| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 4/7/21 |
Issuer: |
| Issuer CIK: 1392380 |
| Issuer Name: Gevo, Inc. |
| Issuer Trading Symbol: GEVO |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1854032 |
| | Owner Name: Bloom Paul D |
| Reporting Owner Address: |
| | Owner Street 1: C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH |
| | Owner Street 2: BUILDING C, SUITE 310 |
| | Owner City: ENGLEWOOD |
| | Owner State: CO |
| | Owner ZIP Code: 80112 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: CTO & CIO |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 4/7/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 42,204 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,204 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/7/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,517 |
| | | Transaction Price Per Share: |
| Value: 8.53 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 39,687 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Represents restricted common stock that vests in three equal annual installments beginning on the date of grant, provided that the reporting person remains in continuous service with the issuer as of each vesting date. |
| Footnote - F2: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. |
Owner Signature: |
| Signature Name: /s/ E. Cabell Massey, Attorney-in-Fact |
| Signature Date: 4/8/21 |