BTG Pactual US Capital, LLC – ‘X-17A-5’ for 12/31/18

On: Thursday, 2/28/19, at 5:20pm ET · Effective: 2/28/19 · For: 12/31/18 · Accession #: 1455003-19-2 · File #: 8-68148

Document/Exhibit Description Pages Size 1: X-17A-5 Annual Financial Report by a Broker-Dealer [ HTML 5K a.k.a. FOCUS Report ] -- primary_doc.xml 2: FULL Full Annual Financial Report -- btgpubl2018 PDF 618K

X-17A-5: Submission Information

Report for the Period Beginning

1/1/18

and Ending

12/31/18

Type of Registrant

Broker-dealer

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Broker-dealer

BTG PACTUAL US CAPITAL, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

601 LEXINGTON AVENUE

Address 2

57TH FLOOR

City

NEW YORK

State/Country

NEW YORK

Mailing Zip/ Portal Code

10022-6831

Name and Telephone Number of Person to Contact in Regard to this Report

Name

LUCIANA CAMPOS

Telephone Number

6469242506

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

ERNST & YOUNG

Address 1

5 TIMES SQUARE

City

NEW YORK

State/Country

NEW YORK

Mailing Zip/ Postal Code

10036

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, FREDERICO MONNERAT, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of BTG PACTUAL US CAPITAL, LLC, as of 12/31/18, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

FREDERICO MONNERAT

Title

CEO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

BTG Pactual US Capital, LLC – ‘X-17A-5’ for 12/31/18

On: Thursday, 2/28/19, at 5:20pm ET · Effective: 2/28/19 · For: 12/31/18 · Accession #: 1455003-19-2 · File #: 8-68148

Previous ‘X-17A-5’: ‘X-17A-5’ on 2/28/18 for 12/31/17 · Next: ‘X-17A-5’ on 2/28/20 for 12/31/19 · Latest: ‘X-17A-5’ on 2/28/24 for 12/31/23

Annual Financial Report by a Broker-Dealer [ a.k.a. FOCUS Report ] — Form X-17A-5
Filing Table of Contents

X-17A-5 — Annual Financial Report by a Broker-Dealer [ a.k.a. FOCUS Report ] — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

BTG Pactual US Capital, LLC – ‘X-17A-5’ for 12/31/18

On: Thursday, 2/28/19, at 5:20pm ET · Effective: 2/28/19 · For: 12/31/18 · Accession #: 1455003-19-2 · File #: 8-68148

Previous ‘X-17A-5’: ‘X-17A-5’ on 2/28/18 for 12/31/17 · Next: ‘X-17A-5’ on 2/28/20 for 12/31/19 · Latest: ‘X-17A-5’ on 2/28/24 for 12/31/23

Annual Financial Report by a Broker-Dealer [ a.k.a. FOCUS Report ] — Form X-17A-5Filing Table of Contents

X-17A-5 — Annual Financial Report by a Broker-Dealer [ a.k.a. FOCUS Report ] — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Annual Financial Report by a Broker-Dealer [ a.k.a. FOCUS Report ] — Form X-17A-5
Filing Table of Contents