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Hepion Pharmaceuticals, Inc. – ‘8-K’ for 3/5/24

On:  Wednesday, 3/6/24, at 4:15pm ET   ·   For:  3/5/24   ·   Accession #:  1493152-24-9028   ·   File #:  1-36856

Previous ‘8-K’:  ‘8-K’ on / for 2/20/24   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/06/24  Hepion Pharmaceuticals, Inc.      8-K:5       3/05/24   10:196K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 5: R1          Cover                                               HTML     49K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
10: XML         XBRL Instance -- form8-k_htm                         XML     16K 
 6: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- hepa-20240305_lab                     XML     96K 
 4: EX-101.PRE  XBRL Presentations -- hepa-20240305_pre              XML     64K 
 2: EX-101.SCH  XBRL Schema -- hepa-20240305                         XSD     12K 
 8: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    34K 
 9: ZIP         XBRL Zipped Folder -- 0001493152-24-009028-xbrl      Zip     14K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i March 5, 2024

 

 i Hepion Pharmaceuticals, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-36856    i 46-2783806
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation or organization)   File Number)   Identification No.)

 

 i 399 Thornall Street,  i First Floor

 i Edison,  i NJ  i 08837

(Address of principal executive offices)

 

Registrant’s telephone number, including area code:  i (732)  i 902-4000

 

(Former name or former address, if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:   Trading Symbol(s)   Name of each exchange on which registered:
 i Common Stock    i HEPA    i Nasdaq Capital Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

 

 

 

 
 

 

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

 

On March 5, 2024, the Board of Directors of Hepion Pharmaceuticals, Inc. (the “Company”) appointed Michael Purcell as a director of the Company. In addition, Mr. Purcell was appointed as Chair of the Audit Committee and a member of the Compensation Committee and Corporate Governance/Nominations Committee.

 

-2-
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 6, 2024

 

  HEPION PHARMACEUTICALS, INC.
     
  By: /s/ John Cavan                          
    John Cavan
    Interim Chief Executive Officer and Chief Financial Officer

 

-3-

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/6/24None on these Dates
For Period end:3/5/24
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