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Conlin Matthew – ‘4’ for 6/14/22 re: Fluent, Inc.

On:  Thursday, 6/16/22, at 1:41pm ET   ·   For:  6/14/22   ·   Accession #:  1437749-22-15132   ·   File #:  1-37893

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/16/22  Conlin Matthew                    4                      1:9K   Fluent, Inc.                      RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- rdgdoc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  6/14/22
Issuer:
Issuer CIK:  1460329
Issuer Name:  Fluent, Inc.
Issuer Trading Symbol:  FLNT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1660879
Owner Name:  Conlin Matthew
Reporting Owner Address:
Owner Street 1:  C/O FLUENT, INC.
Owner Street 2:  300 VESEY STREET, 9TH FLOOR
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10282
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Officer Title:  Chief Customer Officer
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/14/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  7,500
Transaction Price Per Share:
Value:  1.2786
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,499,216
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  80,000
Footnote ID:  F3
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  50,000
Footnote ID:  F4
Footnote ID:  F5
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  550,000
Footnote ID:  F4
Footnote ID:  F6
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,000,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by RSMC Partners, LLC, of which the Reporting Person is a member.
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  106,125
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by Matthew Conlin 2020 A Grantor Retained Annuity Trust, of which Reporting Person is Trustee.
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  317,570
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by Conlin Family Foundation Trust, in which the Reporting Person serves as co-trustee.
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  557,159
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by Matthew Conlin 2020 B Grantor Retained Annuity Trust, of which Reporting Person is Trustee.
Footnotes:
Footnote - F1:  The price reported in column 4 is a weighted average price. These shares were sold at an average price of $1.2786. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Footnote - F2:  The Reporting Person transferred 250,000 shares of Common Stock from his direct account to the Conlin Family Foundation Trust on April 21, 2022.
Footnote - F3:  Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019.
Footnote - F4:  The Reporting Person has elected to defer delivery of the vested RSUs until the Reporting Person's separation of service from the Company or a Change of Control.
Footnote - F5:  Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018.
Footnote - F6:  Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.
Owner Signature:
Signature Name:  /s/ Matthew Conlin
Signature Date:  6/16/22


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