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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 3/23/21 |
| Issuer: |
| Issuer CIK: 1083522 |
| Issuer Name: JONES SODA CO |
| Issuer Trading Symbol: JSDA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1611589 |
| | Owner Name: Chastain Eric |
| Reporting Owner Address: |
| | Owner Street 1: C/O JONES SODA CO |
| | Owner Street 2: 66 S. HANFORD ST, STE 150 |
| | Owner City: SEATTLE |
| | Owner State: WA |
| | Owner ZIP Code: 98134 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: Chief Operating Officer |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 0.49 |
| | Transaction Date: |
| | | Value: 3/23/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 3/23/31 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 50,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 50,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: One-fourth of the shares subject to the option will vest on March 23, 2022 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to the employee's continuous service with the Company). |
| Owner Signature: |
| Signature Name: /s/ Mark Murray, Attorney-in-Fact |
| Signature Date: 3/31/21 |
