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Hollingsworth Jane H – ‘4’ for 5/13/21 re: Diffusion Pharmaceuticals Inc.

On:  Monday, 5/17/21, at 4:27pm ET   ·   For:  5/13/21   ·   Accession #:  1437749-21-12537   ·   File #:  1-37942

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/17/21  Hollingsworth Jane H              4                      1:5K   Diffusion Pharmaceuticals Inc.    RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- rdgdoc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2021-05-13 </periodOfReport>
<issuer>
<issuerCik> 0001053691 </issuerCik>
<issuerName> Diffusion Pharmaceuticals Inc. </issuerName>
<issuerTradingSymbol> DFFN </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001297141 </rptOwnerCik>
<rptOwnerName> Hollingsworth Jane H </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 1317 CARLTON AVE </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 200 </rptOwnerStreet2>
<rptOwnerCity> CHARLOTTESVILLE </rptOwnerCity>
<rptOwnerState> VA </rptOwnerState>
<rptOwnerZipCode> 22902 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2021-05-13 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> P </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 32786 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0.61 </value>
<footnoteId id="F1"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 32786 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> The price reported is a weighted average price. The shares were purchased in multiple open-market transactions at prices ranging from $0.6097 to $0.6141, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares sold at each separate price within such range. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ William R. Elder, attorney-in-fact for the Reporting Person </signatureName>
<signatureDate> 2021-05-17 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001437749-21-012537   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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