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Altegris QIM Futures Fund, L.P. – ‘D/A’ on 11/9/21

On:  Tuesday, 11/9/21, at 5:24pm ET   ·   Effective:  11/9/21   ·   Accession #:  1469317-21-2   ·   File #:  21-134557

Previous ‘D’:  ‘D/A’ on 11/10/20   ·   Latest ‘D’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/09/21  Altegris QIM Futures Fund, L.P.   D/A        11/09/21    1:24K

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Regulation D   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML      3K 
                Securities -- primary_doc.xml/7.8


        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0708
Submission Type:  D/A
Test or Live:  LIVE
Primary Issuer:
CIK:  1469317
Entity Name:  Altegris QIM Futures Fund, L.P.
Issuer Address:
Street 1:  1200 PROSPECT STREET SUITE 400
City:  LA JOLLA
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  92037
Issuer Phone Number:  858-731-8547
Jurisdiction of Inc.:  DELAWARE
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Previous Name:  APM - QIM Futures Fund, L.P.
Entity Type:  Limited Partnership
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  none
Last Name:  Altegris Advisors, LLC
Related-Person Address:
Street 1:  1200 Prospect Street Suite 400
City:  La Jolla
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  92037
Related-Person Relationship List:
Relationship:  Promoter
Relationship Clarification:  General Partner of Issuer
Related-Person Info:
Related-Person Name:
First Name:  Matthew
Middle Name:  C
Last Name:  Osborne
Related-Person Address:
Street 1:  1200 Prospect Street Suite 400
City:  La Jolla
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  92037
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:  CEO, CIO & Manager of Issuer's General Partner
Offering Data:
Industry Group:
Industry Group Type:  Pooled Investment Fund
Investment Fund Info:
Investment Fund Type:  Other Investment Fund
Is '40 Act?  No
Issuer Size:
Aggregate Net Asset Value Range:  Decline to Disclose
Federal Exemptions Exclusions:
Item:  06b
Type of Filing:
New or Amendment:
Is Amendment?  Yes
Previous Accession Number:  1469317-20-2
Date of First Sale:
Value:  10/1/09
Duration of Offering:
More Than One Year?  Yes
Types of Securities Offered:
Is Pooled Investment Fund Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Minimum Investment Accepted:  5,000
Sales Compensation List:
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Altegris Investments, LLC
Associated BDCRD Number:  8258
Recipient Address:
Street 1:  1200 PROSPECT STREET SUITE 400
City:  LA JOLLA
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  92037
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  APW Capital, Inc.
Associated BDCRD Number:  43814
Recipient Address:
Street 1:  100 ENTERPRISE DRIVE, STE. 504
City:  ROCKAWAY
State or Country:  NJ
State or Country Description:  NEW JERSEY
ZIP Code:  07866
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Arete Wealth Management, LLC
Associated BDCRD Number:  44856
Recipient Address:
Street 1:  1101 W. LAKE STREET, 1ST FL.
City:  CHICAGO
State or Country:  IL
State or Country Description:  ILLINOIS
ZIP Code:  60607
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Arkadios Capital
Associated BDCRD Number:  282710
Recipient Address:
Street 1:  3333 PIEDMONT RD. NE, STE. 2010
City:  ATLANTA
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30305
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Berthel, Fisher & Company Financial Services, Inc.
Associated BDCRD Number:  13609
Recipient Address:
Street 1:  701 TAMA STREET, BLDG B
City:  MARION
State or Country:  IA
State or Country Description:  IOWA
ZIP Code:  52302-0609
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Cambridge Investment Research, Inc.
Associated BDCRD Number:  39543
Recipient Address:
Street 1:  1776 PLEASANT PLAIN RD.
City:  FAIRFIELD
State or Country:  IA
State or Country Description:  IOWA
ZIP Code:  52556-8757
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Cascade Financial Management, Inc.
Associated BDCRD Number:  119030
Recipient Address:
Street 1:  950 - 17TH STREET SUITE 950
City:  DENVER
State or Country:  CO
State or Country Description:  COLORADO
ZIP Code:  80202
States of Solicitation List:
State:  AL
Description:  ALABAMA
State:  AZ
Description:  ARIZONA
State:  AR
Description:  ARKANSAS
State:  CA
Description:  CALIFORNIA
State:  CO
Description:  COLORADO
State:  CT
Description:  CONNECTICUT
State:  FL
Description:  FLORIDA
State:  GA
Description:  GEORGIA
State:  HI
Description:  HAWAII
State:  IA
Description:  IOWA
State:  KS
Description:  KANSAS
State:  KY
Description:  KENTUCKY
State:  LA
Description:  LOUISIANA
State:  MA
Description:  MASSACHUSETTS
State:  MI
Description:  MICHIGAN
State:  MN
Description:  MINNESOTA
State:  MO
Description:  MISSOURI
State:  MT
Description:  MONTANA
State:  NE
Description:  NEBRASKA
State:  NV
Description:  NEVADA
State:  NM
Description:  NEW MEXICO
State:  NY
Description:  NEW YORK
State:  ND
Description:  NORTH DAKOTA
State:  OH
Description:  OHIO
State:  OK
Description:  OKLAHOMA
State:  OR
Description:  OREGON
State:  SC
Description:  SOUTH CAROLINA
State:  TX
Description:  TEXAS
State:  UT
Description:  UTAH
State:  VA
Description:  VIRGINIA
State:  WA
Description:  WASHINGTON
State:  WI
Description:  WISCONSIN
State:  WY
Description:  WYOMING
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Commonwealth Financial Network
Associated BDCRD Number:  8032
Recipient Address:
Street 1:  29 SAWYER ROAD
City:  WALTHAM
State or Country:  MA
State or Country Description:  MASSACHUSETTS
ZIP Code:  02453-3483
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Crown Capital Securities, L.P.
Associated BDCRD Number:  6312
Recipient Address:
Street 1:  725 TOWN & COUNTRY RD STE 530
City:  ORANGE
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  92868
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  EMPIRE ASSET MANAGEMENT COMPANY
Associated BDCRD Number:  143007
Recipient Address:
Street 1:  29 BROADWAY
Street 2:  12TH FLOOR
City:  NEW YORK
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10006
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Investment Architects, Inc.
Associated BDCRD Number:  17774
Recipient Address:
Street 1:  34 PETALUMA BLVD. NORTH
City:  PETALUMA
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  94952-3079
States of Solicitation List:
State:  AL
Description:  ALABAMA
State:  AZ
Description:  ARIZONA
State:  CA
Description:  CALIFORNIA
State:  CO
Description:  COLORADO
State:  CT
Description:  CONNECTICUT
State:  GA
Description:  GEORGIA
State:  ID
Description:  IDAHO
State:  MN
Description:  MINNESOTA
State:  MO
Description:  MISSOURI
State:  NV
Description:  NEVADA
State:  OR
Description:  OREGON
State:  TX
Description:  TEXAS
State:  VA
Description:  VIRGINIA
State:  WA
Description:  WASHINGTON
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  KOVACK SECURITIES INC.
Associated BDCRD Number:  44848
Recipient Address:
Street 1:  16451 N. FEDERAL HWY.
Street 2:  SUITE 1201
City:  FT. LAUDERDALE
State or Country:  FL
State or Country Description:  FLORIDA
ZIP Code:  33308
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Lara, May & Associates, LLC
Associated BDCRD Number:  145589
Recipient Address:
Street 1:  7600 LEESBURG PIKE, STE 120 EAST
City:  FALLS CHURCH
State or Country:  VA
State or Country Description:  VIRGINIA
ZIP Code:  22043
States of Solicitation List:
State:  AK
Description:  ALASKA
State:  AZ
Description:  ARIZONA
State:  CA
Description:  CALIFORNIA
State:  CO
Description:  COLORADO
State:  CT
Description:  CONNECTICUT
State:  DE
Description:  DELAWARE
State:  DC
Description:  DISTRICT OF COLUMBIA
State:  FL
Description:  FLORIDA
State:  GA
Description:  GEORGIA
State:  HI
Description:  HAWAII
State:  ID
Description:  IDAHO
State:  IL
Description:  ILLINOIS
State:  IN
Description:  INDIANA
State:  KS
Description:  KANSAS
State:  KY
Description:  KENTUCKY
State:  MD
Description:  MARYLAND
State:  MA
Description:  MASSACHUSETTS
State:  MI
Description:  MICHIGAN
State:  MN
Description:  MINNESOTA
State:  MO
Description:  MISSOURI
State:  NV
Description:  NEVADA
State:  NH
Description:  NEW HAMPSHIRE
State:  NJ
Description:  NEW JERSEY
State:  NM
Description:  NEW MEXICO
State:  NY
Description:  NEW YORK
State:  NC
Description:  NORTH CAROLINA
State:  OH
Description:  OHIO
State:  OK
Description:  OKLAHOMA
State:  OR
Description:  OREGON
State:  PA
Description:  PENNSYLVANIA
State:  SC
Description:  SOUTH CAROLINA
State:  TN
Description:  TENNESSEE
State:  TX
Description:  TEXAS
State:  UT
Description:  UTAH
State:  VT
Description:  VERMONT
State:  VA
Description:  VIRGINIA
State:  WA
Description:  WASHINGTON
State:  WV
Description:  WEST VIRGINIA
State:  WI
Description:  WISCONSIN
State:  WY
Description:  WYOMING
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Lincoln Investment
Associated BDCRD Number:  519
Recipient Address:
Street 1:  601 OFFICE CENTER DRIVE, STE. 300
City:  FT. WASHINGTON
State or Country:  PA
State or Country Description:  PENNSYLVANIA
ZIP Code:  19034
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  LPL Financial Corporation
Associated BDCRD Number:  6413
Recipient Address:
Street 1:  75 STATE ST. 24TH FLR
City:  BOSTON
State or Country:  MA
State or Country Description:  MASSACHUSETTS
ZIP Code:  02109
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  March Capital Corp.
Associated BDCRD Number:  24142
Recipient Address:
Street 1:  2 N LASALLE ST STE 2300
City:  CHICAGO
State or Country:  IL
State or Country Description:  ILLINOIS
ZIP Code:  60602-3975
States of Solicitation List:
State:  CA
Description:  CALIFORNIA
State:  FL
Description:  FLORIDA
State:  IL
Description:  ILLINOIS
State:  MA
Description:  MASSACHUSETTS
State:  MI
Description:  MICHIGAN
State:  MN
Description:  MINNESOTA
State:  MO
Description:  MISSOURI
State:  NY
Description:  NEW YORK
State:  NC
Description:  NORTH CAROLINA
State:  TX
Description:  TEXAS
State:  WA
Description:  WASHINGTON
State:  WI
Description:  WISCONSIN
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Mid Atlantic Capital Corporation
Associated BDCRD Number:  10674
Recipient Address:
Street 1:  1251 WATERFRONT PLACE, STE 510
City:  PITTSBURGH
State or Country:  PA
State or Country Description:  PENNSYLVANIA
ZIP Code:  15222-6368
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Money Concepts Capital Corp
Associated BDCRD Number:  12963
Recipient Address:
Street 1:  11440 NORTH JOG ROAD
City:  PALM BEACH GARDENS
State or Country:  FL
State or Country Description:  FLORIDA
ZIP Code:  33418
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Strategic Financial Alliance, Inc.
Associated BDCRD Number:  126514
Recipient Address:
Street 1:  2200 CENTURY PKWY, STE 500
City:  ATLANTA
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30345
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Sunbelt Securities, Inc.
Associated BDCRD Number:  42180
Recipient Address:
Street 1:  2700 POST OAK BLVD., STE. 1700
City:  HOUSTON
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  77056
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Recipient:
Recipient Name:  more than 5
Recipient CRD Number:  None
Associated BD Name:  Triad Advisors, Inc.
Associated BDCRD Number:  25803
Recipient Address:
Street 1:  5785 PEACHTREE PARKWAY, STE 280
City:  NORCROSS
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30092
States of Solicitation List:
Value:  All States
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  Indefinite
Total Amount Sold:  234,919,350
Total Remaining:  Indefinite
Investors:
Has Non-Accredited Investors?  Yes
Number Non-Accredited Investors:  0
Total Number Already Invested:  2,959
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  416,906
Finders Fees:
Dollar Amount:  0
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Clarification of Response:
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  Altegris QIM Futures Fund, L.P.
Signature Name:  /s/ Matthew Osborne
Name of Signer:  Matthew Osborne
Signature Title:  CEO & CIO of Issuer's GP
Signature Date:  11/9/21


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