toppan Merrill/FA
 3/06/14  Vislink Technologies, Inc.        10-K       12/31/13   83:8.8M                                   Toppan Merrill/FA
10/23/13  Vislink Technologies, Inc.        S-1                   72:11M                                    Toppan Merrill/FA
 8/19/13  Vislink Technologies, Inc.        8-K:8,9     8/19/13    3:179K                                   Toppan Merrill/FA
 5/22/13  Vislink Technologies, Inc.        S-1/A       5/21/13    3:3.4M                                   Toppan Merrill/FA
 3/07/13  Vislink Technologies, Inc.        S-1                   24:4.9M                                   Toppan Merrill/FA

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Filing Submission 0001493152-22-026479 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)